The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
89Bio, Inc. | Common | 282559103 | 225 | 14,574 | SH | DFND | 1 | 14,574 | 0 | 0 | |
Aadi Bioscience, Inc. | Common | 00032Q104 | 1,283 | 265,000 | SH | DFND | 1 | 265,000 | 0 | 0 | |
Abbott Laboratories | Common | 002824100 | 5 | 50 | SH | DFND | 1 | 50 | 0 | 0 | |
AbbVie Inc. | Common | 00287Y109 | 751 | 5,037 | SH | DFND | 1 | 5,037 | 0 | 0 | |
Abeona Therapeutics Inc. | Common | 00289Y206 | 674 | 160,000 | SH | DFND | 1 | 160,000 | 0 | 0 | |
Adobe | Common | 00724f101 | 18 | 35 | SH | DFND | 1 | 35 | 0 | 0 | |
Aecom | Common | 00766T100 | 19 | 228 | SH | DFND | 1 | 228 | 0 | 0 | |
Akero Therapeutics, Inc. | Common | 00973Y108 | 325 | 6,419 | SH | DFND | 1 | 6,419 | 0 | 0 | |
Alkermes PLC | Common | G01767105 | 630 | 22,491 | SH | DFND | 1 | 22,491 | 0 | 0 | |
AllianceBernstein Holding L.P. | Common | 01881G106 | 1,502 | 49,500 | SH | DFND | 1 | 49,500 | 0 | 0 | |
Alphabet Inc CL A | Common | 02079k305 | 39 | 300 | SH | DFND | 1 | 300 | 0 | 0 | |
Alphabet Inc-Cl C | Common | 02079K107 | 14,767 | 112,000 | SH | DFND | 1 | 112,000 | 0 | 0 | |
Alphabet Inc-Cl C | Common | 02079K107 | 29 | 220 | SH | DFND | 1 | 220 | 0 | 0 | |
Amazon.com Inc. | Common | 023135106 | 38 | 300 | SH | DFND | 1 | 300 | 0 | 0 | |
Apollo Global Management, Inc. | Common | 03769M106 | 20,196 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
Apple Inc. | Common | 037833100 | 427 | 2,494 | SH | DFND | 1 | 2,494 | 0 | 0 | |
Arc Resources Ltd. | Common | 03940R107 | 27 | 1,229 | SH | DFND | 1 | 1,229 | 0 | 0 | |
Arcellx Inc | Common | 03940c100 | 718 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
Ardelyx, Inc. | Common | 039697107 | 6,120 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
Avadel Pharmaceuticals plc | Common | 05337M104 | 2,285 | 221,850 | SH | DFND | 1 | 221,850 | 0 | 0 | |
Blackrock, Inc. | Common | 09247X101 | 20 | 31 | SH | DFND | 1 | 31 | 0 | 0 | |
Blackstone Group LP | Common | 09260d107 | 22 | 210 | SH | DFND | 1 | 210 | 0 | 0 | |
Bridgebio Pharma, Inc. | Common | 10806X102 | 237 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
Broadcom, Inc. | Common | 11135F101 | 59 | 71 | SH | DFND | 1 | 71 | 0 | 0 | |
CALLS/Calumet Specialty Product @20 ex1/24 | Common | 131476903 | 4,794 | 251,000 | SH | DFND | 1 | 251,000 | 0 | 0 | |
Calumet Specialty Products Partners, LP | Common | 131476103 | 82,608 | 4,325,000 | SH | DFND | 1 | 4,325,000 | 0 | 0 | |
Canadian Natural Resources Limited | Common | 136385101 | 543 | 8,400 | SH | DFND | 1 | 8,400 | 0 | 0 | |
Capitol Federal Financial, Inc. | Common | 14057J101 | 10 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
Cenovus Energy Inc. | Common | 15135U109 | 1,978 | 95,000 | SH | DFND | 1 | 95,000 | 0 | 0 | |
Chesapeake Energy Corporation | Common | 165167735 | 1,725 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
Chevron Corporation | Common | 166764100 | 16 | 96 | SH | DFND | 1 | 96 | 0 | 0 | |
Chipotle Mexican Grill, Inc. | Common | 169656105 | 18 | 10 | SH | DFND | 1 | 10 | 0 | 0 | |
Coca-Cola Co. | Common | 191216100 | 425 | 7,600 | SH | DFND | 1 | 7,600 | 0 | 0 | |
Coherus Biosciences, Inc. | Common | 19249H103 | 2,356 | 630,000 | SH | DFND | 1 | 630,000 | 0 | 0 | |
Coliseum Acquisition Corp. Wts | Common | G2263T107 | 5,693 | 495,000 | SH | DFND | 1 | 495,000 | 0 | 0 | |
Conagra Brands, Inc. | Common | 205887102 | 274 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
ConocoPhillips | Common | 20825C104 | 14 | 113 | SH | DFND | 1 | 113 | 0 | 0 | |
Corteva, Inc. | Common | 22052L104 | 592 | 11,563 | SH | DFND | 1 | 11,563 | 0 | 0 | |
CSX Corporation | Common | 126408103 | 2,153 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
Danaher Corporation | Common | 235851102 | 45 | 180 | SH | DFND | 1 | 180 | 0 | 0 | |
DocGo, Inc. | Common | 256086109 | 10,260 | 1,925,000 | SH | DFND | 1 | 1,925,000 | 0 | 0 | |
Dow Inc. | Common | 260557103 | 574 | 11,136 | SH | DFND | 1 | 11,136 | 0 | 0 | |
DuPont de Nemours, Inc. | Common | 26614N102 | 741 | 9,930 | SH | DFND | 1 | 9,930 | 0 | 0 | |
Eagle Materials Inc. | Common | 26969P108 | 38 | 228 | SH | DFND | 1 | 228 | 0 | 0 | |
Eastern Bankshares Inc | Common | 27627N105 | 63 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
Eli Lilly & Co. | Common | 532457108 | 161 | 300 | SH | DFND | 1 | 300 | 0 | 0 | |
Equinix Inc | Common | 29444U700 | 27 | 37 | SH | DFND | 1 | 37 | 0 | 0 | |
Evolus, Inc. | Common | 30052C107 | 622 | 68,066 | SH | DFND | 1 | 68,066 | 0 | 0 | |
F.N.B. Corporation | Common | 302520101 | 96 | 8,905 | SH | DFND | 1 | 8,905 | 0 | 0 | |
FaZe Holdings Inc. Warrants | Common | 31423J110 | 663 | 57,654 | SH | DFND | 1 | 57,654 | 0 | 0 | |
FaZe Holdings Inc. Warrants | Common | 31423J110 | 8 | 667 | SH | DFND | 1 | 667 | 0 | 0 | |
Franklin BSP Realty Trust, Inc. | Common | 35243J101 | 4,336 | 327,524 | SH | DFND | 1 | 327,524 | 0 | 0 | |
FS Bancorp, Inc. | Common | 30263Y104 | 129 | 4,380 | SH | DFND | 1 | 4,380 | 0 | 0 | |
FS KKR Capital Corp. | Common | 302635107 | 225 | 11,425 | SH | DFND | 1 | 11,425 | 0 | 0 | |
FTAI Aviation Ltd. | Common | G3730V105 | 15,109 | 425,000 | SH | DFND | 1 | 425,000 | 0 | 0 | |
Generac Holdings, Inc. | Common | 368736104 | 8 | 69 | SH | DFND | 1 | 69 | 0 | 0 | |
General Electric Company | Common | 369604103 | 18 | 162 | SH | DFND | 1 | 162 | 0 | 0 | |
GSK plc | Common | 37733W204 | 2,356 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
Heritage NOLA Bancorp, Inc. | Common | 42727P108 | 55 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
Home Depot Inc. | Common | 437076102 | 24 | 80 | SH | DFND | 1 | 80 | 0 | 0 | |
Inozyme Pharma, Inc. | Common | 45790W108 | 1,907 | 454,008 | SH | DFND | 1 | 454,008 | 0 | 0 | |
International Business Machines | Common | 459200101 | 301 | 2,142 | SH | DFND | 1 | 2,142 | 0 | 0 | |
International Game Technology PLC | Common | 459902102 | 227 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
IQVIA Holdings Inc | Common | 46266c105 | 24 | 122 | SH | DFND | 1 | 122 | 0 | 0 | |
iShares Core S&P Small-Cap ETF | Common | 464287804 | 30 | 313 | SH | DFND | 1 | 313 | 0 | 0 | |
ishares MSCI EAFE Growth Index Fund | Common | 464288885 | 22 | 252 | SH | DFND | 1 | 252 | 0 | 0 | |
iShares Russell 2000 Growth | Common | 464287648 | 26 | 118 | SH | DFND | 1 | 118 | 0 | 0 | |
iShares Russell 2000 Value | Common | 464287630 | 12 | 86 | SH | DFND | 1 | 86 | 0 | 0 | |
iShares Russell Mid-Cap Growth | Common | 464287481 | 63 | 695 | SH | DFND | 1 | 695 | 0 | 0 | |
iShares Russell Mid-Cap Value | Common | 464287473 | 28 | 273 | SH | DFND | 1 | 273 | 0 | 0 | |
Janus Henderson AAA CLO ETF | Common | 47103U845 | 1,582 | 31,432 | SH | DFND | 1 | 31,432 | 0 | 0 | |
Jazz Pharmaceuticals PLC | Common | G50871105 | 2,901 | 22,411 | SH | DFND | 1 | 22,411 | 0 | 0 | |
Johnson & Johnson | Common | 478160104 | 335 | 2,151 | SH | DFND | 1 | 2,151 | 0 | 0 | |
JPMorgan Chase & Co. | Common | 46625H100 | 3,043 | 20,985 | SH | DFND | 1 | 20,985 | 0 | 0 | |
Kenvue, Inc. | Common | 49177J102 | 105 | 5,215 | SH | DFND | 1 | 5,215 | 0 | 0 | |
Kimberly-Clark Corporation | Common | 494368103 | 725 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
Kiwetinohk Energy Corp. | Common | 49836K102 | 1,532 | 160,000 | SH | DFND | 1 | 160,000 | 0 | 0 | |
Kyndryl Holdings Inc. | Common | 50155Q100 | 6 | 428 | SH | DFND | 1 | 428 | 0 | 0 | |
Legacy Housing Corporation | Common | 52472M101 | 126 | 6,500 | SH | DFND | 1 | 6,500 | 0 | 0 | |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 4,494 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 2,397 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
Linde PLC | Common | G5494J103 | 26 | 70 | SH | DFND | 1 | 70 | 0 | 0 | |
Lululemon Athletica Inc. | Common | 550021109 | 15 | 39 | SH | DFND | 1 | 39 | 0 | 0 | |
Madrigal Pharmaaceuticals, Inc. | Common | 558868105 | 2,191 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
Medtronic, Inc. | Common | 585055106 | 24 | 300 | SH | DFND | 1 | 300 | 0 | 0 | |
Microsoft Corporation | Common | 594918104 | 505 | 1,600 | SH | DFND | 1 | 1,600 | 0 | 0 | |
Midwest Holding Inc. | Common | 59833J206 | 10,205 | 390,241 | SH | DFND | 1 | 390,241 | 0 | 0 | |
Mondelez International Inc. | Common | 50075N104 | 972 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | |
Morgan Stanley Group Inc. | Common | 617446448 | 24 | 293 | SH | DFND | 1 | 293 | 0 | 0 | |
MorphoSys AG | Common | 617760202 | 2,318 | 345,000 | SH | DFND | 1 | 345,000 | 0 | 0 | |
Nike Inc. | Common | 654106103 | 9 | 91 | SH | DFND | 1 | 91 | 0 | 0 | |
Nvidia Corp | Common | 67066G104 | 56 | 128 | SH | DFND | 1 | 128 | 0 | 0 | |
Occidental Petroleum Corporation | Common | 674599105 | 68 | 1,055 | SH | DFND | 1 | 1,055 | 0 | 0 | |
Occidential Pertro Wts exp. 8/3/27 | Common | 674599162 | 4 | 194 | SH | DFND | 1 | 194 | 0 | 0 | |
OmniAb Inc. | Common | 68218J103 | 5,639 | 1,086,505 | SH | DFND | 1 | 1,086,505 | 0 | 0 | |
Ovintiv Inc. | Common | 69047Q102 | 1,665 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
Paccar Inc | Common | 693718108 | 13 | 148 | SH | DFND | 1 | 148 | 0 | 0 | |
Pfizer Inc. | Common | 717081103 | 3,235 | 97,537 | SH | DFND | 1 | 97,537 | 0 | 0 | |
Proctor & Gamble Company | Common | 742718109 | 5 | 35 | SH | DFND | 1 | 35 | 0 | 0 | |
Protagonist Therapeutics, Inc | Common | 74366E102 | 873 | 52,368 | SH | DFND | 1 | 52,368 | 0 | 0 | |
PSQ Holdings, Inc. | Common | 693691107 | 307 | 26,666 | SH | DFND | 1 | 26,666 | 0 | 0 | |
Quanta Services, Inc. | Common | 74762E110 | 33 | 176 | SH | DFND | 1 | 176 | 0 | 0 | |
Ryman Hospitality Properties, Inc. | Common | 78377T107 | 999 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | |
Salesforce, Inc. | Common | 79466L302 | 16 | 77 | SH | DFND | 1 | 77 | 0 | 0 | |
Sanofi | Common | 80105N113 | 3,004 | 56,000 | SH | DFND | 1 | 56,000 | 0 | 0 | |
Schlumberger Limited | Common | 806857108 | 17 | 292 | SH | DFND | 1 | 292 | 0 | 0 | |
Sculptor Cap Mgmt CL A | Common | 811246107 | 2 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
Seagen Inc. | Common | 81181c104 | 3,819 | 18,000 | SH | DFND | 1 | 18,000 | 0 | 0 | |
Seres Therapeutics, Inc. | Common | 81750R102 | 167 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
South State Corporation | Common | 840441109 | 72 | 1,068 | SH | DFND | 1 | 1,068 | 0 | 0 | |
Starwood Property Trust, Inc. | Common | 85571B105 | 8 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
Syros Pharmaceutical, Inc | Common | 87184Q206 | 419 | 105,975 | SH | DFND | 1 | 105,975 | 0 | 0 | |
The Chemours Company | Common | 163851108 | 7 | 240 | SH | DFND | 1 | 240 | 0 | 0 | |
The Invesco AAA Floating Rate Note ETF | Common | 46090A721 | 1,979 | 77,377 | SH | DFND | 1 | 77,377 | 0 | 0 | |
The Kraft Heinz Company | Common | 500754106 | 11 | 333 | SH | DFND | 1 | 333 | 0 | 0 | |
The Mosaic Company | Common | 61945C103 | 1,246 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
The Panagram AAA CLO ETF | Common | 81752T486 | 396 | 15,640 | SH | DFND | 1 | 15,640 | 0 | 0 | |
The Panagram BBB-B CLO ETF | Common | 81752T528 | 3,164 | 121,032 | SH | DFND | 1 | 121,032 | 0 | 0 | |
The Walt Disney Company | Common | 254687106 | 9 | 116 | SH | DFND | 1 | 116 | 0 | 0 | |
Thermo Fisher Scientific, Inc. | Common | 883556102 | 23 | 45 | SH | DFND | 1 | 45 | 0 | 0 | |
TotalEnergies SE - ADR | Common | 89151E109 | 105 | 1,600 | SH | DFND | 1 | 1,600 | 0 | 0 | |
Travere Therapeutics, Inc. | Common | 89422G107 | 897 | 100,317 | SH | DFND | 1 | 100,317 | 0 | 0 | |
Twelve Seas Investment Company II Warrants | Common | 90118T114 | 1,917 | 166,666 | SH | DFND | 1 | 166,666 | 0 | 0 | |
United Healthcare Corp. | Common | 91324p102 | 29 | 57 | SH | DFND | 1 | 57 | 0 | 0 | |
United Rental, Inc. | Common | 911363109 | 35 | 78 | SH | DFND | 1 | 78 | 0 | 0 | |
United Therapeutics Corporation | Common | 91307C102 | 2,021 | 8,949 | SH | DFND | 1 | 8,949 | 0 | 0 | |
Valley National Bancorp | Common | 919794107 | 55 | 6,400 | SH | DFND | 1 | 6,400 | 0 | 0 | |
Vertex Pharmaceuticals, Inc. | Common | 92532F100 | 1,043 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
Viking Therapeutics, Inc. | Common | 92686J106 | 2,054 | 185,555 | SH | DFND | 1 | 185,555 | 0 | 0 | |
Vulcan Materials Co | Common | 929160109 | 21 | 103 | SH | DFND | 1 | 103 | 0 | 0 | |
Wabtec Corporation | Common | 929740108 | 1 | 6 | SH | DFND | 1 | 6 | 0 | 0 | |
Wal-Mart Stores, Inc. | Common | 931142103 | 36 | 225 | SH | DFND | 1 | 225 | 0 | 0 | |
Wells Fargo & Company | Common | 949746101 | 18 | 438 | SH | DFND | 1 | 438 | 0 | 0 | |
Xenon Pharmaceuticals Inc. | Common | 98420N105 | 815 | 23,866 | SH | DFND | 1 | 23,866 | 0 | 0 | |
XOMA Corporation | Common | 98419J206 | 278 | 19,722 | SH | DFND | 1 | 19,722 | 0 | 0 |