Philip Sineneng, Esq.
ITEM 1. PROXY VOTING RECORD:
Item 1 Exhibits contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2021 with respect to which the Registrant was entitled to vote:
Registrant: Advisers Preferred Trust | | | | Atlas U.S. Tactical Income Fund, Inc. | | | | |
Investment Company Act file number: 811-23705 | | | | | | |
Reporting Period: July 1, 2021 through June 30, 2022 | | | | | | | | |
| | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e)Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
Costco | COST | 22160K105 | 1/20/2022 | Election of directors | Issuer | Yes | For | For |
Costco | COST | 22160K105 | 1/20/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Costco | COST | 22160K105 | 1/20/2022 | Executive compensation | Issuer | Yes | For | For |
Costco | COST | 22160K105 | 1/20/2022 | Charitable giving reporting | Issuer | Yes | For | For |
Costco | COST | 22160K105 | 1/20/2022 | Adoption of GHG emissions reduction targets | Issuer | Yes | For | For |
Costco | COST | 22160K105 | 1/20/2022 | Report on racial justice and food equity | Issuer | Yes | For | For |
| | | | | | | | |
Nike | NKE | 654106103 | 10/6/2021 | Election of directors | Issuer | Yes | For | For |
Nike | NKE | 654106103 | 10/6/2021 | Executive compensation | Issuer | Yes | For | For |
Nike | NKE | 654106103 | 10/6/2021 | Ratification of independent auditor | Issuer | Yes | For | For |
Nike | NKE | 654106103 | 10/6/2021 | Political contributions disclosure | Shareholder | Yes | Against | For |
Nike | NKE | 654106103 | 10/6/2021 | Human rights impact assessment | Shareholder | Yes | Against | For |
Nike | NKE | 654106103 | 10/6/2021 | Supplemental pay equity disclosure | Shareholder | Yes | Against | For |
Nike | NKE | 654106103 | 10/6/2021 | Diversity and inclusion efforts reporting | Shareholder | Yes | Against | For |
| | | | | | | | |
Procter & Gamble | PG | 742718109 | 10/12/2021 | Election of directors | Issuer | Yes | For | For |
Procter & Gamble | PG | 742718109 | 10/12/2021 | Ratification of independent auditor | Issuer | Yes | For | For |
Procter & Gamble | PG | 742718109 | 10/12/2021 | Executive compensation | Issuer | Yes | For | For |
Procter & Gamble | PG | 742718109 | 10/12/2021 | Inclusion of non-management employees on director nominee cadidate lists | Shareholder | Yes | Against | For |
Realty Income | O | 756109104 | 8/12/2021 | Issuance of common stock proposal | Issuer | Yes | For | For |
Realty Income | O | 756109104 | 8/12/2021 | Adjournment of special meeting for additional proxies | Issuer | Yes | For | For |
Realty Income | O | 756109104 | 8/12/2021 | Adjournment of special meeting for additional proxies | Issuer | Yes | For | For |
| | | | | | | | |
Visa | V | 92826C839 | 1/25/2022 | Election of directors | Issuer | Yes | For | For |
Visa | V | 92826C839 | 1/25/2022 | Executive compensation | Issuer | Yes | For | For |
Visa | V | 92826C839 | 1/25/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
| | | | | | | | |
Disney | DIS | 254687AV8 | 3/9/2022 | Election of directors | Issuer | Yes | For | For |
Disney | DIS | 254687AV8 | 3/9/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Disney | DIS | 254687AV8 | 3/9/2022 | Executive compensation | Issuer | Yes | For | For |
Disney | DIS | 254687AV8 | 3/9/2022 | Lobbying policies and activities | Shareholder | Yes | For | For |
Disney | DIS | 254687AV8 | 3/9/2022 | Amendment of governing documents to lower stock ownership | Shareholder | Yes | Against | Against |
Disney | DIS | 254687AV8 | 3/9/2022 | Diligence report evaluating human rights impacts | Shareholder | Yes | For | Against |
Disney | DIS | 254687AV8 | 3/9/2022 | Report on both median and adjusted pay gaps across race and gender | Shareholder | Yes | For | Against |
Disney | DIS | 254687AV8 | 3/9/2022 | Report on workplace and non-discrimination audit and report | Shareholder | Yes | For | Against |
| | | | | | | | |
Apple | AAPL | 37833100 | 3/4/2022 | Election of directors | Issuer | Yes | For | For |
Apple | AAPL | 37833100 | 3/4/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Apple | AAPL | 37833100 | 3/4/2022 | Executive compensation | Issuer | Yes | For | For |
Apple | AAPL | 37833100 | 3/4/2022 | Employee Stock Plan | Issuer | Yes | For | For |
Apple | AAPL | 37833100 | 3/4/2022 | Reincorporate with Deeper Purpose | Shareholder | Yes | Against | For |
Apple | AAPL | 37833100 | 3/4/2022 | Transparency Reports | Shareholder | Yes | For | Against |
Apple | AAPL | 37833100 | 3/4/2022 | Report on Forced Labor | Shareholder | Yes | For | Against |
Apple | AAPL | 37833100 | 3/4/2022 | Pay Equity | Shareholder | Yes | For | Against |
Apple | AAPL | 37833100 | 3/4/2022 | Civil Rights Audit | Shareholder | Yes | For | Against |
Apple | AAPL | 37833100 | 3/4/2022 | Report on Concealment Clauses | Shareholder | Yes | Against | For |
| | | | | | | | |
Fifth Third Bancorp | FITB | 316773100 | 4/12/2022 | Election of directors | Issuer | Yes | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/12/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/12/2022 | Executive compensation | Issuer | Yes | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/12/2022 | Amendment of governing documents to establish exclusive federal court jurisdiction for actions under 1933 Act | Issuer | Yes | For | For |
| | | | | | | | |
Bank of America | BAC | 060505104 | 4/25/2022 | Election of directors | Issuer | Yes | For | For |
Bank of America | BAC | 060505104 | 4/25/2022 | Executive compensation | Issuer | Yes | For | For |
Bank of America | BAC | 060505104 | 4/25/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Bank of America | BAC | 060505104 | 4/25/2022 | Ratification Delaware Exclusive Forum Provision | Issuer | Yes | For | For |
Bank of America | BAC | 060505104 | 4/25/2022 | Civil Rights Audit | Shareholder | Yes | For | Against |
Bank of America | BAC | 060505104 | 4/25/2022 | Policy to cease of financing new fossil fuel supplies | Shareholder | Yes | Against | For |
Bank of America | BAC | 060505104 | 4/25/2022 | Report on charitable donations | Shareholder | Yes | Against | For |
| | | | | | | | |
Citi | C | 172967424 | 4/25/2022 | Election of directors | Issuer | Yes | For | For |
Citi | C | 172967424 | 4/25/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Citi | C | 172967424 | 4/25/2022 | Executive compensation | Issuer | Yes | For | For |
Citi | C | 172967424 | 4/25/2022 | Additional Shares for Stock Incentive Plan | Issuer | Yes | For | For |
Citi | C | 172967424 | 4/25/2022 | Management Pay Clawback Policy | Shareholder | Yes | Against | For |
Citi | C | 172967424 | 4/25/2022 | Independent Board Chairman | Shareholder | Yes | For | Against |
Citi | C | 172967424 | 4/25/2022 | Report on effectiveness of policies and practices respecting indigenous peoples' rights | Shareholder | Yes | Against | For |
Citi | C | 172967424 | 4/25/2022 | Board adopt policy to end fossil fuel financing | Shareholder | Yes | Against | For |
Citi | C | 172967424 | 4/25/2022 | Non discrimination audit | Shareholder | Yes | For | Against |
| | | | | | | | |
Wells | WFC | 949746101 | 4/26/2022 | Election of directors | Issuer | Yes | For | For |
Wells | WFC | 949746101 | 4/26/2022 | Executive compensation | Issuer | Yes | For | For |
Wells | WFC | 949746101 | 4/26/2022 | Incentive Plan | Issuer | Yes | For | For |
Wells | WFC | 949746101 | 4/26/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Wells | WFC | 949746101 | 4/26/2022 | Management Pay Clawback Policy | Shareholder | Yes | Against | For |
Wells | WFC | 949746101 | 4/26/2022 | Report Incentive Based Compensation and Risks | Shareholder | Yes | Against | For |
Wells | WFC | 949746101 | 4/26/2022 | Racial and Gender Board Diversity Report | Shareholder | Yes | For | Against |
Wells | WFC | 949746101 | 4/26/2022 | Report on Respecting Indigenous Peoples' Rights | Shareholder | Yes | Against | For |
Wells | WFC | 949746101 | 4/26/2022 | Climate Change Policy Report | Shareholder | Yes | Against | For |
Wells | WFC | 949746101 | 4/26/2022 | Conduct a Racial Equity Audit | Shareholder | Yes | For | Against |
Wells | WFC | 949746101 | 4/26/2022 | Charitable Donations Disclosure | Shareholder | Yes | Against | For |
| | | | | | | | |
UPS | UPS | 911312106 | 5/4/2022 | Election of directors | Issuer | Yes | For | For |
UPS | UPS | 911312106 | 5/4/2022 | Incentive Plan | Issuer | Yes | For | For |
UPS | UPS | 911312106 | 5/4/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
UPS | UPS | 911312106 | 5/4/2022 | Lobbying policies and activities annual report | Shareholder | Yes | For | Against |
UPS | UPS | 911312106 | 5/4/2022 | Report on alignment of lobbying activities with the Paris Climate Agreement | Shareholder | Yes | Against | For |
UPS | UPS | 911312106 | 5/4/2022 | Reduce voting powerof class A stock from 10 votes to one vote per share | Shareholder | Yes | For | Against |
UPS | UPS | 911312106 | 5/4/2022 | Require adoption of independently verified science based greenhouse gas emissions targets | Shareholder | Yes | Against | For |
UPS | UPS | 911312106 | 5/4/2022 | Prepare a report on balancing climate measures and financial returns | Shareholder | Yes | Against | For |
UPS | UPS | 911312106 | 5/4/2022 | Prepare an annual report assessing UPS diversity and inclusion | Shareholder | Yes | For | Against |
| | | | | | | | |
Goldman Sachs | GS | 38141G104 | 4/27/2022 | Election of directors | Issuer | Yes | For | For |
Goldman Sachs | GS | 38141G104 | 4/27/2022 | Executive compensation | Issuer | Yes | For | For |
Goldman Sachs | GS | 38141G104 | 4/27/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Goldman Sachs | GS | 38141G104 | 4/27/2022 | Report on charitable donations | Shareholder | Yes | Against | For |
Goldman Sachs | GS | 38141G104 | 4/27/2022 | Independent Board Chairman | Shareholder | Yes | For | Against |
Goldman Sachs | GS | 38141G104 | 4/27/2022 | Lending and underwriting to not contribute to New Fossil Fuel Development | Shareholder | Yes | Against | For |
Goldman Sachs | GS | 38141G104 | 4/27/2022 | Special Shareholder Meeting Thresholds | Shareholder | Yes | Against | For |
| | | | | | | | |
Eli Lilly | LLY | 532457108 | 5/1/2022 | Election of directors | Issuer | Yes | For | For |
Eli Lilly | LLY | 532457108 | 5/1/2022 | Executive compensation | Issuer | Yes | For | For |
Eli Lilly | LLY | 532457108 | 5/1/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Eli Lilly | LLY | 532457108 | 5/1/2022 | Amendments to Articles of Incorporation to eliminate classified board structure | Issuer | Yes | For | For |
Eli Lilly | LLY | 532457108 | 5/1/2022 | Amendments to Articles of Incorporation to eliminate supermajority voting provisions | Issuer | Yes | For | For |
Eli Lilly | LLY | 532457108 | 5/1/2022 | Amendments to Articles of Incorporation to enable bylaws amendments | Issuer | Yes | For | For |
Eli Lilly | LLY | 532457108 | 5/1/2022 | Proposal to amend bylaws to require independent board chair | Shareholder | Yes | For | Against |
Eli Lilly | LLY | 532457108 | 5/1/2022 | Publish annual report to require independent board chair | Shareholder | Yes | For | Against |
Eli Lilly | LLY | 532457108 | 5/1/2022 | Disclose lobbying activities and alignment with public policy positions and statements | Shareholder | Yes | For | Against |
Eli Lilly | LLY | 532457108 | 5/1/2022 | Report oversight of risks related to anticompetitive pricing strategies | Shareholder | Yes | Against | For |
| | | | | | | | |
Pepsi | PEP | 713448108 | 5/4/2022 | Election of directors | Issuer | Yes | For | For |
Pepsi | PEP | 713448108 | 5/4/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Pepsi | PEP | 713448108 | 5/4/2022 | Executive compensation | Issuer | Yes | For | For |
Pepsi | PEP | 713448108 | 5/4/2022 | Independent Board Chairman | Shareholder | Yes | For | Against |
Pepsi | PEP | 713448108 | 5/4/2022 | Report on Global Policyand Political Influence Outside the U.S. | Shareholder | Yes | Against | For |
Pepsi | PEP | 713448108 | 5/4/2022 | Report on Public Health Costs. | Shareholder | Yes | Against | For |
| | | | | | | | |
Verizon | VZ | 92343V104 | 5/12/2022 | Election of directors | Issuer | Yes | For | For |
Verizon | VZ | 92343V104 | 5/12/2022 | Executive compensation | Issuer | Yes | For | For |
Verizon | VZ | 92343V104 | 5/12/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Verizon | VZ | 92343V104 | 5/12/2022 | Report on charitable donations | Shareholder | Yes | Against | For |
Verizon | VZ | 92343V104 | 5/12/2022 | Clawback Policy | Shareholder | Yes | Against | For |
Verizon | VZ | 92343V104 | 5/12/2022 | Ratification of annual equity awards | Shareholder | Yes | Against | For |
Verizon | VZ | 92343V104 | 5/12/2022 | Business operations in China | Shareholder | Yes | Against | For |
| | | | | | | | |
Intel | INTC | 458140100 | 5/12/2022 | Election of directors | Issuer | Yes | For | For |
Intel | INTC | 458140100 | 5/12/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Intel | INTC | 458140100 | 5/12/2022 | Executive compensation | Issuer | Yes | For | For |
Intel | INTC | 458140100 | 5/12/2022 | Amendment and restatement of the 2006 Equity Incentive Plan | Issuer | Yes | For | For |
Intel | INTC | 458140100 | 5/12/2022 | Amendment to company's special meeting right | Shareholder | Yes | Against | For |
Intel | INTC | 458140100 | 5/12/2022 | Third party audit on whether racism is reinforced in company culture | Shareholder | Yes | For | Against |
| | | | | | | | |
AIG | AIG | 26874156 | 5/11/2022 | Election of directors | Issuer | Yes | For | For |
AIG | AIG | 26874156 | 5/11/2022 | Executive compensation | Issuer | Yes | For | For |
AIG | AIG | 26874156 | 5/11/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
AIG | AIG | 26874156 | 5/11/2022 | Reduce threshold to call special meetings from 25 to 10 percent | Shareholder | Yes | Against | For |
| | | | | | | | |
Home Depot | HD | 437076102 | 5/18/2022 | Election of directors | Issuer | Yes | For | For |
Home Depot | HD | 437076102 | 5/18/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Home Depot | HD | 437076102 | 5/18/2022 | Executive compensation | Issuer | Yes | For | For |
Home Depot | HD | 437076102 | 5/18/2022 | Approval of Stock Incentive Plan | Issuer | Yes | For | For |
Home Depot | HD | 437076102 | 5/18/2022 | Proposal to reduce the threshold to call special shareholder meetings to 10% of outstanding shares | Shareholder | Yes | Against | For |
Home Depot | HD | 437076102 | 5/18/2022 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Yes | For | Against |
Home Depot | HD | 437076102 | 5/18/2022 | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shareholder | Yes | Against | For |
Home Depot | HD | 437076102 | 5/18/2022 | Shareholder Proposal Regarding Report on Gender and Racial Equity on the Board of Directors | Shareholder | Yes | For | Against |
Home Depot | HD | 437076102 | 5/18/2022 | Shareholder Proposal Regarding Report on Deforestation | Shareholder | Yes | Against | For |
Home Depot | HD | 437076102 | 5/18/2022 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Yes | For | Against |
| | | | | | | | |
Realty Income | O | 756109104 | 5/17/2022 | Election of directors | Issuer | Yes | For | For |
Realty Income | O | 756109104 | 5/17/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Realty Income | O | 756109104 | 5/17/2022 | Non-binding advisory proposal to approve the compensation of our named executive officers as described in the Proxy Statement. | Issuer | Yes | For | For |
Realty Income | O | 756109104 | 5/17/2022 | Amendment of the Company's charter to increase the number of authorized shares of common stock. | Issuer | Yes | For | For |
| | | | | | | | |
AMD | AMD | 7903107 | 5/18/2022 | Election of directors | Issuer | Yes | For | For |
AMD | AMD | 7903107 | 5/18/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
AMD | AMD | 7903107 | 5/18/2022 | Executive compensation | Issuer | Yes | For | For |
| | | | | | | | |
Amgen | AMGN | 31162100 | 5/17/2022 | Election of directors | Issuer | Yes | For | For |
Amgen | AMGN | 31162100 | 5/17/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Amgen | AMGN | 31162100 | 5/17/2022 | Executive compensation | Issuer | Yes | For | For |
| | | | | | | | |
WP Carey | WPC | 92936U109 | 6/16/2022 | Election of directors | Issuer | Yes | For | For |
WP Carey | WPC | 92936U109 | 6/16/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
WP Carey | WPC | 92936U109 | 6/16/2022 | Executive compensation | Issuer | Yes | For | For |
| | | | | | | | |
Merck | MRK | 58933Y105 | 5/24/2022 | Election of directors | Issuer | Yes | For | For |
Merck | MRK | 58933Y105 | 5/24/2022 | Executive compensation | Issuer | Yes | For | For |
Merck | MRK | 58933Y105 | 5/24/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Merck | MRK | 58933Y105 | 5/24/2022 | Independent Board Chairman | Shareholder | Yes | For | Against |
Merck | MRK | 58933Y105 | 5/24/2022 | Access to COVID-19 products | Shareholder | Yes | Against | For |
Merck | MRK | 58933Y105 | 5/24/2022 | Lobbying expenditure | Shareholder | Yes | Against | For |
| | | | | | | | |
AGNC Investment Corp | AGNC | 00123Q104 | 4/21/2022 | Election of directors | Issuer | Yes | For | For |
AGNC Investment Corp | AGNC | 00123Q104 | 4/21/2022 | Executive compensation | Issuer | Yes | For | For |
AGNC Investment Corp | AGNC | 00123Q104 | 4/21/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
AGNC Investment Corp | AGNC | 00123Q104 | 4/21/2022 | Approve amendment to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend certain provisions of our Amended and Restated Certificate of Incorporation. | Issuer | Yes | For | For |
AGNC Investment Corp | AGNC | 00123Q104 | 4/21/2022 | Approve amendment to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend our Fourth Amended and Restated Bylaws. | Issuer | Yes | For | For |
AGNC Investment Corp | AGNC | 00123Q104 | 4/21/2022 | Approve amendment to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: remove directors. | Issuer | Yes | For | For |
Fiserv | FISV | 337738108 | 5/18/2022 | Election of directors | Issuer | Yes | For | For |
Fiserv | FISV | 337738108 | 5/18/2022 | Executive compensation | Issuer | Yes | For | For |
Fiserv | FISV | 337738108 | 5/18/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Fiserv | FISV | 337738108 | 5/18/2022 | board seek shareholder approval of senior manager severance and termination payments | Shareholder | Yes | Against | For |
| | | | | | | | |
McDonald | MCD | 580135101 | 5/26/2022 | Election of directors | Issuer | Yes | For | For |
McDonald | MCD | 580135101 | 5/26/2022 | Executive compensation | Issuer | Yes | For | For |
McDonald | MCD | 580135101 | 5/26/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
McDonald | MCD | 580135101 | 5/26/2022 | Advisory vote on a shareholder proposal requesting to modify the threshold to call special shareholders' meetings, if properly presented. | Shareholder | Yes | Against | For |
McDonald | MCD | 580135101 | 5/26/2022 | Advisory vote on a shareholder proposal requesting a report on reducing plastics use, if properly presented. | Shareholder | Yes | Against | For |
McDonald | MCD | 580135101 | 5/26/2022 | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | Shareholder | Yes | Against | For |
McDonald | MCD | 580135101 | 5/26/2022 | Advisory vote on a shareholder proposal requesting disclosure regarding confinement stall use in the Company's U.S. pork supply chain, if properly presented. | Shareholder | Yes | Against | For |
McDonald | MCD | 580135101 | 5/26/2022 | Advisory vote on a shareholder proposal requesting a third party civil rights audit, if properly presented. | Shareholder | Yes | For | Against |
McDonald | MCD | 580135101 | 5/26/2022 | Advisory vote on a shareholder proposal requesting a report on lobbying activities and expenditures, if properly presented. | Shareholder | Yes | For | Against |
McDonald | MCD | 580135101 | 5/26/2022 | Advisory vote on a shareholder proposal requesting a report on global public policy and political influence, if properly presented. | Shareholder | Yes | Against | For |
| | | | | | | | |
Orion | ONL | 68629Y103 | 5/25/2022 | Election of directors | Issuer | Yes | For | For |
Orion | ONL | 68629Y103 | 5/25/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
| | | | | | | | |
Amazon | AMZN | 023135106 | 5/25/2022 | Election of directors | Issuer | Yes | For | For |
Amazon | AMZN | 023135106 | 5/25/2022 | Ratification of independent auditor | Issuer | Yes | For | For |
Amazon | AMZN | 023135106 | 5/25/2022 | Executive compensation | Issuer | Yes | For | For |
Amazon | AMZN | 023135106 | 5/25/2022 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Issuer | Yes | For | For |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Yes | Against | For |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Yes | Against | For |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Yes | Against | For |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Yes | Against | For |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES | Shareholder | Yes | Against | For |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES | Shareholder | Yes | Against | For |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Yes | Against | For |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Yes | Against | For |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Yes | Against | For |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Yes | For | Against |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS | Shareholder | Yes | Against | For |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Yes | Against | For |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Yes | For | Against |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT | Shareholder | Yes | For | Against |
Amazon | AMZN | 023135106 | 5/25/2022 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Yes | Against | For |
| | | | | | | | |
PayPal | PYPL | 70450Y103 | 6/2/2022 | Election of directors | Issuer | Yes | For | For |
PayPal | PYPL | 70450Y103 | 6/2/2022 | Executive compensation | Issuer | Yes | For | For |
PayPal | PYPL | 70450Y103 | 6/2/2022 | Vote Frequency to Approve Executive Compensation | Issuer | Yes | 1 Year | For |
PayPal | PYPL | 70450Y103 | 6/2/2022 | Independent Auditor | Issuer | Yes | For | For |
PayPal | PYPL | 70450Y103 | 6/2/2022 | Special Shareholder Meeting Thresholds | Shareholder | Yes | Against | For |
| | | | | | | | |
Comcast | CMCSA | 20030N101 | 6/1/2022 | Election of directors | Issuer | Yes | For | For |
Comcast | CMCSA | 20030N101 | 6/1/2022 | Executive compensation | Issuer | Yes | For | For |
Comcast | CMCSA | 20030N101 | 6/1/2022 | Independent Auditor | Issuer | Yes | For | For |
Comcast | CMCSA | 20030N101 | 6/1/2022 | Report Charitable Donations | Shareholder | Yes | Against | For |
Comcast | CMCSA | 20030N101 | 6/1/2022 | Perform independent racial equity audit | Shareholder | Yes | For | Against |
Comcast | CMCSA | 20030N101 | 6/1/2022 | To report on risks of omitting "viewpoint" and "ideology" from EEO policy | Shareholder | Yes | Against | For |
Comcast | CMCSA | 20030N101 | 6/1/2022 | To conduct and publicly release the results of an independent investigation into the effectiveness of sexual harassment policies | Shareholder | Yes | Against | For |
Comcast | CMCSA | 20030N101 | 6/1/2022 | To report on how retirement plan options align with company climate goals | Shareholder | Yes | Against | For |
| | | | | | | | |
Salesforce | CRM | 79466L302 | 6/9/2022 | Election of directors | Issuer | Yes | For | For |
Salesforce | CRM | 79466L302 | 6/9/2022 | Amend and restate Equity Incentive Plan | Issuer | Yes | For | For |
Salesforce | CRM | 79466L302 | 6/9/2022 | Amend and restate Employee Stock Purchase Plan | Issuer | Yes | For | For |
Salesforce | CRM | 79466L302 | 6/9/2022 | Independent Auditor | Issuer | Yes | For | For |
Salesforce | CRM | 79466L302 | 6/9/2022 | Approve 2022 compensation | Issuer | Yes | For | For |
Salesforce | CRM | 79466L302 | 6/9/2022 | Independent Chair | Shareholder | Yes | For | Against |
Salesforce | CRM | 79466L302 | 6/9/2022 | Racial Equity Audit | Shareholder | Yes | For | Against |
| | | | | | | | |
Shopify | SHOP | 82509L107 | 6/7/2022 | Election of directors | Issuer | Yes | For | For |
Shopify | SHOP | 82509L107 | 6/7/2022 | Independent Auditor | Issuer | Yes | For | For |
Shopify | SHOP | 82509L107 | 6/7/2022 | Founder share | Issuer | Yes | Against | Against |
Shopify | SHOP | 82509L107 | 6/7/2022 | Share Split | Issuer | Yes | For | For |
Shopify | SHOP | 82509L107 | 6/7/2022 | Executive compensation | Issuer | Yes | For | For |
| | | | | | | | |
ANNALY CAPITAL MANAGEMENT, | NLY | 035710409 | 5/18/2022 | Election of directors | Issuer | Yes | For | For |
ANNALY CAPITAL MANAGEMENT, | NLY | 035710409 | 5/18/2022 | Executive compensation | Issuer | Yes | For | For |
ANNALY CAPITAL MANAGEMENT, | NLY | 035710409 | 5/18/2022 | Independent Auditor | Issuer | Yes | For | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.