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SC 13D/A Filing
Portillo's (PTLO) SC 13D/APortillo's / Engaged Capital ownership change
Filed: 28 Feb 25, 7:23pm
Exhibit 1
Transactions in Securities of the Issuer During the Past 60 Days
Nature of the Transaction | Securities Purchased/(Sold) | Price Per Security($) | Date of Purchase/Sale |
ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP
Sale of Cash-Settled Total Return Swap | (500,000) | 13.3699 | 01/27/2025 |
Sale of Cash-Settled Total Return Swap | (100,000) | 14.0962 | 01/28/2025 |
Sale of Cash-Settled Total Return Swap | (250,000) | 14.2307 | 01/29/2025 |
Sale of Cash-Settled Total Return Swap | (165,804) | 14.0790 | 01/30/2025 |
Sale of Cash-Settled Total Return Swap | (109,339) | 14.1239 | 02/03/2025 |
Sale of Cash-Settled Total Return Swap | (99,857) | 14.0728 | 02/04/2025 |
Short Sale of May 2, 2025 Custom Call Option ($14.00 Strike Price) | (41,729)1 | 1.9695 | 02/11/2025 |
Short Sale of May 2, 2025 Custom Call Option ($14.00 Strike Price) | (578,271)1 | 1.9216 | 02/12/2025 |
Sale of Class A Common Stock | (45,833) | 14.2424 | 02/26/2025 |
Sale of Class A Common Stock | (246,843) | 14.1527 | 02/26/2025 |
Sale of Class A Common Stock | (12,297) | 14.0371 | 02/27/2025 |
Sale of Class A Common Stock | (18,850) | 14.0194 | 02/27/2025 |
Sale of Class A Common Stock | (5,212) | 14.0238 | 02/27/2025 |
Sale of Cash-Settled Total Return Swap | (4,400) | 14.0043 | 02/27/2025 |
Sale of Cash-Settled Total Return Swap | (105,600) | 14.0880 | 02/28/2025 |
Sale of Class A Common Stock | (160,058) | 14.1278 | 02/28/2025 |
1 Also represents the number of Shares underlying the Custom Call Options.
ENGAGED CAPITAL CO-INVEST XVII, LP
Sale of Class A Common Stock | (13,690) | 14.2424 | 02/26/2025 |
Sale of Class A Common Stock | (73,732) | 14.1527 | 02/26/2025 |
Sale of Class A Common Stock | (3,673) | 14.0371 | 02/27/2025 |
Sale of Class A Common Stock | (1,557) | 14.0238 | 02/27/2025 |
Sale of Class A Common Stock | (5,630) | 14.0194 | 02/27/2025 |
Sale of Class A Common Stock | (47,810) | 14.1278 | 02/28/2025 |