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Filing tables
Filing exhibits
- 40FR12B Initial registration of securities (Canada)
- 99.1 News Release Dated February 14, 2020
- 99.2 Form 13-502F1 Class 1 and Class 3B Reporting Issuers-participation Fee Management Certification Dated February 26, 2020
- 99.3 Routemaster Capital Inc. Financial Statements for the Years Ended December 31, 2018 and December 31, 2019
- 99.4 Routemaster Capital Inc. Management's Discussion and Analysis for the Year Ended December 31, 2019 Dated February 26, 2021
- 99.5 Form 52-109FT1 Certification of Annual Filings Dated February 26, 2020 (Ceo)
- 99.6 Form 52-109FT1 Certification of Annual Filings Dated February 26, 2020 (Cfo)
- 99.7 News Release Dated March 10, 2020
- 99.8 Form 51-102F3 Material Report Change Dated March 12, 2020
- 99.9 Routemaster Capital Inc. Condensed Interim Financial Statements for the Three Months Ended March 31, 2020 and 2019 Dated April 24, 2020
- 99.10 Routemaster Capital Inc. Management's Discussion and Analysis Three Months Ended March 31, 2020 Dated April 24, 2020
- 99.11 Form 52-109FV2 Certification of Interim Filings Dated April 24, 2020 (Ceo)
- 99.12 Form 52-109FV2 Certification of Interim Filings Dated April 24, 2020 (Cfo)
- 99.13 News Release Dated May 4, 2020
- 99.14 News Release Dated June 17, 2020
- 99.15 News Release Dated June 26, 2020
- 99.16 News Release Dated July 23, 2020
- 99.17 News Release Dated July 24, 2020
- 99.18 News Release Dated July 24, 2020
- 99.19 National Instrument 62-103 Appendix E Form 62-103F1 Dated July 24, 2020
- 99.20 National Instrument 62-103 Appendix E Form 62-103F1 Dated July 24, 2020
- 99.21 Form 51-102F3 Material Change Report Dated July 24, 2020
- 99.22 Form 51-102F3 Material Change Report Dated July 24, 2020 Routemaster Capital Inc. Condensed Interim Financial Statements for the Three and Six Months Ended June 30, 2020 and 2019 Dated July 31, 2020
- 99.23 Routemaster Capital Inc. Condensed Interim Financial Statements for the Three and Six Months Ended June 30, 2020 and 2019 Dated July 31, 2020
- 99.24 Form 52-109FV2 Certification of Interim Filings Dated July 31, 2020 (Ceo)
- 99.25 Form 52-109FV2 Certification of Interim Filings Dated July 31, 2020 (Cfo)
- 99.26 News Release Dated September 11, 2020
- 99.27 Form 51-102F3 Material Change Report Dated September 15, 2020
- 99.28 Royalty Purchase Agreement Between Routemaster Capital Inc and 2776234 Ontario Inc. Dated September 11, 2020
- 99.29 News Release Dated October 6, 2020
- 99.30 News Release Dated October 7, 2020
- 99.31 Routemaster Capital Inc. Condensed Interim Financial Statements for the Three Months Ended September 30, 2020 and 2019 Dated October 30, 2020
- 99.32 Routemaster Capital Inc Management's Discussion and Analysis for Three and Nine Months Ended September 30, 2020 Dated October 30, 2020
- 99.33 Form 52-109FV2 Certification of Interim Filings Dated October 30, 2020 (Ceo)
- 99.34 Form 52-109FV2 Certification of Interim Filings Dated October 30, 2020 (Cfo)
- 99.35 News Release Dated November 16, 2020
- 99.36 News Release Dated November 18, 2020
- 99.37 Form 51-102F3 Material Change Report Dated November 24, 2020
- 99.38 News Release Dated November 26, 2020
- 99.39 News Release Dated December 10, 2020
- 99.40 News Release Dated December 29, 2020
- 99.41 News Release Dated December 30, 2020
- 99.42 Form 51-102F3 Material Change Report Dated December 30, 2020
- 99.43 News Release Dated January 4, 2021
- 99.44 News Release Dated January 8, 2021
- 99.45 Notice of Meeting and Record Date Dated January 11, 2021
- 99.46 News Release Dated January 12, 2021
- 99.47 News Release Dated January 14, 2021
- 99.48 News Release Dated January 19, 2021
- 99.49 News Release Dated January 27, 2021
- 99.50 News Release Dated January 28, 2021
- 99.51 Notice of Meeting Dated February 1, 2021
- 99.52 Management Information Circular Dated February 1, 2021
- 99.53 Form of Proxy Dated February 1, 2021
- 99.54 News Release Dated February 3, 2021
- 99.55 TXT Trust Company Memo Dated February 5, 2021
- 99.56 Form 51-102F3 Material Change Report Dated February 8, 2021
- 99.57 News Release Dated February 12, 2021
- 99.58 News Release Dated February 16, 2021
- 99.59 Form 51-102F3 Material Change Report Dated February 16, 2021
- 99.60 News Release Dated February 18, 2021
- 99.61 News Release Dated February 24, 2021
- 99.62 News Release Dated February 26, 2021
- 99.63 Articles of Amendment of Routemaster Capital Inc. Dated February 26, 2021
- 99.64 News Release Dated March 2, 2021
- 99.65 News Release Dated March 9, 2021
- 99.66 News Release Dated March 12, 2021
- 99.67 Form 51-102F3 Material Change Report Dated March 16, 2021
- 99.68 News Release Dated March 19, 2021
- 99.69 News Release Dated March 22, 2021
- 99.70 News Release Dated March 23, 2021
- 99.71 Form 45-106F1 Report of Exemption Distribution Dated March 23, 2021
- 99.72 News Release Dated March 25, 2021
- 99.72 Form 13-502F1 Class 1 and Class 3B Reporting Issuers-participation Fee Dated March 31, 2021
- 99.74 Management Discussion and Analysis for Year Ended December 31, 2020 Dated March 31, 2021
- 99.75 Form 52-109F1 Certification of Annual Filings Full Certificate Dated March 31, 2021 (Ceo)
- 99.76 Form 52-109F1 Certification of Annual Filings Full Certificate Dated March 31, 2021 (Ceo)
- 99.75 Annual Information Form for the Financial Year Ended December 31, 2020 Dated March 31, 2021
- 99.78 Audited Annual Financial Statements Dated March 31, 2021
- 99.79 News Release Dated April 1, 2021
- 99.80 News Release Dated April 1, 2021
- 99.81 News Release Dated April 7, 2021
- 99.82 News Release Dated April 9, 2021
- 99.83 Form 51-102F4 Business Acquisition Report Dated April 9, 2021
- 99.84 Form 51-102F3 Material Change Report Dated April 9, 2021
- 99.85 News Release Dated April 14, 2021
- 99.86 News Release Dated April 19, 2021
- 99.87 News Release Dated April 21, 2021
- 99.88 News Release Dated April 22, 2021
- 99.89 News Release Dated April 23, 2021
- 99.90 News Release Dated April 23, 2021
- 99.91 News Release Dated May 12, 2021
- 99.92 News Release Dated May 14, 2021
- 99.93 Condensed Consolidated Interim Financial Statements for the Three Months Ended March 31, 2021 and 2020 Dated Mary 14, 2021
- 99.94 Management's Discussion and Analysis for the Three Months Ended March 31, 2021 Dated May 14, 2021
- 99.95 Form 52-109F2 Certification of Interim Filings Dated May 14, 2021 (Ceo)
- 99.96 Form 52-109F2 Certification of Interim Filings Dated May 14, 2021 (Cfo)
- 99.97 News Release Dated May 18, 2021
- 99.98 News Release Dated May 20, 2021
- 99.99 News Release Dated June 1, 2021
- 99.100 News Release Dated June 8, 2021
- 99.101 News Release Dated June 8, 2021
- 99.102 News Release Dated June 16, 2021
- 99.103 News Release Dated July 6, 2021
- 99.104 News Release Dated July 20, 2021
- 99.105 Notice of the Meeting and Record Date Dated July 26, 2021
- 99.106 News Release Dated August 3, 2021
- 99.107 Form 51-102F4 Business Acquisition Report Dated August 9, 2021
- 99.108 News Release Dated August 9, 2021
- 99.109 News Release Dated August 12, 2021
- 99.110 Change of Auditor Notice Dated August 13, 2021
- 99.111 Letter from Successor Auditor Dated August 13, 2021
- 99.112 Letter from Former Auditor Dated August 13, 2021
- 99.113 Condensed Consolidated Interim Financial Statements for the Three and Six Months Ended June 30, 2021 and 2020 Dated August 13, 2021
- 99.114 Management's Discussion and Analysis for Three and Six Months Ended June 30, 2021 Dated August 13, 2021
- 99.115 Form 52-109F2 Certification of Interim Filings Dated August 13, 2021 (Ceo)
- 99.116 Form 52-109F2 Certification of Interim Filings Dated August 13, 2021 (Cfo)
- 99.117 News Release Dated August 16, 2021
- 99.118 Notice of Meeting Dated August 15, 2021
- 99.119 Management Information Circular
- 99.120 News Release Dated August 16, 2021
- 99.121 News Release Dated August 19, 2021
- 99.122 TSX Trust Company Memo Dated August 23, 2021
- 99.123 News Release Dated August 24, 2021
- 99.124 News Release Dated August 31, 2021
- 99.125 News Release Dated September 7, 2021
- 99.126 News Release Dated September 8, 2021
- 99.127 News Release Dated September 13, 2021
- 99.128 News Release Dated September 13, 2021
- 99.129 News Release Dated September 16, 2021
- 99.130 News Release Dated September 20, 2021
- 99.131 News Release Dated October 4, 2021
- 99.132 News Release Dated October 5, 2021
- 99.133 Notice of Meeting and Record Date Dated October 13, 2021
- 99.134 News Release Dated October 15, 2021
- 99.135 News Release Dated October 18, 2021
- 99.136 News Release Dated October 19, 2021
- 99.137 News Release Dated October 26, 2021
- 99.134 News Release Dated October 28, 2021
- 99.135 Notice of Meeting Dated October 28, 2021
- 99.140 Management Information Circular Dated October 27, 2021
- 99.141 Form of Proxy Dated October 28, 2021
- 99.142 News Release Dated November 1, 2021
- 99.143 News Release Dated November 2, 2021
- 99.144 News Release Dated November 3, 2021
- 99.145 Notice of Mailing Dated November 4, 2021
- 99.146 Consent of Mcgovern Hurley LLP
Associated filings
- 7 Jun 22 40FR12B/A Initial registration of securities (Canada) (amended)
- 11 Apr 22 40FR12B/A Initial registration of securities (Canada) (amended)
- 25 Feb 22 40FR12B/A Initial registration of securities (Canada) (amended)
- 10 Nov 21 F-X Appointment of agent for service of process by issuers registering securities
-
10 Nov 21 40FR12B Initial registration of securities (Canada)
DEFTF similar filings
Filing view
External links
Ex99.67
FORM 51-102F3
MATERIAL CHANGE REPORT
ITEM 1 Name and Address of Company:
DEFI Technologies Inc. (“DeFi” or the “Company”)
65 Queen Street West
Suite 900
Toronto, Ontario
M5H 2M5
ITEM 2 Date of Material Change:
March 9, 2021
ITEM 3 News Release:
A news release was issued by the Company on March 9, 2021 and subsequently filed on SEDAR.
ITEM 4 Summary of Material Change:
DeFi announced that it closed its non-brokered private placement financing of units (the “Units”) for gross proceeds of $10,000,000 (the “Offering”).
ITEM 5 Full Description of Material Change:
DeFi closed the previously announced non-brokered private placement financing of an aggregate of 5,000,000 common shares of the Company (each a “Common Share”) at a price of C$2.00 per Common Share for gross proceeds of C$10,000,000 (the “Offering”). DeFi intends to use the proceeds of the Offering for potential investment opportunities in the decentralized finance industry and general corporate purposes.
In connection with the Offering, the Company has paid aggregate finder’s fees of C$274,120 in cash to certain finders. The securities issued under the Offering are subject to a statutory hold period of four months and one day following the closing date, expiring July 10, 2021.
The securities to be offered pursuant to the Offering have not been, and will not be, registered under the U.S. Securities Act of 1933, as amended (the "U.S. Securities Act") or any U.S. state securities laws, and may not be offered or sold in the United States or to, or for the account or benefit of, United States persons absent registration or any applicable exemption from the registration requirements of the U.S. Securities Act and applicable U.S. state securities laws. This news release shall not constitute an offer to sell or the solicitation of an offer to buy securities in the United States, nor shall there be any sale of these securities in any jurisdiction in which such offer, solicitation or sale would be unlawful.
Subscriptions for 180,000 Common Shares under the Offering constitute “related party transactions” within the meaning of Multilateral Instrument 61-101 – Protection of Minority Shareholders in Special Transactions (“MI 61-101”). For these transactions, the Company has relied on the exemption from the formal valuation requirement contained in Section 5.5(a) of MI 61-101 and has relied on the exemption from the minority shareholder requirements contained in Section 5.7(1)(a) of MI 61-101.
ITEM 6 Reliance on subsection 7.1(2) or (3) of National Instrument 51-102:
Not applicable.
ITEM 7 Omitted Information:
Not applicable.
ITEM 8 Executive Officer:
Wouter Witvoet
Chief Executive Officer
+41782008566
ITEM 9 Date of Report:
March 16, 2021
Cautionary Note Regarding Forward-looking Information
This Material Change Report contains “forward‑looking information” within the meaning of applicable Canadian securities legislation. Forward‑looking information includes, but is not limited to, statements regarding the use of proceeds of the private placement and the Company’s future plans. Generally, forward‑looking information can be identified by the use of forward-looking terminology such as “plans”, “expects” or “does not expect”, “is expected”, “budget”, “scheduled”, “estimates”, “forecasts”, “intends”, “anticipates” or “does not anticipate”, or “believes”, or variations of such words and phrases or state that certain actions, events or results “may”, “could”, “would”, “might” or “will be taken”, “occur” or “be achieved”. Forward‑looking information is subject to known and unknown risks, uncertainties and other factors that may cause the actual results, level of activity, performance or achievements of the Company to be materially different from those expressed or implied by such forward‑looking information, including but not limited to: general business, economic, competitive, political and social uncertainties; the actual results of current exploration activities; future prices of mineral prices; failure of plant, equipment or processes to operate as anticipated; accidents, labour disputes and shortages and other risks of the mining industry. Although the Company has attempted to identify important factors that could cause actual results to differ materially from those contained in forward-looking information, there may be other factors that cause results not to be as anticipated, estimated or intended. There can be no assurance that such information will prove to be accurate, as actual results and future events could differ materially from those anticipated in such statements. Accordingly, readers should not place undue reliance on forward‑looking information. The Company does not undertake to update any forward-looking information, except in accordance with applicable securities laws.