Timothy M Nall Form 3 BROWN FORMAN / Timothy M Nall ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Nall Timothy M

(Last) (First) (Middle)

850 DIXIE HIGHWAY

(Street)

LOUISVILLE KY 40210

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/02/2021

3. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP CIO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class B Common	4,614	D
Class A Common	36	I	Family Trust
Class B Common	9	I	Family Trust
Class B Common	6,288.6595(1)	I	By 401k

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Appreciation Right	05/01/2016	04/30/2023	Class B Common	11,742	28.433	D
Stock Appreciation Right	05/01/2017	04/30/2024	Class B Common	7,930	36.109	D
Stock Appreciation Right	05/01/2018	04/30/2025	Class B Common	13,280	40.145	D
Stock Appreciation Right	05/01/2020	04/30/2027	Class B Common	7,659	39.757	D
Stock Appreciation Right	05/01/2021	04/30/2028	Class B Common	9,505	54	D
Stock Appreciation Right	05/01/2022	04/30/2029	Class B Common	9,729	54.64	D
Stock Appreciation Right	05/01/2023	04/30/2030	Class B Common	2,965	69.21	D
Restricted Stock Units	04/30/2023(2)	(2)	Class B Common	626	(3)	D

Explanation of Responses:

1. Number of shares acquired through the issuer's 401(k) plan as of July 2, 2021.

2. The restricted stock units were granted July 30, 2020, and vest April 30, 2023.

3. Each restricted stock unit represents a contingent right to recive one share of Brown-Forman Class B common stock.

Remarks:

	Jaileah X. Huddleston, Attorney in Fact for Timothy M. Nall	07/12/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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