SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 04/11/2022 | 3. Issuer Name and Ticker or Trading Symbol Charge Enterprises, Inc. [ CRGE ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common stock | 924,768 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options, right to buy | (1) | (1) | Common Stock | 1,500,000 | 2 | D | |
Options, right to buy | (2) | (2) | Common Stock | 250,000 | 2 | D |
Explanation of Responses: |
1. On January 11, 2021, the Reporting Person was granted options to purchase 1,500,000 shares of common stock pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan. As of the grant date, the vesting of options to purchase 300,000 shares had occurred, with the remaining options vesting in equal installments as of the anniversary of grant date. The options are exercisable for a term of five years. |
2. On January 11, 2021, the Reporting Person was granted options to purchase 250,000 shares of common stock pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan. As of the grant date, the vesting of options to purchase 50,000 shares had occurred, with the remaining options vesting in equal installments as of the anniversary of grant date. The options are exercisable for a term of five years. |
/s/ Justin Deutsch | 04/11/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |