Jon Adams Form 3 COLUMBUS MCKINNON / Jon Adams ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Adams Jon

(Last) (First) (Middle)

205 CROSSPOINT PARKWAY

(Street)

GETZVILLE NY 14068

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/19/2021

3. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Interim VP Crane Solutions

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	9,270.6493(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Non-Qualified Stock Options (Right to Buy)	05/18/2016	05/18/2025	Common Stock	2,717(2)	24.94	D
Non-Qualified Stock Options (Right to Buy)	05/23/2017	05/23/2026	Common Stock	4,878(2)	15.16	D
Non-Qualified Stock Options (Right to Buy)	05/22/2018	05/22/2027	Common Stock	4,606(2)	24.33	D
Non-Qualified Stock Options (Right to Buy)	05/22/2019	05/22/2028	Common Stock	2,758(3)	38.7	D
Non-Qualified Stock Options (Right to Buy)	05/20/2020	05/20/2029	Common Stock	3,494(4)	35.16	D
Non-Qualified Stock Options (Right to Buy)	05/18/2021	05/18/2030	Common Stock	5,381(5)	25.52	D
Non-Qualified Stock Options (Right to Buy)	05/17/2022	05/17/2031	Common Stock	2,551(6)	54.26	D

Explanation of Responses:

1. Includes 5,886.6493 shares of restricted stock issued to reporting person subject to forfeiture in whole or part 261.8694 shares become fully vested on 5/22/2022; 1,014.8698 shares become fully vested 50% per year for two years beginning 1/2/2022; 581.5774 shares become fully vested 50% per year for two years beginning 5/20/2022; 1,009.9427 shares become fully vested 1/20/2022; 1,146.39 shares become fully vested 50% per year for two years beginning 5/18/2022; 872 shares become fully vested 33.33% per year for three years beginning 5/17/2022; and 1,000 shares become fully vested 33.33% per year for three years beginning 7/1/2022, if reporting person remains an employee of issuer.

2. Fully exercisable, subject to IRS limitations.

3. Exercisable 25% per year for four years beginning 5/22/2019, if reporting person remains an employee of issuer.

4. Exercisable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer.

5. Exercisable 33.33% per year for three years beginning 5/18/2021, if reporting person remains an employee of issuer.

6. Exercisable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.

Remarks:

	Mary C. O'Connor as POA for Jon Adams	07/28/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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