Anne Barber Lambert Form 3/A META MATERIALS / Anne Barber Lambert ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Welch Thomas Gordon

(Last) (First) (Middle)

C/O META MATERIALS INC.

1 RESEARCH DRIVE

(Street)

DARTMOUTH A5 B2Y 4M9

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/28/2021

3. Issuer Name and Ticker or Trading Symbol
META MATERIALS INC. [ MMAT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)
10/22/2021

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	15,000	D
Series A Non-Voting Preferred Stock	30,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrant (Right to Buy)	(1)	09/20/2030	Common Stock	186,536	0.39	D
Exchangeable Shares	(2)	(2)	Common Stock	23,514,309	(2)	D
Exchangeable Shares	(2)	(2)	Common Stock	23,141,239	(2)	I	By Spouse

1. Name and Address of Reporting Person^*

Welch Thomas Gordon

(Last) (First) (Middle)

C/O META MATERIALS INC.

1 RESEARCH DRIVE

(Street)

DARTMOUTH A5 B2Y 4M9

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Lambert Anne Barber

(Last) (First) (Middle)

C/O META MATERIALS INC.

1 RESEARCH DRIVE

(Street)

DARTMOUTH A5 B2Y 4M9

(City) (State) (Zip)

Explanation of Responses:

1. Warrant is immediately exercisable.

2. Each Exchangeable Share, an exchangeable share of Metamaterial Exchangeco Inc., an Ontario corporation, is the economic equivalent of one share of MMAT common stock. Each Exchangeable Share holds a voting interest in Meta Materials Inc. equivalent to a share of common stock of Meta Materials Inc. and will be settled in shares of MMAT common stock upon certain events or at the election of the holder.

Remarks:

	/s/ Thomas Welch	12/08/2021
	/s/ Anne Lambert	12/08/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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