UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 18, 2024
Redwood Enhanced Income Corp.
(Exact name of registrant as specified in its charter)
| Maryland | 000-56413 | 88-0824777 |
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
| 250 West 55th Street, 26th Floor New York, NY | 10019 |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant's telephone number, including area code: (212) 970-1400
Not Applicable
(Former name or former address, if changed since last report)
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| None | None | None |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07. Submission of Matters to a Vote of Security Holders
On June 18, 2024, the Redwood Enhanced Income Corp. (the “Company”) held its 2024 Annual Meeting of Stockholders (the “Annual Meeting”) to elect Boris Onefater and Ruben Kliksberg as directors of the Company to serve until the 2027 annual meeting of the stockholders (the “Election of Directors”) and to ratify the selection of Grant Thornton LLP as the Company’s independent public accounting firm for the 2024 fiscal year end (the “Ratification of Auditors”). There were present at the Annual Meeting, in person or by proxy, stockholders holding an aggregate of 16,503,351.71 shares of the Company’s common stock, out of a total of 16,507,489.45 shares of the Company’s common stock issued and outstanding and entitled to vote at the Annual Meeting. The Company’s stockholders approved the Election of Directors and the Ratification of Auditors.
The following votes were taken in connection with the Election of Directors proposal:
| Votes For | Votes Against | Abstain | Broker Non-Votes | |||
| 16,140,398.32 | 0 | 362,953.39 | 0 |
The following votes were taken in connection with the Ratification of Auditors proposal:
| Votes For | Votes Against | Abstain | Broker Non-Votes | |||
| 16,503,351.71 | 0 | 0 | 0 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| REDWOOD ENHANCED INCOME CORP. | ||
| Date: June 25, 2024 | By: | /s/ Sean Sauler |
| Name: Sean Sauler | ||
| Title: Co-President | ||
