Sriram Sathyanarayanan Form 3 Codiak BioSciences / Sriram Sathyanarayanan ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Sathyanarayanan Sriram

(Last) (First) (Middle)

C/O CODIAK BIOSCIENCES, INC.

35 CAMBRIDGEPARK DRIVE, SUITE 500

(Street)

CAMBRIDGE MA 02140

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/09/2021

3. Issuer Name and Ticker or Trading Symbol
Codiak BioSciences, Inc. [ CDAK ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Scientific Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	(1)	07/24/2027	Common Stock	51,266	3.29	D
Stock Option (Right to Buy)	(2)	01/31/2028	Common Stock	9,594	10.17	D
Stock Option (Right to Buy)	(3)	07/30/2029	Common Stock	8,314	10.25	D
Stock Option (Right to Buy)	(4)	01/14/2029	Common Stock	15,989	10.25	D
Stock Option (Right to Buy)	(5)	01/08/2030	Common Stock	19,188	10.25	D
Stock Option (Right to Buy)	(6)	01/21/2031	Common Stock	16,000	26.6	D

Explanation of Responses:

1. This option vested 25% on July 25, 2018, with the remainder vesting in 12 equal quarterly installments thereafter.

2. This option vested 25% on January 1, 2019, with the remainder vesting in 12 equal quarterly installments thereafter.

3. This option vested 25% on July 31, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.

4. This option vested 25% on January 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.

5. This option vested 25% on January 9, 2021, with the remainder vesting in 12 equal quarterly installments thereafter.

6. This option shall vest 25% on January 22, 2022, with the remainder vesting in 12 equal quarterly installments thereafter.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Yalonda Howze, by Power of Attorney for Sriram Sathyanarayanan	06/22/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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