UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): March 15, 2022
5E ADVANCED MATERIALS, INC.
(Exact Name of Registrant as Specified in Charter)
| DELAWARE | 001-41279 | 87-3426517 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification Number) |
19500 STATE HIGHWAY 249, SUITE 125, HOUSTON, TEXAS 77070
(Address of Principal Executive Offices)
(Zip Code)
(346) 439-9656
(Registrant’s Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Exchange Act:
Title of Each Class | Trading Symbol | Name of Each Exchange on Which Registered | ||
| Common Stock | FEAM | Nasdaq Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 7.01 | Regulation FD Disclosure. |
On March 15, 2022, 5E Advanced Materials, Inc. (the “Company”) issued a press release announcing the listing of its shares on the Nasdaq Global Select Market. A copy of the press release issued by the Company is attached as Exhibit 99.1 and is incorporated herein by reference.
The forgoing information is being furnished pursuant to Item 7.01 of Form 8-K and will not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of such Section.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
Number | Exhibit | |
| 99.1 | Press release dated March 15, 2022. | |
| 104 | Cover Page Interactive Data File (embedded with the Inline XBLR document). | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| 5E ADVANCED MATERIALS, INC. | ||||||
| Date: March 15, 2022 | /s/ Paul Weibel | |||||
| Paul Weibel | ||||||
| Chief Financial Officer | ||||||
