UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
SEI EXCHANGE TRADED FUNDS
(Exact name of registrant as specified in its charter)
Delaware (State of incorporation or organization) | See Below (I.R.S. Employer Identification No.) |
SEI Investments Company
One Freedom Valley Drive
Oaks, Pennsylvania 19103
(Address of principal executive offices, including zip code)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class to be so Registered | Name of Exchange on which each Class is to be so
registered | I.R.S. Employer Identification
Number |
| SEI Enhanced U.S. Large Cap Quality Factor ETF | Cboe BZX Exchange, Inc. | 88-1000721 |
| SEI Enhanced U.S. Large Cap Momentum Factor ETF | Cboe BZX Exchange, Inc. | 88-0950248 |
| SEI Enhanced U.S. Large Cap Value Factor ETF | Cboe BZX Exchange, Inc. | 88-1024428 |
| SEI Enhanced Low Volatility U.S. Large Cap ETF | Cboe BZX Exchange, Inc. | 88-0978000 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective upon filing pursuant to General Instruction A.(c), please check the following box. x:
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is to become effective pursuant to General Instruction A.(d), please check the following box. ¨:
Securities Act registration statement file number to which this form relates: 333-260611
Securities to be registered pursuant to Section 12(g) of the Act: None.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
| Item 1. | Description of Registrant’s Securities to be Registered. |
| | A description of the shares is set forth in Post-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-1A (the “Registration Statement”) (File Nos. 333-260611; 811-23754), as filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR on May 13, 2022, which description is incorporated herein by reference. Any form of supplement to the Registration Statement that is subsequently filed with the SEC that relates to the shares is hereby also incorporated herein by reference. |
| A. | Registrant’s Certificate of Trust dated October 7, 2021 is incorporated herein by reference to Exhibit (a)(1) of the Registrant’s Registration Statement on Form N-1A (File Nos. 333-260611; 811-23754), as filed with the SEC via EDGAR Accession No. 0001104659-21-131875 on October 29, 2021. |
| B. | Registrant’s Amended and Restated Agreement and Declaration of Trust dated May 11, 2022, is incorporated herein by reference to Exhibit (a)(2) of Post-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-260611; 811-23754), as filed with the SEC via EDGAR Accession No. 0001104659-22-060226 on May 13, 2022. |
| C. | Registrant’s By-Laws dated January 13, 2022, are incorporated herein by reference to Exhibit (b) of Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-260611; 811-23754), as filed with the SEC via EDGAR Accession No. 0001104659-22-055905 on May 4, 2022. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
| | SEI EXCHANGE TRADED FUNDS |
| | |
Date: May 16, 2022 | |
| | |
| | |
| | By: | /s/ David F. McCann |
| | | David F. McCann Vice President and Assistant Secretary |
