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Issuer: Capital One Financial Corporation | CUSIP: 14040H105 | | |
Ticker: COF | | | | |
Meeting Date: 4/30/15 | | | | |
| | | | For/ |
| | Proposed | Fund | Against |
Matter Voted On | | By | Vote | Mgt. |
1A. Election of Richard D. Fairbank as a director of the company. | Management | FOR | FOR |
1B. Election of Patrick W. Gross as a director of the company. | Management | FOR | FOR |
1C. Election of Ann Fritz Hackett as a director of the company. | Management | FOR | FOR |
1D. Election of Lewis Hay, III as a director of the company. | Management | FOR | FOR |
1E. Election of Benjamin P. Jenkins III as a director of the company. | Management | FOR | FOR |
1F. Election of Pierre E. Leroy as a director of the company. | Management | FOR | FOR |
1G. Election of Peter E. Raskind as a director of the company. | Management | FOR | FOR |
1H. Election of Mayo A. Shattuck III as a director of the company. | Management | FOR | FOR |
1I. Election of Bradford H. Warner as a director of the company. | Management | FOR | FOR |
1J. Election of Catherine G. West as a director of the company. | Management | FOR | FOR |
2. Ratification of selection of Ernst & Young LLP as independent auditors of | | | |
Capital One for 2015. | | Management | FOR | FOR |
3. Advisory approval of Capital One’s 2014 named executive officer | | | |
compensation. | | Management | FOR | FOR |
4. Approval of amendments to Capital One’s restated certificate of | | | |
incorporation to allow stockholders to request special meetings of the | Management | FOR | FOR |
stockholders. | | | | |
5. Stockholder proposal regarding special meetings of the stockholders, if | | | |
presented at the meeting. | | Stockholder | Against | FOR |
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Issuer: Citigroup Inc. | CUSIP: 172967424 | | |
Ticker: C | | | | |
Meeting Date: 4/28/15 | | | | |
| | | | For/ |
| | Proposed | Fund | Against |
Matter Voted On | | By | Vote | Mgt. |
1a. Election of Michael L. Corbat as a director of the company. | | Management | FOR | FOR |
1b. Election of Duncan P. Hennes as a director of the company. | | Management | FOR | FOR |
1c. Election of Peter B. Henry as a director of the company. | | Management | FOR | FOR |
1d. Election of Franz B. Humer as a director of the company. | | Management | FOR | FOR |
1e. Election of Michael E. O’Neill as a director of the company. | | Management | FOR | FOR |
1f. Election of Gary M. Reiner as a director of the company. | | Management | FOR | FOR |
1g. Election of Judith Rodin as a director of the company. | | Management | FOR | FOR |
1h. Election of Anthony M. Santomero as a director of the company. | | Management | FOR | FOR |
1i. Election of Joan E. Spero as a director of the company. | | Management | FOR | FOR |
1j. Election of Diana L. Taylor as a director of the company. | | Management | FOR | FOR |
1k. Election of William S. Thompson, Jr. as a director of the company. | | Management | FOR | FOR |
1l. Election of James S. Turley as a director of the company. | | Management | FOR | FOR |
1m. Election of Ernesto Zedillo Ponce de Leon as a director of the company. | Management | FOR | FOR |
2. Proposal to ratify the selection of KPMG LLP as Citi’s independent registered accounting firm | | | |
for 2015. | | Management | FOR | FOR |
3. Advisory approval of Citi’s 2014 executive compensation. | | Management | FOR | FOR |
4. Approval of an amendment to the Citigroup 2014 Stock Incentive Plan authorizing additional | | | |
shares. | | Management | FOR | FOR |
5. Stockholder proposal requesting Proxy Access for Shareholders. | | Stockholder | FOR | FOR |
6. Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions. | Stockholder | Against | FOR |
7. Stockholder proposal requesting an amendment to the General Clawback policy. | Stockholder | Against | FOR |
8. Stockholder proposal requesting a by-law amendment to exclude from the Board of Directors’ | | | |
Audit Committee any director who was a director at a public company while that company filed for | Stockholder | Against | FOR |
reorganization under Chapter 11. | | | | |
9. Stockholder proposal requesting a report regarding the vesting of equity-based awards for senior | Stockholder | Against | FOR |
executives due to a voluntary resignation to enter government service. | | | | |
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