Exhibit99.CODEETH
FINANCIAL OFFICER CODE OFETHICS
1.
Introduction
ThereputationandintegrityofFundriseGrowthTechFund,LLC(the“Fund”)arevaluableassets that are vital to the Fund’s success. The Fund has adopted this Code of Ethics (the “Code”) to comply with Section 406 of the Sarbanes-Oxley Act of 2002 and the rules promulgated by the Securities and Exchange Commission (the “SEC”) thereunder. This Code is in addition to, not in replacementof,theCodeofEthicsadoptedbytheFundforaccesspersonspursuanttoRule17j-1 under the Investment Company Act of 1940 (the “1940 Act”).
TheFundrequiresitsPrincipalExecutiveOfficer,PrincipalFinancial/AccountingOfficer,orother Fundofficersperformingsimilarfunctions(collectively,the“PrincipalOfficers”)tomaintainthe highest ethical and legal standards while performing their duties and responsibilities to the Fund, withparticularemphasisonthosedutiesthatrelatetothepreparationandreportingofthefinancial information of the Fund. The principles and responsibilities below shall govern the professional conduct of the Principal Officers:
2.
HonestandEthical
Conduct
The Principal Officers shall act with honesty and integrity, avoiding actual or apparent conflicts of interest in personal and professional relationships, and shall report any material transaction or relationshipthatreasonablycouldbeexpectedtogiverisetosuchconflictbetweentheirinterests andthoseoftheFundtotheAuditCommitteeoftheBoardofDirectorsoftheFund(the“Board”) ortothefullBoardand,inaddition,toanyotherappropriatepersonorentitythatmayreasonably be expected to deal with any conflict of interest in a timely and expeditious manner.
The Principal Officers shall act in good faith, responsibly, with due care, competence and diligence, without misrepresenting material facts or allowing their independent judgment to be subordinated or compromised.
3.
FinancialRecordsand
Reporting
The Principal Officers shall provide full, fair, accurate, timely and understandable disclosure in the reports and/or other documents to be filed with or submitted to the SEC or other applicable bodybytheFund,orthatisotherwisepubliclydisclosedorcommunicated.ThePrincipalOfficers shall comply with applicable rules and regulations of federal, state, and local governments, and other appropriate private and public regulatory agencies.
The Principal Officers shall respect the confidentiality of information acquired in the course of their work and shall not disclose such information except when authorized or legally obligated to disclose. The Principal Officers will not use confidential information acquired in the course of their duties as Principal Officers.
The Principal Officers shall share knowledge and maintain skills important and relevant to the Fund’s needs; shallproactively promoteethical behaviorof theFund’s officersand with
industry
peersandassociates;andshallmaintaincontroloverandresponsiblymanageassetsandresources employed or entrusted to them by the Fund.4.
CompliancewiththisCodeof
Ethics
The Principal Officers shall promptly report any violations of this Code to the Fund’s Chief ComplianceOfficer(the“CCO”),theAuditCommitteeoftheBoardorthefullBoardandshallbe heldaccountableforstrictadherencetothisCode.Aprovenfailuretoupholdthestandardsstated herein shall be grounds for such sanctions as shall be reasonably imposed by the Board.
PrincipalOfficerswhoreportviolationsorsuspectedviolationsingoodfaithwillnotbesubjectto retaliationofanykind.Reportedviolationswillbeinvestigatedandaddressedpromptlyandwill be treated confidentially to the extent possible.
5.
Amendmentand
Waiver
This Code may only be amended or modified by approval of the Board. Any substantive amendment that is not technical or administrative in nature or any material waiver, implicit or otherwise,ofanyprovisionofthisCodeofEthics,shallbecommunicatedpubliclyinaccordance with Item 2 of Form N-CSR under the 1940 Act.
6.
Questionsaboutthe
Code
TheBoardhasdesignatedtheCCOtoimplementandadministerthisCode.Anyquestionsabout this Code should be directed to the CCO.