Alastair M Borthwick Form 3 BANK OF AMERICA / Alastair M Borthwick ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Borthwick Alastair M

(Last) (First) (Middle)

100 NORTH TRYON STREET

(Street)

CHARLOTTE NC 28255

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/20/2021

3. Issuer Name and Ticker or Trading Symbol
BANK OF AMERICA CORP /DE/ [ BAC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Pres, Global Com Banking

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	114,822	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
2019 Restricted Stock Units	(1)	02/15/2022	Common Stock	73,376	(2)	D
Restricted Stock Units	(3)	01/25/2023	Common Stock	150,000	(2)	D
Phantom Stock Units	(4)	07/24/2024	Common Stock	100,000	(5)	D
2020 Restricted Stock Units	(6)	02/15/2023	Common Stock	121,846	(2)	D
Restricted Stock Units	(7)	02/15/2025	Common Stock	50,000	(2)	D
2021 Restricted Stock Units	(8)	02/15/2025	Common Stock	157,267	(2)	D
DCP Phantom Stock Units	(9)	(9)	Common Stock	6,115.0956	(5)	D

Explanation of Responses:

1. The reporting person was previously granted units, vesting in three equal annual installments commencing on February 15, 2020.

2. Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

3. The reporting person was previously granted units, vesting in two equal annual installments commencing on January 25, 2022.

4. The reporting person was previously granted phantom units, vesting in two equal annual installments commencing on July 24, 2023.

5. Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

6. The reporting person was previously granted units, vesting in three equal annual installments commencing on February 15, 2021.

7. The reporting person was previously granted units, vesting in two equal annual installments commencing on February 15, 2024.

8. The reporting person was previously granted units, vesting in four equal annual installments commencing on February 15, 2022.

9. Units are payable in cash following termination of the reporting person's employment with the issuer.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

	Alastair M. Borthwick / Michael P. Lapp POA	10/29/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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