SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/25/2024 |
3. Issuer Name and Ticker or Trading Symbol
Lineage, Inc. [ LINE ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
Remarks: |
Each of Stonepeak Aspen Holdings LLC ("Fund I"); Stonepeak Aspen Holdings II LLC ("Fund II"); Stonepeak Aspen Holdings III LLC ("Fund III"); Stonepeak Aspen Holdings IV LLC ("Fund IV"); Stonepeak Aspen Holdings V LLC ("Fund V"); Stonepeak Infrastructure Fund III (AIV III) LP ("AIV III"), the managing member of Fund I and Fund II; Stonepeak Aspen (Co-Invest) Holdings LP ("Co-Invest I"), the managing member of Fund III and Fund IV; Stonepeak Aspen (Co-Invest) Holdings II LP ("Co-Invest II"), the managing member of Fund V; Stonepeak Associates III LLC ("Associates III"), the general partner of each of AIV III, Co-Invest I and Co-Invest II; Stonepeak GP Holdings III LP ("Holdings III"), the sole member of Associates III; Stonepeak GP Investors III LLC ("Investors III"), the general partner of Holdings III; Stonepeak GP Investors Holdings LP ("Investors Holdings"), the managing member of Investors III; Stonepeak GP Investors Upper Holdings LP ("Upper Holdings"), the general partner of Investors Holdings; Stonepeak GP Investors Holdings Manager LLC ("Holdings Manager"), the general partner of Upper Holdings; and Mr. Michael Dorrell, the sole member of Holdings Manager (collectively, the "Reporting Persons") are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act but, because no more than 10 reporting persons can file any one Form 3 through the SEC's EDGAR system, Holdings III, Investors III, Investors Holdings, Upper Holdings, Holdings Manager and Mr. Dorrell have jointly filed with the other Reporting Persons on a separate Form 3 filing submitted on the same day hereof. Solely for purposes of Section 16 of the Exchange Act, each of the Reporting Persons may be deemed to be a director-by-deputization by virtue of Fund I's contractual right to designate two persons to serve on the board of directors of the Issuer (the "Board"). James Wyper and Luke Taylor serve as Fund I's designated directors on the Board. |
No securities are beneficially owned. |
See Exhibit 99.1: Signatures | 07/25/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |