SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 10/20/2021 | 3. Issuer Name and Ticker or Trading Symbol BANK OF AMERICA CORP /DE/ [ BAC ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
2019 Restricted Stock Units | (1) | 02/15/2022 | Common Stock | 93,758 | (2) | D | |
Restricted Stock Units | (3) | 01/25/2023 | Common Stock | 150,000 | (2) | D | |
Phantom Stock Units | (4) | 07/24/2024 | Common Stock | 100,000 | (5) | D | |
2020 Restricted Stock Units | (6) | 02/15/2023 | Common Stock | 151,630 | (2) | D | |
Restricted Stock Units | (7) | 02/15/2025 | Common Stock | 50,000 | (2) | D | |
2021 Restricted Stock Units | (8) | 02/15/2025 | Common Stock | 69,880 | (2) | D | |
2021 Restricted Stock Units | (9) | 08/15/2024 | Common Stock | 52,410 | (2) | D | |
2021 Restricted Stock Units | (10) | 02/15/2025 | Common Stock | 140,781 | (2) | D |
Explanation of Responses: |
1. The reporting person was previously granted units, vesting in three equal annual installments commencing on February 15, 2020. |
2. Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
3. The reporting person was previously granted units, vesting in two equal annual installments commencing on January 25, 2022. |
4. The reporting person was previously granted phantom units, vesting in two equal annual installments commencing on July 24, 2023. |
5. Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. |
6. The reporting person was previously granted units, vesting in three equal annual installments commencing on February 15, 2021. |
7. The reporting person was previously granted units, vesting in two equal annual installments commencing on February 15, 2024. |
8. The reporting person was previously granted units, vesting in four equal annual installments commencing on February 15, 2022. |
9. The reporting person was previously granted units, vesting in three equal annual installments commencing on August 15, 2022. |
10. The reporting person was previously granted units, vesting in four equal annual installments commencing on February 15, 2022. |
Remarks: |
Exhibit List: Exhibit 24 - Power of Attorney |
James P. DeMare / Michael P. Lapp POA | 10/29/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |