SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 08/12/2021 | 3. Issuer Name and Ticker or Trading Symbol JUNIPER NETWORKS INC [ JNPR ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 0 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
RSU Award | (1) | (1) | Common Stock | 18,282 | 0.00 | D | |
RSU Award | (2) | (2) | Common Stock | 33,000 | 0.00 | D | |
RSU Award | (3) | (3) | Common Stock | 30,624 | 0.00 | D | |
RSU Award | (4) | (4) | Common Stock | 55,100 | 0.00 | D | |
Performance Stock Unit | (5) | (5) | Common Stock | 9,118 | 0.00 | D | |
Performance Stock Unit | (6) | (6) | Common Stock | 16,700 | 0.00 | D | |
Performance Stock Unit | (7) | (7) | Common Stock | 8,259 | 0.00 | D |
Explanation of Responses: |
1. This awards vests thirty-four percent on the one year anniversary of March 15, 2019 and thirty-three percent annually on the second anniversary and third anniversary. |
2. This awards vests thirty-four percent on the one year anniversary of August 16, 2019 and thirty-three percent annually on the second anniversary and third anniversary. |
3. This awards vests thirty-four percent on the one year anniversary of February 21, 2020 and thirty-three percent annually on the second anniversary and third anniversary. |
4. This awards vests thirty-four percent on the one year anniversary of February 19, 2021 and thirty-three percent annually on the second anniversary and third anniversary. |
5. Represents two tranches of an award granted in the first quarter of 2019. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee. These tranches will vest in the first quarter of 2022 following certification by the Compensation Committee of the final tranche of the award, subject to the reporting person's service through the date of such certification and the settlement date. |
6. Represents two tranches of an award granted in the third quarter of 2019. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee. These tranches will vest in the first quarter of 2022 following certification by the Compensation Committee of the final tranche of the award, subject to the reporting person's service through the date of such certification and the settlement date. |
7. Represents one tranche of an award granted in the first quarter of 2020. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee. This tranche will vest in the first quarter of 2023 following certification by the Compensation Committee of the final tranche of the award, subject to the reporting person's service through the date of such certification and the settlement date. |
Remarks: |
Exhibit 24.1: Power of Attorney |
By: /s/ Robert Mobassaly, as attorney-in-fact For: Marcus Jewell | 08/13/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |