The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
|
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | |||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001892732 |
|
| ||||||||||||||
Name of Issuer | ||||||||||||||||
StepStone VC Secondaries Fund V-D, L.P. | ||||||||||||||||
Jurisdiction of Incorporation/Organization | ||||||||||||||||
DELAWARE | ||||||||||||||||
Year of Incorporation/Organization | ||||||||||||||||
|
2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
StepStone VC Secondaries Fund V-D, L.P. | |||
Street Address 1 | Street Address 2 | ||
100 PAINTERS MILL ROAD, SUITE 700 | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
OWINGS MILLS | MARYLAND | 21117 | 410-363-2725 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
StepStone VC Secondaries General Partner V, L.P. | N/A | |
Street Address 1 | Street Address 2 | |
100 Painters Mill Road, Suite 700 | ||
City | State/Province/Country | ZIP/PostalCode |
Owings Mills | MARYLAND | 21117 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
The Issuer's general partner (the "General Partner").Last Name | First Name | Middle Name |
---|---|---|
StepStone VC Secondaries GP V, LLC | N/A | |
Street Address 1 | Street Address 2 | |
100 Painters Mill Road, Suite 700 | ||
City | State/Province/Country | ZIP/PostalCode |
Owings Mills | MARYLAND | 21117 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
The general partner of the General Partner (the "GP LLC").Last Name | First Name | Middle Name |
---|---|---|
StepStone Group LP | N/A | |
Street Address 1 | Street Address 2 | |
100 Painters Mill Road, Suite 700 | ||
City | State/Province/Country | ZIP/PostalCode |
Owings Mills | MARYLAND | 21117 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
The sole member of the GP LLC.Last Name | First Name | Middle Name |
---|---|---|
StepStone Group Holdings LLC | N/A | |
Street Address 1 | Street Address 2 | |
100 Painters Mill Road, Suite 700 | ||
City | State/Province/Country | ZIP/PostalCode |
Owings Mills | MARYLAND | 21117 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
The General partner of the sole member ("StepStone").Last Name | First Name | Middle Name |
---|---|---|
Newhall | C. | Ashton |
Street Address 1 | Street Address 2 | |
501 East Olas Boulevard | Suite 200 and 300 | |
City | State/Province/Country | ZIP/PostalCode |
Fort Lauderdale | FLORIDA | 33301 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Partner of StepStone.Last Name | First Name | Middle Name |
---|---|---|
Lim | James | |
Street Address 1 | Street Address 2 | |
100 Painters Mill Road, Suite 700 | ||
City | State/Province/Country | ZIP/PostalCode |
Owings Mills | MARYLAND | 21117 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Partner of StepStone.Last Name | First Name | Middle Name |
---|---|---|
Thompson | Eric | |
Street Address 1 | Street Address 2 | |
100 Painters Mill Road, Suite 700 | ||
City | State/Province/Country | ZIP/PostalCode |
Owings Mills | MARYLAND | 21117 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Partner, Chief Operating Officer, Private Equity of StepStone.Last Name | First Name | Middle Name |
---|---|---|
Redfield | Lindsay | |
Street Address 1 | Street Address 2 | |
100 Painters Mill Road, Suite 700 | ||
City | State/Province/Country | ZIP/PostalCode |
Owings Mills | MARYLAND | 21117 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Partner of StepStone.4. Industry Group
|
|
|
5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
---|---|---|---|---|
No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
Decline to Disclose | Decline to Disclose | |||
X | Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
|
|
7. Type of Filing
X | New Notice | Date of First Sale | 2021-10-29 | First Sale Yet to Occur | |||||
Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
|
9. Type(s) of Securities Offered (select all that apply)
Equity | X | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
|
Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
Recipient |
| ||||||
PAS Advisory Services Pty Ltd (Principle Advisory Services) | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
Level 2 | 175 Macquarie Street | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Sydney | AUSTRALIA | NSW 2000 | |||||
|
| ||||||
Recipient |
| ||||||
CH Advisors GmbH | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
Arbachstrasse 2 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Herrilberg | SWITZERLAND | 8704 | |||||
|
| ||||||
Recipient |
| ||||||
Monument Group, Inc. | 36399 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
500 Boylston Street | Suite 1150 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Boston | MASSACHUSETTS | 02116 | |||||
|
| ||||||
Recipient |
| ||||||
Detlef Mackewicz | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
Balanstrabe 55-59 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Munich | GERMANY | 81541 | |||||
|
| ||||||
Recipient |
| ||||||
Greenstone Placement Management FZ - LLC | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
Boulevard Plaza Tower II | 27th Floor | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Dubai | UNITED ARAB EMIRATES | 00000 | |||||
|
| ||||||
Recipient |
| ||||||||||
GrovePeak S.A.S. | None | ||||||||||
|
| ||||||||||
None | None | ||||||||||
Street Address 1 | Street Address 2 | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|
Carrera 6c # 132-77 Torre 2, Oficina 402 | |||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||
Bogota | COLOMBIA | PX6942 | |||||||||
|
| ||||||||||
|
Recipient |
| ||||||||||
Bulltick, LLC | 104005 | ||||||||||
|
| ||||||||||
None | None | ||||||||||
Street Address 1 | Street Address 2 | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|
333 SE 2nd Avenue, Suite 3950 | |||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||
Miami | FLORIDA | 33131 | |||||||||
|
| ||||||||||
|
Recipient |
| ||||||
FocusPoint Private Capital Group | 122341 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
712 Fifth Avenue | 8th Floor, Suite 008A | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10019 | |||||
|
| ||||||
Recipient |
| ||||||
Tom Lawrence | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
The Boars Club | 45 Harbour Road | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Paget | BERMUDA | PG02 | |||||
|
| ||||||
Recipient |
| ||||||
VCP Advisors LLC | 169090 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
535 Fifth Avenue, 4th Floor | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10017 | |||||
|
| ||||||
Recipient |
| ||||||
Raymond James & Associates, Inc. | 705 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
880 Carillon | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
St. Petersburg | FLORIDA | 33716 | |||||
|
| ||||||
Recipient |
| ||||||
Stifel Nicolaus & Company, Incorporated | 793 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
501 North Broadway | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
St. Louis | MISSOURI | 63102 | |||||
|
| ||||||
Recipient |
| ||||||
RBC Wealth Management | 31194 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
3 World Financial Center | 200 Vesey St. | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10281 | |||||
|
| ||||||
Recipient |
| ||||||
Gresham | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
Level 17, 167 Macquarie Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Sydney | AUSTRALIA | 2000 | |||||
|
| ||||||
13. Offering and Sales Amounts
Total Offering Amount | USD |
| ||||
Total Amount Sold | $2,129,596,800 | USD | ||||
Total Remaining to be Sold | USD |
|
Clarification of Response (if Necessary):
Includes amounts sold to StepStone VC Secondaries Fund V, L.P. and StepStone VC Secondaries Fund V (Cayman), L.P.14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
|
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $0 | USD |
| ||
Finders' Fees | $0 | USD |
|
Clarification of Response (if Necessary):
Amount to be paid based on a percentage of capital raised.16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
|
Clarification of Response (if Necessary):
A fee for management services calculated quarterly and based on a percentage of commitments will be paid to an affiliate of the Issuer.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
---|---|---|---|---|
StepStone VC Secondaries Fund V-D, L.P. | /s/ Eric Thompson | Eric Thompson | Partner, COO, Private Equity of StepSton | 2021-11-15 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.