Gary Croke Form 3/A AVIAT NETWORKS / Gary Croke ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Croke Gary

(Last) (First) (Middle)

AVIAT NETWORKS, INC.

200 PARKER DRIVE, SUITE C100A

(Street)

AUSTIN TX 78728

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/25/2021

3. Issuer Name and Ticker or Trading Symbol
AVIAT NETWORKS, INC. [ AVNW ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
VP Marketing and PLM

5. If Amendment, Date of Original Filed (Month/Day/Year)
09/02/2021

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	19,298(1)(2)(3)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Non-Qualified Stock Option (right to buy)	08/01/2018	02/04/2022	Common Stock	832	7.44	D
Non-Qualified Stock Option (right to buy)	(4)	09/07/2025	Common Stock	6,742	8.9	D
Non-Qualified Stock Option (right to buy)	09/20/2022	09/20/2026	Common Stock	6,914	7.23	D
Non-Qualified Stock Option (right to buy)	(4)	09/01/2027	Common Stock	8,034	11	D
Non-Qualified Stock Option (right to buy)	(4)	02/10/2028	Common Stock	3,156	27.01	D

Explanation of Responses:

1. Includes unvested restricted stock units that vest 3 years from the original date granted, of which 2,834 shares were granted on September 20, 2019 and 2,622 shares were granted on September 1, 2020.

2. Includes unvested performance restricted stock units that vest 3 years from the original date granted upon meeting performance metrics, of which 1,684 shares were granted on September 7, 2018, 2,834 shares were granted on September 20, 2019, and 2,622 shares were granted on September 1, 2020.

3. The performance restricted stock units were unintentionally omitted from the original form 3.

4. This represents a Stock Option grant that vest annually over three years from date of grant.

Remarks:

	/s/ Chris Wong, Director of Accounting and POA.	09/03/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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