SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 12/15/2021 | 3. Issuer Name and Ticker or Trading Symbol JOHN WILEY & SONS, INC. [ JWA/JWB ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Options | (1) | 06/23/2031 | Class A Common | 20,000 | 63.07(2) | D | |
Restricted Stock Units | (3) | 06/20/2028 | Class A Common | 719 | 0.0000 | D | |
Restricted Stock Units | (4) | 06/24/2031 | Class A Common | 1,262 | 0.0000 | D | |
Restricted Stock Units | (5) | 06/26/2030 | Class A Common | 1,307 | 0.0000 | D | |
Restricted Stock Units | (6) | 06/27/2029 | Class A Common | 1,145 | 0.0000 | D | |
Restricted Stock Units | (7) | 08/11/2030 | Class A Common | 327 | 0.0000 | D | |
Restricted Stock Units | (8) | 12/16/2030 | Class A Common | 2,853 | 0.0000 | D |
Explanation of Responses: |
1. Non-qualified stock options to vest as follows: 2,000 on 4/30/2022; 4,000 on 4/30/2023, 6,000 on 4/30/2024 and 8,000 on 4/30/2025. |
2. Stock options granted at 10% premium over closing stock price at date of grant. |
3. Restricted Stock Units granted on June 20, 2018 - 180 shares to vest on 4/30/2022. Restricted stock units subject to forfeiture until vested. |
4. Restricted Stock Units granted on June 24, 2021, vesting as follows: 315 shares to vest on 4/30/2022, 316 shares to vest on 4/30/2023, 315 shares to vest on 4/30/2024 and 316 shares to vest on 4/30/2025. Restricted stock unites subject to forteiture until vested. |
5. Restricted Stock Units granted on June 26, 2020, vesting as follows: 327 shares to vest on 4/30/2022, 327 shares to vest on 4/30/2023 and 327 shares to vest on 4/30/2024. Restricted stock units subject to forfeiture until vested. |
6. Restricted Stock Units granted on June 27, 2019, vesting as follows: 286 shares to vest on 4/30/2022, and 287 shares to vest on 4/30/2023. Restricted stock units subject to forfeiture until vested. |
7. Restricted Stock Units granted on August 11, 2020, vesting as follows: 82 shares to vest on 4/30/2022, 82 shares to vest on 4/30/2023 and 82 shares to vest on 4/30/2024. Restricted stock units subject to forfeiture until vested. |
8. Represents a settlement of Performance Stock Units granted as Restricted Stock Units on July 8, 2021, vesting on 6/23/2023. Restricted stock units subject to forfeiture until vested. |
Remarks: |
poashari.txt |
Deirdre P. Silver | 12/23/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |