The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Aadi Bioscience, Inc. | Common | 00032Q104 | 350 | 27,242 | SH | DFND | 2 | 27,242 | 0 | 0 | |
Abbott Laboratories | Common | 002824100 | 5 | 50 | SH | DFND | 2 | 50 | 0 | 0 | |
AbbVie Inc. | Common | 00287Y109 | 814 | 5,037 | SH | DFND | 2 | 5,037 | 0 | 0 | |
Abeona Therapeutics Inc. | Common | 00289Y206 | 462 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
Acer Therapeutics, Inc. | Common | 00444P108 | 351 | 140,000 | SH | DFND | 2 | 140,000 | 0 | 0 | |
ADMA Biologics, Inc. | Common | 000899104 | 513 | 132,301 | SH | DFND | 2 | 132,301 | 0 | 0 | |
Adobe Systems | Common | 00724F101 | 12 | 35 | SH | DFND | 2 | 35 | 0 | 0 | |
AECOM | Common | 00766T100 | 19 | 228 | SH | DFND | 2 | 228 | 0 | 0 | |
African Gold Acquistion Corp. | Common | G0112R108 | 10 | 1,000 | SH | DFND | 2 | 1,000 | 0 | 0 | |
African Gold Acquistion Corp. Warrants | Common | G0112R124 | 5,175 | 450,000 | SH | DFND | 2 | 450,000 | 0 | 0 | |
African Gold Acquistion Corp. Warrants | Common | G0112R124 | 9 | 750 | SH | DFND | 2 | 750 | 0 | 0 | |
Alerian MLP ETF | Common | 00162Q452 | 5 | 120 | SH | DFND | 2 | 120 | 0 | 0 | |
AllianceBernstein Holding L.P. | Common | 01881G106 | 1,736 | 50,500 | SH | DFND | 2 | 50,500 | 0 | 0 | |
Alphabet Inc Class A | Common | 02079K305 | 26 | 300 | SH | DFND | 2 | 300 | 0 | 0 | |
Alphabet Inc Class C | Common | 02079K107 | 20 | 220 | SH | DFND | 2 | 220 | 0 | 0 | |
Alphabet Inc-Cl C | Common | 02079K107 | 9,938 | 112,000 | SH | DFND | 2 | 112,000 | 0 | 0 | |
Amazon Inc. | Common | 023135106 | 25 | 300 | SH | DFND | 2 | 300 | 0 | 0 | |
American Tower Corp | Common | 03027X100 | 20 | 93 | SH | DFND | 2 | 93 | 0 | 0 | |
Apollo Global Management, Inc. | Common | 03769M106 | 14,353 | 225,000 | SH | DFND | 2 | 225,000 | 0 | 0 | |
Apple Inc. | Common | 037833100 | 273 | 2,100 | SH | DFND | 2 | 2,100 | 0 | 0 | |
Apple Inc. | Common | 037833100 | 51 | 394 | SH | DFND | 2 | 394 | 0 | 0 | |
Aramark Inc. | Common | 03852U106 | 27 | 651 | SH | DFND | 2 | 651 | 0 | 0 | |
Arc Resources Ltd. | Common | 03940R107 | 17 | 1,229 | SH | DFND | 2 | 1,229 | 0 | 0 | |
Ardelyx, Inc. | Common | 039697107 | 4,275 | 1,500,000 | SH | DFND | 2 | 1,500,000 | 0 | 0 | |
Avadel Pharmaceuticals plc | Common | 05337M104 | 2,221 | 310,251 | SH | DFND | 2 | 310,251 | 0 | 0 | |
B.Riley Principal 250 Merger Corp. Wts. | Common | 05602L112 | 1,342 | 116,666 | SH | DFND | 2 | 116,666 | 0 | 0 | |
Bank of Nova Scotia | Common | 064149107 | 20 | 400 | SH | DFND | 2 | 400 | 0 | 0 | |
Becton Dickinson & Co. | Common | 075887109 | 27 | 106 | SH | DFND | 2 | 106 | 0 | 0 | |
Beyond Air Inc. | Common | 08862L103 | 649 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
Blackrock Inc. | Common | 09247X101 | 22 | 31 | SH | DFND | 2 | 31 | 0 | 0 | |
Blackstone Inc. | Common | 09260D107 | 16 | 210 | SH | DFND | 2 | 210 | 0 | 0 | |
Broadcom Inc. | Common | 11135F101 | 40 | 71 | SH | DFND | 2 | 71 | 0 | 0 | |
Brookfield Infrastructure Corporation | Common | 11275Q107 | 194 | 4,999 | SH | DFND | 2 | 4,999 | 0 | 0 | |
Brookfield Infrastructure Partners L.P. | Common | G16252101 | 1,395 | 45,000 | SH | DFND | 2 | 45,000 | 0 | 0 | |
CALLS/Calumet Specialty Product @12 ex1/23 | Common | 131476903 | 1,941 | 115,000 | SH | DFND | 2 | 115,000 | 0 | 0 | |
Calumet Specialty Products Partners, LP | Common | 131476103 | 73,006 | 4,325,000 | SH | DFND | 2 | 4,325,000 | 0 | 0 | |
Canadian Natural Resources Limited | Common | 136385101 | 355 | 6,400 | SH | DFND | 2 | 6,400 | 0 | 0 | |
Capitol Federal Financial, Inc. | Common | 14057J101 | 17 | 2,000 | SH | DFND | 2 | 2,000 | 0 | 0 | |
Cenovus Energy Inc. | Common | 15135U109 | 1,844 | 95,000 | SH | DFND | 2 | 95,000 | 0 | 0 | |
Chesapeake Energy Corporation | Common | 165167735 | 1,887 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
Chevron Corp | Common | 166764100 | 17 | 96 | SH | DFND | 2 | 96 | 0 | 0 | |
Chipotle Mexican Grill Inc. | Common | 169656105 | 14 | 10 | SH | DFND | 2 | 10 | 0 | 0 | |
Chubb Ltd | Common | H1467J104 | 27 | 121 | SH | DFND | 2 | 121 | 0 | 0 | |
Coca-Cola Co. | Common | 191216100 | 611 | 9,600 | SH | DFND | 2 | 9,600 | 0 | 0 | |
Codexis, Inc. | Common | 192005106 | 84 | 18,020 | SH | DFND | 2 | 18,020 | 0 | 0 | |
Cogent Communications Holdings, Inc. | Common | 19239V302 | 799 | 14,000 | SH | DFND | 2 | 14,000 | 0 | 0 | |
Coherus Biosciences, Inc. | Common | 19249H103 | 1,018 | 128,517 | SH | DFND | 2 | 128,517 | 0 | 0 | |
Coliseum Acquisition Corp. Wts | Common | G2263T107 | 5,693 | 495,000 | SH | DFND | 2 | 495,000 | 0 | 0 | |
Colombier Acquisition Corp. Wts. | Common | 19533H116 | 307 | 26,666 | SH | DFND | 2 | 26,666 | 0 | 0 | |
Conagra Brands, Inc. | Common | 205887102 | 387 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
Conocophillips Com | Common | 20825C104 | 13 | 113 | SH | DFND | 2 | 113 | 0 | 0 | |
Corteva, Inc. | Common | 22052L104 | 680 | 11,563 | SH | DFND | 2 | 11,563 | 0 | 0 | |
Crane Holdings Co | Common | 224441105 | 19 | 194 | SH | DFND | 2 | 194 | 0 | 0 | |
CSX Corporation | Common | 126408103 | 2,169 | 70,000 | SH | DFND | 2 | 70,000 | 0 | 0 | |
CTI BioPharma Corp. | Common | 12648L601 | 3,406 | 566,687 | SH | DFND | 2 | 566,687 | 0 | 0 | |
CVS Health Corp | Common | 126650100 | 24 | 258 | SH | DFND | 2 | 258 | 0 | 0 | |
Danaher Corp | Common | 235851102 | 48 | 180 | SH | DFND | 2 | 180 | 0 | 0 | |
DigitalBridge Group, Inc. | Common | 25401T603 | 4 | 366 | SH | DFND | 2 | 366 | 0 | 0 | |
Disney Walt Co. | Common | 254687106 | 10 | 116 | SH | DFND | 2 | 116 | 0 | 0 | |
DocGo, Inc. | Common | 256086109 | 9,898 | 1,400,000 | SH | DFND | 2 | 1,400,000 | 0 | 0 | |
Dow Inc. | Common | 260557103 | 561 | 11,136 | SH | DFND | 2 | 11,136 | 0 | 0 | |
DuPont de Nemours, Inc. | Common | 26614N102 | 764 | 11,136 | SH | DFND | 2 | 11,136 | 0 | 0 | |
Eagle Materials Inc. | Common | 26969P108 | 30 | 228 | SH | DFND | 2 | 228 | 0 | 0 | |
Eli Lilly & Co. | Common | 532457108 | 110 | 300 | SH | DFND | 2 | 300 | 0 | 0 | |
Equinix Inc. | Common | 29444U700 | 24 | 37 | SH | DFND | 2 | 37 | 0 | 0 | |
F.N.B. Corporation | Common | 302520101 | 116 | 8,905 | SH | DFND | 2 | 8,905 | 0 | 0 | |
FaZe Holdings Inc. Warrants | Common | 31423J110 | 663 | 57,654 | SH | DFND | 2 | 57,654 | 0 | 0 | |
FaZe Holdings Inc. Warrants | Common | 31423J110 | 8 | 667 | SH | DFND | 2 | 667 | 0 | 0 | |
Franklin BSP Realty Trust, Inc. | Common | 35243J101 | 11,082 | 859,047 | SH | DFND | 2 | 859,047 | 0 | 0 | |
FS Bancorp, Inc. | Common | 30263Y104 | 146 | 4,380 | SH | DFND | 2 | 4,380 | 0 | 0 | |
FS KKR Capital Corp. | Common | 302635206 | 266 | 15,175 | SH | DFND | 2 | 15,175 | 0 | 0 | |
FTAI Aviation Ltd. | Common | G3730V105 | 7,276 | 425,000 | SH | DFND | 2 | 425,000 | 0 | 0 | |
FTAI Infrastructure LLC | Common | 35953C106 | 1,254 | 425,000 | SH | DFND | 2 | 425,000 | 0 | 0 | |
Generac Holdings Inc. | Common | 368736104 | 7 | 69 | SH | DFND | 2 | 69 | 0 | 0 | |
General Electric Company | Common | 369604301 | 26 | 312 | SH | DFND | 2 | 312 | 0 | 0 | |
GlaxoSmithKline plc | Common | 37733W204 | 2,108 | 60,000 | SH | DFND | 2 | 60,000 | 0 | 0 | |
Globus Medical, Inc. | Common | 379577208 | 1,547 | 20,831 | SH | DFND | 2 | 20,831 | 0 | 0 | |
Heritage NOLA Bancorp, Inc. | Common | 42727P108 | 44 | 3,000 | SH | DFND | 2 | 3,000 | 0 | 0 | |
Home Depot Inc. | Common | 437076102 | 25 | 80 | SH | DFND | 2 | 80 | 0 | 0 | |
Horizon Therapeutics Public Ltd. | Common | G46188101 | 4,608 | 40,490 | SH | DFND | 2 | 40,490 | 0 | 0 | |
Ibere Pharmaceuticals | Common | G46843101 | 363 | 36,000 | SH | DFND | 2 | 36,000 | 0 | 0 | |
Ibere Pharmaceuticals Warrants | Common | G46843119 | 207 | 18,000 | SH | DFND | 2 | 18,000 | 0 | 0 | |
Incyte Corporation | Common | 45337C102 | 205 | 2,557 | SH | DFND | 2 | 2,557 | 0 | 0 | |
International Game Technology PLC | Common | 459902102 | 374 | 16,500 | SH | DFND | 2 | 16,500 | 0 | 0 | |
Intuitive Surgical Inc. | Common | 46120E602 | 16 | 61 | SH | DFND | 2 | 61 | 0 | 0 | |
iPath Series B S&P 500 VIX Short-Term Fut | Common | 06746P621 | 706 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
Iqvia Holdings Inc. | Common | 46266C105 | 25 | 122 | SH | DFND | 2 | 122 | 0 | 0 | |
Ishares Inc MSCI Eurozone | Common | 464286608 | 2 | 55 | SH | DFND | 2 | 55 | 0 | 0 | |
Ishares Inc MSCI Germany | Common | 464286806 | 4 | 150 | SH | DFND | 2 | 150 | 0 | 0 | |
Ishares Inc. Core MSCI Emerging Markets | Common | 46434G103 | 17 | 363 | SH | DFND | 2 | 363 | 0 | 0 | |
Ishares Tr IBOXX$ High Yield Corp BD ETF | Common | 464288513 | 2 | 32 | SH | DFND | 2 | 32 | 0 | 0 | |
Ishares Trust Core MSCI Eafe | Common | 46432F842 | 39 | 633 | SH | DFND | 2 | 633 | 0 | 0 | |
Ishares Trust Core S&P Small Cap | Common | 464287804 | 30 | 313 | SH | DFND | 2 | 313 | 0 | 0 | |
Ishares Trust JP Morgan USD Emerging Mtks | Common | 464288281 | 1 | 17 | SH | DFND | 2 | 17 | 0 | 0 | |
Ishares Trust MSCI Eafe Value | Common | 464288877 | 3 | 63 | SH | DFND | 2 | 63 | 0 | 0 | |
Ishares Trust MSCI Eafe Value Growth | Common | 464288885 | 21 | 252 | SH | DFND | 2 | 252 | 0 | 0 | |
Ishares Trust MSCI United Kingdom | Common | 46435G334 | 4 | 116 | SH | DFND | 2 | 116 | 0 | 0 | |
Ishares Trust MSCI United Kingdom Small Cap | Common | 46429B416 | 8 | 246 | SH | DFND | 2 | 246 | 0 | 0 | |
Ishares Trust NY Muni BD ETF | Common | 464288323 | 13 | 242 | SH | DFND | 2 | 242 | 0 | 0 | |
Ishares Trust Russell 2000 Growth | Common | 464287648 | 25 | 118 | SH | DFND | 2 | 118 | 0 | 0 | |
Ishares Trust Russell 2000 Value | Common | 464287630 | 12 | 86 | SH | DFND | 2 | 86 | 0 | 0 | |
Ishares Trust Russell Mid Cap Value | Common | 464287473 | 29 | 273 | SH | DFND | 2 | 273 | 0 | 0 | |
Ishares Trust Russell Mid Cap Value Growth | Common | 464287481 | 58 | 695 | SH | DFND | 2 | 695 | 0 | 0 | |
Jazz Pharmaceuticals PLC | Common | G50871105 | 3,570 | 22,411 | SH | DFND | 2 | 22,411 | 0 | 0 | |
Johnson & Johnson | Common | 478160104 | 4,381 | 24,800 | SH | DFND | 2 | 24,800 | 0 | 0 | |
JP Morgan Chase | Common | 46625H100 | 22 | 165 | SH | DFND | 2 | 165 | 0 | 0 | |
JPMorgan Chase & Co. | Common | 46625H100 | 2,712 | 20,220 | SH | DFND | 2 | 20,220 | 0 | 0 | |
Kairos Acquisition Corp. Warrants | Common | G52110106 | 1,602 | 139,278 | SH | DFND | 2 | 139,278 | 0 | 0 | |
Kennedy-Wilson Holdings, Inc. | Common | 489398107 | 2,753 | 175,000 | SH | DFND | 2 | 175,000 | 0 | 0 | |
Kimberly-Clark Corporation | Common | 494368103 | 815 | 6,000 | SH | DFND | 2 | 6,000 | 0 | 0 | |
Kiwetinohk Energy Corp. | Common | 49836K102 | 1,722 | 160,000 | SH | DFND | 2 | 160,000 | 0 | 0 | |
Leap Therapeutics, Inc. | Common | 52187K101 | 378 | 840,000 | SH | DFND | 2 | 840,000 | 0 | 0 | |
Legacy Housing Corporation | Common | 52472M101 | 123 | 6,500 | SH | DFND | 2 | 6,500 | 0 | 0 | |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 5,010 | 75,000 | SH | DFND | 2 | 75,000 | 0 | 0 | |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 2,672 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
Linde PLC | Common | G5494J103 | 23 | 70 | SH | DFND | 2 | 70 | 0 | 0 | |
Live Oak Mobility Aquisition Corp. Wts | Common | 538126111 | 828 | 72,030 | SH | DFND | 2 | 72,030 | 0 | 0 | |
Lululemon Athletica Inc. | Common | 550021109 | 12 | 39 | SH | DFND | 2 | 39 | 0 | 0 | |
M&T Bank Corporation | Common | 55261F104 | 26 | 177 | SH | DFND | 2 | 177 | 0 | 0 | |
Madrigal Pharmaaceuticals, Inc. | Common | 558868105 | 2,322 | 8,000 | SH | DFND | 2 | 8,000 | 0 | 0 | |
Medicus Science Acquisition, Corp. Wts | Common | G5960S124 | 256 | 22,222 | SH | DFND | 2 | 22,222 | 0 | 0 | |
Medtronic, Inc. | Common | 585055106 | 82 | 1,050 | SH | DFND | 2 | 1,050 | 0 | 0 | |
Merck & Co., Inc. | Common | 58933Y105 | 2,718 | 24,500 | SH | DFND | 2 | 24,500 | 0 | 0 | |
Microsoft Corp | Common | 594918104 | 48 | 200 | SH | DFND | 2 | 200 | 0 | 0 | |
Microsoft Corporation | Common | 594918104 | 336 | 1,400 | SH | DFND | 2 | 1,400 | 0 | 0 | |
Midwest Holding Inc. | Common | 59833J206 | 4,972 | 390,241 | SH | DFND | 2 | 390,241 | 0 | 0 | |
Mondelez International, Inc. | Common | 609207105 | 14,000 | 14,000 | SH | DFND | 2 | 14,000 | 0 | 0 | |
Morgan Stanley | Common | 617446448 | 25 | 293 | SH | DFND | 2 | 293 | 0 | 0 | |
Nike Inc. Cl B | Common | 654106103 | 11 | 91 | SH | DFND | 2 | 91 | 0 | 0 | |
Nvidia Corp | Common | 67066G104 | 19 | 128 | SH | DFND | 2 | 128 | 0 | 0 | |
Occidental Petroleum Corporation | Common | 674599105 | 80 | 1,273 | SH | DFND | 2 | 1,273 | 0 | 0 | |
Occidential Petro Wts exp. 8/3/27 | Common | 674599162 | 3 | 158 | SH | DFND | 2 | 158 | 0 | 0 | |
OmniAb Inc. | Common | 68218J103 | 3,870 | 1,074,937 | SH | DFND | 2 | 1,074,937 | 0 | 0 | |
OmniAb Inc. | Common | 68218J103 | 706 | 196,002 | SH | DFND | 2 | 196,002 | 0 | 0 | |
Organon & Co. | Common | 68622V106 | 68 | 2,450 | SH | DFND | 2 | 2,450 | 0 | 0 | |
Oshkosh Corp | Common | 688239201 | 23 | 258 | SH | DFND | 2 | 258 | 0 | 0 | |
Ovintiv Inc. | Common | 69047Q102 | 1,775 | 35,000 | SH | DFND | 2 | 35,000 | 0 | 0 | |
Paccar Inc. | Common | 693718108 | 10 | 99 | SH | DFND | 2 | 99 | 0 | 0 | |
Palo Alto Networks Inc. | Common | 697435105 | 14 | 102 | SH | DFND | 2 | 102 | 0 | 0 | |
Pfizer Inc. | Common | 717081103 | 4,842 | 94,500 | SH | DFND | 2 | 94,500 | 0 | 0 | |
Poseida Therapeutics, Inc. | Common | 73730P108 | 895 | 168,839 | SH | DFND | 2 | 168,839 | 0 | 0 | |
QualTek Services Inc. - Warrants | Common | 74760R113 | 288 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
Quanta Services Inc. | Common | 74762E102 | 25 | 176 | SH | DFND | 2 | 176 | 0 | 0 | |
Ryman Hospitality Properties, Inc. | Common | 78377T107 | 1,014 | 12,400 | SH | DFND | 2 | 12,400 | 0 | 0 | |
Salesforce Inc. | Common | 79466L302 | 10 | 77 | SH | DFND | 2 | 77 | 0 | 0 | |
Sanofi | Common | 80105N105 | 2,712 | 56,000 | SH | DFND | 2 | 56,000 | 0 | 0 | |
Schlumberger Ltd. | Common | 806857108 | 16 | 292 | SH | DFND | 2 | 292 | 0 | 0 | |
Schwab Charles Corp | Common | 808513105 | 24 | 284 | SH | DFND | 2 | 284 | 0 | 0 | |
Sculptor Cap Mgmt CL A | Common | 811246107 | 2 | 200 | SH | DFND | 2 | 200 | 0 | 0 | |
Seres Therapeutics, Inc. | Common | 81750R102 | 1,121 | 200,100 | SH | DFND | 2 | 200,100 | 0 | 0 | |
Service Properties Trust | Common | 817761L10 | 7 | 1,000 | SH | DFND | 2 | 1,000 | 0 | 0 | |
South State Corporation | Common | 840441109 | 82 | 1,068 | SH | DFND | 2 | 1,068 | 0 | 0 | |
SPDR Sec SER TR Bloomberg Emer Mkts Loc BD etf | Common | 78464A391 | 3 | 147 | SH | DFND | 2 | 147 | 0 | 0 | |
Starwood Property Trust, Inc. | Common | 85571B105 | 7 | 400 | SH | DFND | 2 | 400 | 0 | 0 | |
Stronghold Digital Mining, Inc. | Common | 86337R103 | 4 | 9,085 | SH | DFND | 2 | 9,085 | 0 | 0 | |
SVB Financial Group | Common | 78486Q101 | 11 | 48 | SH | DFND | 2 | 48 | 0 | 0 | |
Target Corp | Common | 87612E106 | 25 | 166 | SH | DFND | 2 | 166 | 0 | 0 | |
Tastemaker Acquisition Corp. Warrants | Common | 876545112 | 1,150 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
Tesla Inc. | Common | 88160R101 | 6 | 45 | SH | DFND | 2 | 45 | 0 | 0 | |
The Chemours Company | Common | 163851108 | 21 | 680 | SH | DFND | 2 | 680 | 0 | 0 | |
The Kraft Heinz Company | Common | 500754106 | 125 | 3,065 | SH | DFND | 2 | 3,065 | 0 | 0 | |
The Mosaic Company | Common | 61945C103 | 1,535 | 35,000 | SH | DFND | 2 | 35,000 | 0 | 0 | |
The Procter & Gamble Company | Common | 742718109 | 5 | 35 | SH | DFND | 2 | 35 | 0 | 0 | |
The RMR Group Inc. | Common | 74967R106 | 0 | 16 | SH | DFND | 2 | 16 | 0 | 0 | |
Thermo Fisher Scientific Inc. | Common | 883556102 | 25 | 45 | SH | DFND | 2 | 45 | 0 | 0 | |
TotalEnergies SE - ADR | Common | 89151E109 | 130 | 2,100 | SH | DFND | 2 | 2,100 | 0 | 0 | |
Twelve Seas Investment Company II Warrants | Common | 90118T114 | 1,917 | 166,666 | SH | DFND | 2 | 166,666 | 0 | 0 | |
United Rentals Inc. | Common | 911363109 | 28 | 78 | SH | DFND | 2 | 78 | 0 | 0 | |
UnitedHealthcare Group Inc. | Common | 91324P102 | 30 | 57 | SH | DFND | 2 | 57 | 0 | 0 | |
Valley National Bancorp | Common | 919794107 | 72 | 6,400 | SH | DFND | 2 | 6,400 | 0 | 0 | |
Verizon Communications Inc. | Common | 92343V104 | 10 | 263 | SH | DFND | 2 | 263 | 0 | 0 | |
Vertex Pharmaceuticals, Inc. | Common | 92532F100 | 2,310 | 8,000 | SH | DFND | 2 | 8,000 | 0 | 0 | |
Viking Therapeutics, Inc. | Common | 92686J106 | 3,587 | 381,621 | SH | DFND | 2 | 381,621 | 0 | 0 | |
Vulcan Materials Co. | Common | 929160109 | 18 | 103 | SH | DFND | 2 | 103 | 0 | 0 | |
W.P. Carey Inc. | Common | 92936U109 | 469 | 6,000 | SH | DFND | 2 | 6,000 | 0 | 0 | |
Wabtec Corporation | Common | 929740108 | 1 | 12 | SH | DFND | 2 | 12 | 0 | 0 | |
Walmart Inc. | Common | 931124103 | 32 | 225 | SH | DFND | 2 | 225 | 0 | 0 | |
Wells Fargo & Co. | Common | 949746101 | 18 | 438 | SH | DFND | 2 | 438 | 0 | 0 | |
Workday Inc. | Common | 98138H101 | 8 | 45 | SH | DFND | 2 | 45 | 0 | 0 | |
Xenon Pharmaceuticals Inc. | Common | 98420N105 | 2,346 | 59,500 | SH | DFND | 2 | 59,500 | 0 | 0 | |
XOMA Corporation | Common | 98419J206 | 210 | 11,425 | SH | DFND | 2 | 11,425 | 0 | 0 | |
Zimmer Biomet Holdings | Common | 98956P102 | 24 | 190 | SH | DFND | 2 | 190 | 0 | 0 |