The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABRDN HEALTHCARE INVESTORS | SH BEN INT | 87911J103 | 6,337,793 | 382,486 | SH | SOLE | 382,486 | 0 | 0 | ||
ABRDN LIFE SCIENCES INVESTOR | SH BEN INT | 87911K100 | 4,556,775 | 338,542 | SH | SOLE | 338,542 | 0 | 0 | ||
ADAPTIVE BIOTECHNOLOGIES COR | COM | 00650F109 | 78,478 | 16,016 | SH | SOLE | 16,016 | 0 | 0 | ||
ADTRAN HOLDINGS INC | COM | 00486H105 | 84,432 | 11,503 | SH | SOLE | 11,503 | 0 | 0 | ||
AETHERIUM ACQUISITION CORP | *W EXP 12/21/202 | 00809J119 | 1,632 | 40,800 | SH | SOLE | 40,800 | 0 | 0 | ||
AGENUS INC | COM NEW | 00847G705 | 42,561 | 51,408 | SH | SOLE | 51,408 | 0 | 0 | ||
ALLOGENE THERAPEUTICS INC | COM | 019770106 | 46,009 | 14,333 | SH | SOLE | 14,333 | 0 | 0 | ||
ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | G0230C116 | 358 | 40,929 | SH | SOLE | 40,929 | 0 | 0 | ||
ALTICE USA INC | CL A | 02156K103 | 108,768 | 33,467 | SH | SOLE | 33,467 | 0 | 0 | ||
AMERICAN WELL CORP | CL A | 03044L105 | 85,461 | 57,356 | SH | SOLE | 57,356 | 0 | 0 | ||
ANGIODYNAMICS INC | COM | 03475V101 | 83,104 | 10,600 | SH | SOLE | 10,600 | 0 | 0 | ||
ATEA PHARMACEUTICALS INC | COM | 04683R106 | 39,488 | 12,947 | SH | SOLE | 12,947 | 0 | 0 | ||
BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 | 1,159,549 | 116,890 | SH | SOLE | 116,890 | 0 | 0 | ||
BLACKROCK MUNIVEST FD II INC | COM | 09253T101 | 1,588,381 | 147,482 | SH | SOLE | 147,482 | 0 | 0 | ||
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 2,380,914 | 220,864 | SH | SOLE | 220,864 | 0 | 0 | ||
BLACKROCK SCIENCE & TECHNOLO | SHS BEN INT | 09260K101 | 4,370,801 | 261,568 | SH | SOLE | 261,568 | 0 | 0 | ||
BLUE WORLD ACQUISITION CORP | *W EXP 01/10/202 | G1263E136 | 791 | 21,100 | SH | SOLE | 21,100 | 0 | 0 | ||
BNY MELLON STRATEGIC MUN BD | COM | 09662E109 | 134,196 | 23,502 | SH | SOLE | 23,502 | 0 | 0 | ||
BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 | 4,097 | 45,520 | SH | SOLE | 45,520 | 0 | 0 | ||
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 2,374,061 | 411,449 | SH | SOLE | 411,449 | 0 | 0 | ||
CANNA GLOBAL ACQUISITION COR | *W EXP 11/30/202 | 13767K119 | 2,319 | 123,328 | SH | SOLE | 123,328 | 0 | 0 | ||
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 753,600 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 748,576 | 14,900 | SH | Put | SOLE | 14,900 | 0 | 0 | |
CERUS CORP | COM | 157085101 | 78,736 | 36,452 | SH | SOLE | 36,452 | 0 | 0 | ||
CLEAN ENERGY FUELS CORP | COM | 184499101 | 84,157 | 21,973 | SH | SOLE | 21,973 | 0 | 0 | ||
CLOUGH GLOBAL DIVID & INCOME | COM | 18913Y103 | 501,132 | 97,345 | SH | SOLE | 97,345 | 0 | 0 | ||
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 547,037 | 92,327 | SH | SOLE | 92,327 | 0 | 0 | ||
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 933,237 | 198,561 | SH | SOLE | 198,561 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 65,225 | 19,587 | SH | SOLE | 19,587 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 92,081 | 32,653 | SH | SOLE | 32,653 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 74,979 | 23,955 | SH | SOLE | 23,955 | 0 | 0 | ||
DIGITAL TURBINE INC | COM NEW | 25400W102 | 79,665 | 11,613 | SH | SOLE | 11,613 | 0 | 0 | ||
DISH NETWORK CORPORATION | CL A | 25470M109 | 96,163 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
DUFF & PHELPS UTLITY AND INF | COM | 26433C105 | 2,092,493 | 228,189 | SH | SOLE | 228,189 | 0 | 0 | ||
ERASCA INC | COM | 29479A108 | 44,419 | 20,854 | SH | SOLE | 20,854 | 0 | 0 | ||
EVE HLDG INC | *W EXP 05/09/202 | 29970N112 | 74,757 | 76,283 | SH | SOLE | 76,283 | 0 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 46,028 | 12,307 | SH | SOLE | 12,307 | 0 | 0 | ||
FAZE HOLDINGS INC | *W EXP 03/01/202 | 31423J110 | 270 | 62,837 | SH | SOLE | 62,837 | 0 | 0 | ||
FLAHERTY & CRUMRINE DYNAMIC | SHS | 33848W106 | 3,963,274 | 223,283 | SH | SOLE | 223,283 | 0 | 0 | ||
FLAHERTY & CRUMRINE PFD INCO | COM | 33848E106 | 97,805 | 12,287 | SH | SOLE | 12,287 | 0 | 0 | ||
FLAHERTY & CRUMRINE PFD INCO | COM | 338480106 | 107,811 | 10,912 | SH | SOLE | 10,912 | 0 | 0 | ||
FLAHERTY & CRUMRINE PFD SECS | COM | 338478100 | 4,525,117 | 325,548 | SH | SOLE | 325,548 | 0 | 0 | ||
FUELCELL ENERGY INC | COM | 35952H601 | 86,552 | 54,095 | SH | SOLE | 54,095 | 0 | 0 | ||
FUNKO INC | COM CL A | 361008105 | 86,051 | 11,132 | SH | SOLE | 11,132 | 0 | 0 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 3,753,696 | 173,461 | SH | SOLE | 173,461 | 0 | 0 | ||
GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 1,270,457 | 136,169 | SH | SOLE | 136,169 | 0 | 0 | ||
GEVO INC | COM PAR | 374396406 | 77,335 | 66,668 | SH | SOLE | 66,668 | 0 | 0 | ||
GRAFTECH INTL LTD | COM | 384313508 | 84,525 | 38,596 | SH | SOLE | 38,596 | 0 | 0 | ||
GRAN TIERRA ENERGY INC | COM | 38500T200 | 77,229 | 13,693 | SH | SOLE | 13,693 | 0 | 0 | ||
HANESBRANDS INC | COM | 410345102 | 87,474 | 19,613 | SH | SOLE | 19,613 | 0 | 0 | ||
IHEARTMEDIA INC | COM CL A | 45174J509 | 91,279 | 34,187 | SH | SOLE | 34,187 | 0 | 0 | ||
INFINERA CORP | COM | 45667G103 | 81,724 | 17,205 | SH | SOLE | 17,205 | 0 | 0 | ||
IROBOT CORP | COM | 462726100 | 774,000 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | G52131128 | 163 | 11,126 | SH | SOLE | 11,126 | 0 | 0 | ||
LAZARD GLOBAL TOTAL RETURN & | COM | 52106W103 | 1,320,722 | 86,209 | SH | SOLE | 86,209 | 0 | 0 | ||
LESLIES INC | COM | 527064109 | 84,081 | 12,168 | SH | SOLE | 12,168 | 0 | 0 | ||
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 48,960 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
LIVEPERSON INC | COM | 538146101 | 89,444 | 23,600 | SH | SOLE | 23,600 | 0 | 0 | ||
LIVEWIRE GROUP INC | *W EXP 09/26/202 | 53838J113 | 187,767 | 462,822 | SH | SOLE | 462,822 | 0 | 0 | ||
LUMEN TECHNOLOGIES INC | COM | 550241103 | 84,131 | 45,973 | SH | SOLE | 45,973 | 0 | 0 | ||
LYELL IMMUNOPHARMA INC | COM | 55083R104 | 38,294 | 19,739 | SH | SOLE | 19,739 | 0 | 0 | ||
MEDICAL PPTYS TRUST INC | COM | 58463J304 | 80,396 | 16,374 | SH | SOLE | 16,374 | 0 | 0 | ||
MEXICO FD INC | COM | 592835102 | 470,399 | 24,654 | SH | SOLE | 24,654 | 0 | 0 | ||
NEUBERGER BERMAN MUN FD INC | COM | 64124P101 | 399,447 | 38,594 | SH | SOLE | 38,594 | 0 | 0 | ||
NEUBERGER BERMAN REAL ESTATE | COM | 64190A103 | 1,074,025 | 336,685 | SH | SOLE | 336,685 | 0 | 0 | ||
NORTHVIEW ACQUISITION CORP | *W EXP 08/02/202 | 66718N111 | 416 | 25,914 | SH | SOLE | 25,914 | 0 | 0 | ||
NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | 4,647,318 | 687,473 | SH | SOLE | 687,473 | 0 | 0 | ||
NUVEEN VIRGINIA QLTY MUNCPL | COM | 67064R102 | 356,333 | 33,055 | SH | SOLE | 33,055 | 0 | 0 | ||
NWTN INC | *W EXP 12/31/202 | G6693P114 | 15,901 | 95,559 | SH | SOLE | 95,559 | 0 | 0 | ||
OFFICE PPTYS INCOME TR | COM SHS BEN INT | 67623C109 | 86,376 | 11,800 | SH | SOLE | 11,800 | 0 | 0 | ||
ORION OFFICE REIT INC | COM | 68629Y103 | 60,397 | 10,559 | SH | SOLE | 10,559 | 0 | 0 | ||
OUTSET MED INC | COM | 690145107 | 75,670 | 13,987 | SH | SOLE | 13,987 | 0 | 0 | ||
PERIMETER SOLUTIONS SA | COMMON STOCK | L7579L106 | 80,565 | 17,514 | SH | SOLE | 17,514 | 0 | 0 | ||
PETCO HEALTH & WELLNESS CO I | COM | 71601V105 | 84,268 | 26,667 | SH | SOLE | 26,667 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 82,562 | 18,347 | SH | SOLE | 18,347 | 0 | 0 | ||
PONO CAP TWO INC | *W EXP 07/31/202 | 73245B115 | 2,816 | 99,855 | SH | SOLE | 99,855 | 0 | 0 | ||
QURATE RETAIL INC | COM SER A | 74915M100 | 79,589 | 90,907 | SH | SOLE | 90,907 | 0 | 0 | ||
RING ENERGY INC | COM | 76680V108 | 76,680 | 52,520 | SH | SOLE | 52,520 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 1,999,991 | 137,362 | SH | SOLE | 137,362 | 0 | 0 | ||
SABRE CORP | COM | 78573M104 | 81,488 | 18,520 | SH | SOLE | 18,520 | 0 | 0 | ||
SAN JUAN BASIN RTY TR | UNIT BEN INT | 798241105 | 77,887 | 15,332 | SH | SOLE | 15,332 | 0 | 0 | ||
SCREAMING EAGLE ACQUISITN CO | *W EXP 01/05/202 | G79407121 | 188,952 | 419,800 | SH | SOLE | 419,800 | 0 | 0 | ||
SCRIPPS E W CO OHIO | CL A NEW | 811054402 | 85,901 | 10,751 | SH | SOLE | 10,751 | 0 | 0 | ||
SELINA HOSPITALITY PLC | *W EXP 10/27/202 | G8059B119 | 84 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SENSEONICS HLDGS INC | COM | 81727U105 | 37,384 | 65,573 | SH | SOLE | 65,573 | 0 | 0 | ||
SOVOS BRANDS INC | COM | 84612U107 | 1,101,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 203,494 | 17,158 | SH | SOLE | 17,158 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 3,504,050 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 3,504,050 | 23,000 | SH | Put | SOLE | 23,000 | 0 | 0 | |
SRH TOTAL RETURN FUND INC | COM | 101507101 | 1,565,826 | 112,893 | SH | SOLE | 112,893 | 0 | 0 | ||
SWIFTMERGE ACQUISITION CORP | *W EXP 12/13/202 | G63836111 | 602 | 13,996 | SH | SOLE | 13,996 | 0 | 0 | ||
TELLURIAN INC NEW | COM | 87968A104 | 82,804 | 109,587 | SH | SOLE | 109,587 | 0 | 0 | ||
TILRAY BRANDS INC | COM | 88688T100 | 27,600 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 74,594 | 22,004 | SH | SOLE | 22,004 | 0 | 0 | ||
VINFAST AUTO LTD | SHS | Y9390M103 | 167,400 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
VOYA ASIA PAC HIGH DIV EQT I | COM | 92912J102 | 371,652 | 61,839 | SH | SOLE | 61,839 | 0 | 0 | ||
W & T OFFSHORE INC | COM | 92922P106 | 80,760 | 24,773 | SH | SOLE | 24,773 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 87,489 | 10,091 | SH | SOLE | 10,091 | 0 | 0 | ||
WIDEOPENWEST INC | COM | 96758W101 | 85,872 | 21,203 | SH | SOLE | 21,203 | 0 | 0 |