As filed with the U.S. Securities and Exchange Commission on May 18, 2022
Registration No. 333-264168
State of Israel | | | 7389 | | | Not applicable |
(State or other jurisdiction of incorporation or organization) | | | (Primary Standard Industrial Classification Code Number) | | | (I.R.S. Employer Identification Number) |
Jeffrey A. Brill Maxim O. Mayer-Cesiano Andrea L. Nicolás B. Chase Wink Skadden, Arps, Slate, Meagher & Flom LLP One Manhattan West New York, NY 10001 Tel: 212-735-3000 | | | Aaron M. Lampert Sharon Gazit Goldfarb Seligman & Co. 98 Yigal Alon Street Tel Aviv 6789141 Israel Tel: 972-3-608-9999 | | | Mark A. Brod Jonathan Corsico Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017 Tel: 212-455-2000 | | | Ory Nacht Michal Herzfeld Herzog Fox & Neeman 6 Yitzhak Sadeh St. Herzog Tower Tel Aviv 6777506 Israel Tel: 972-3-692-2020 |
Exhibit Number | | | Description |
| | Agreement and Plan of Merger, dated as of September 15, 2021, by and among Pagaya Technologies Ltd., EJF Acquisition Corp. and Rigel Merger Sub Inc. | |
| | Amended and Restated Articles of Association of Pagaya Technologies Ltd. (as currently in effect) | |
| | Form of Amended and Restated Articles of Association of Pagaya Technologies Ltd. (to be effective upon consummation of the Merger) | |
| | Amended and Restated Memorandum and Articles of EJF Acquisition Corp. (incorporated by reference to Exhibit 3.1 of EJF Acquisition Corp.’s Current Report on Form 8-K filed with the SEC on February 24, 2021) | |
| | Specimen Unit Certificate of EJF Acquisition Corp. (incorporated by reference to Exhibit 4.1 of EJF Acquisition Corp.’s Amendment No. 3 to Form S-1 filed with the SEC on February 18, 2021) | |
| | Specimen Class A Common Stock Certificate of EJF Acquisition Corp. (incorporated by reference to Exhibit 4.2 of EJF Acquisition Corp.’s Amendment No. 3 to Form S-1 filed with the SEC on February 18, 2021) | |
| | Specimen Warrant Certificate of EJF Acquisition Corp. (incorporated by reference to Exhibit 4.3 of EJF Acquisition Corp.’s Amendment No. 3 to Form S-1 filed with the SEC on February 18, 2021) | |
| | Warrant Agreement, dated as of February 24, 2021, between Continental Stock Transfer & Trust Company and EJF Acquisition Corp. (incorporated by reference to Exhibit 4.1 of EJF Acquisition Corp.’s Current Report on Form 8-K filed with the SEC on February 24, 2021) | |
| | Specimen Common Share Certificate of Pagaya Technologies Ltd. | |
| | Specimen Warrant Certificate of Pagaya Technologies Ltd. | |
| | Form of Assignment, Assumption and Amendment Agreement, by and among Pagaya Technologies Ltd., EJF Acquisition Corp. and Continental Stock Transfer & Trust Company | |
| | Registration and Shareholder Rights Agreement, by and among EJF Acquisition Corp., Wilson Boulevard LLC and certain security holders (incorporated by reference to Exhibit 10.3 of EJF Acquisition Corp. Current Report on Form 8-K filed with the SEC on March 1, 2021) | |
| | Form of Registration Rights Agreement (to be effective upon consummation of the Merger) | |
| | Opinion of Goldfarb Seligman & Co. as to the validity of Pagaya Ordinary Shares to be issued | |
| | Opinion of Skadden, Arps, Slate, Meagher & Flom LLP as to the validity of the Pagaya Warrants to be issued | |
| | Investment Management Trust Agreement, dated as of February 24, 2021, by and between Continental Stock & Trust Company and EJF Acquisition Corp. (incorporated by reference to Exhibit 10.2 of EJF Acquisition Corp.’s Current Report on Form 8-K filed with the SEC on February 24, 2021) | |
| | Administrative Services Agreement, dated as of February 24, 2021, by and between EJF Acquisition Corp. and Wilson Boulevard LLC (incorporated by reference to Exhibit 10.5 of EJF Acquisition Corp’s Current Report on Form 8-K filed with the SEC on February 24, 2021) | |
| | Letter Agreement, dated as of February 24, 2021, by and among EJF Acquisition Corp., Wilson Boulevard LLC and each of EJF Acquisition Corp.’s officers and directors (incorporated by reference to Exhibit 10.4 of EJF Acquisition Corp.’s Current Report on Form 8-K filed with the SEC on February 24, 2021) | |
| | EJFA Voting Agreement, dated as of September 15, 2021, by and between Pagaya Technologies Ltd. and Wilson Boulevard LLC (included as Annex G to the proxy statement/prospectus) | |
| | Pagaya Voting Agreement, dated as of September 15, 2021, by and among EJF Acquisition Corp., Pagaya Technologies Ltd., and certain of Pagaya Technologies Ltd.’s shareholders (included as Annex F to the proxy statement/prospectus) |
Exhibit Number | | | Description |
| | Side Letter Agreement, dated as of September 15, 2021, by and between Pagaya Technologies Ltd., EJF Acquisition Corp. and Wilson Boulevard LLC (included as Annex E to the proxy statement/prospectus) | |
| | Subscription Agreement, dated as of September 15, 2021, by and between Pagaya Technologies Ltd. and EJFA Debt Opportunities Master Fund, LP (included as Annex D to the proxy statement/prospectus) | |
| | Form of Subscription Agreement | |
| | Pagaya Technologies Ltd.’s 2016 Equity Incentive Plan | |
| | Pagaya Technologies Ltd. 2016 Equity Incentive Plan Stock Option Sub-Plan for United States Persons | |
| | Pagaya Technologies Ltd.’s 2021 Equity Incentive Plan | |
| | Pagaya Technologies Ltd. 2021 Equity Incentive Plan Stock Option Sub-Plan for United States Persons | |
| | Form of Pagaya Technologies Ltd.’s 2022 Share Incentive Plan | |
| | Form of Pagaya Technologies Ltd. Indemnification, Insurance and Exculpation Undertaking | |
| | Credit Agreement, dated as of December 23, 2021, by and among Pagaya Technologies Ltd., the lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as administrative agent | |
| | Amendment No. 1 to Credit Agreement, dated as of March 15, 2022, by and among Pagaya Technologies Ltd., the lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as administrative agent | |
| | Pagaya Technologies Ltd. Compensation Policy for Executive Officers and Directors | |
| | Pagaya Technologies Ltd. 2022 Share Incentive Plan (Sub-plan for Israeli Participants) | |
| | List of subsidiaries of Pagaya Technologies Ltd. | |
| | Consent of Ernst & Young Global Limited, independent registered accounting firm for Pagaya Technologies Ltd. | |
| | Consent of Marcum LLP, independent registered accounting firm for EJF Acquisition Corp. | |
| | Consent of Goldfarb Seligman & Co. (included in Exhibit 5.1) | |
| | Consent of Skadden, Arps. Slate, Meagher & Flom LLP (included in Exhibit 5.2) | |
| | Consent of Duff & Phelps, financial advisor to EJF Acquisition Corp. | |
| | Power of Attorney (included on signature page to the initial filing of the Registration Statement) | |
| | Form of Proxy Card for Special Meeting | |
| | Consent of Emanuel J. Friedman to be named as a director | |
| | Filing Fee Table |
* | Previously filed. |
† | Certain schedules or similar attachments to this Exhibit have been omitted in accordance with Item 601(a)(5) of Regulation S-K. The Company agrees to furnish supplementally a copy of all omitted schedules or similar attachments to the SEC upon its request. |
†† | Certain identified information has been redacted from the exhibit in accordance with Item 601(b)(10) of Regulation S-K. The Company agrees to furnish supplementally an unredacted copy of the exhibit to the SEC upon its request. |
††† | Indicates a management contract or compensatory plan. |
| | PAGAYA TECHNOLOGIES LTD. | |||||||
| | | | | | ||||
| | By: | | | /s/ Gal Krubiner | ||||
| | | | Name: | | | Gal Krubiner | ||
| | | | Title: | | | Chief Executive Officer | ||
| | By: | | | /s/ Michael Kurlander | ||||
| | | | Name: | | | Michael Kurlander | ||
| | | | Title: | | | Chief Financial Officer |
NAME | | | POSITION | | | DATE |
| | | | |||
/s/ Gal Krubiner | | | Chief Executive Officer and Board Member (Principal Executive Officer) | | | May 18, 2022 |
Gal Krubiner | | | ||||
| | | | |||
* | | | Chief Financial Officer (Principal Financial Officer) | | | May 18, 2022 |
Michael Kurlander | | | ||||
| | | | |||
* | | | Chief Accounting Officer (Principal Accounting Officer) | | | May 18, 2022 |
Scott Bower | | | ||||
| | | | |||
* | | | Chairman | | | May 18, 2022 |
Avi Zeevi | | | ||||
| | | | |||
* | | | Board Member | | | May 18, 2022 |
Amy Pressman | | | ||||
| | | | |||
* | | | Board Member | | | May 18, 2022 |
Harvey Golub | | | ||||
| | | | |||
* | | | Chief Technology Officer and Board Member | | | May 18, 2022 |
Avital Pardo | | | ||||
| | | | |||
* | | | Board Member | | | May 18, 2022 |
Dan Petrozzo | | | ||||
| | | | |||
* | | | Board Member | | | May 18, 2022 |
Mircea Ungureanu | | | ||||
| | | | |||
* | | | Chief Revenue Officer and Board Member | | | May 18, 2022 |
Yahav Yulzari | | | ||||
| | | | |||
/s/ Gal Krubiner | | | Attorney-In-Fact | | | May 18, 2022 |
Gal Krubiner | |
| | Pagaya US Holding Company LLC | |||||||
| | | | | | ||||
| | By: | | | /s/ Gal Krubiner | ||||
| | | | Name: | | | Gal Krubiner | ||
| | | | Title: | | | Authorized Person |