UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of May 2024
Commission File Number: 001-41411
Haleon plc
(Translation of registrant’s name into English)
Building 5, First Floor, The Heights,
Weybridge, Surrey, KT13 0NY
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☒ | Form 40-F ☐ |
EXHIBIT INDEX
Exhibit Number | Description |
99.1 | 5 May 2024 - “Director/PDMR Shareholding” |
99.1
HALEON PLC
("Haleon" or "the Company")
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
23 May 2024: Notification and Public Disclosure in accordance with the requirements of The UK Market Abuse Regulation of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and Persons Closely Associated with them.
On 23 May 2024, Haleon plc (the "Company") received notification of the following transactions as detailed below.
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Brian McNamara | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive Officer - PDMR | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Haleon plc | |
b) | LEI | 549300PSB3WWEODCUP19 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Haleon plc American Depositary Shares (ADS) US4055521003 | |
b) | Nature of the transaction | Acquisition of ADSs as a result of dividend reinvestment | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
$8.5875 | 3826.05087 | ||
d) | Aggregated information - Aggregated volume - Price | N/A | |
e) | Date of the transaction | 21 May 2024 | |
f) | Place of the transaction | New York Stock Exchange (XNYS) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Tobias Hestler | |||
2 | Reason for the notification | ||||
a) | Position/status | Chief Financial Officer - PDMR | |||
b) | Initial notification /Amendment | Initial Notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Haleon plc | |||
b) | LEI | 549300PSB3WWEODCUP19 | |||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of £0.01 each GB00BMX86B70 | |||
b) | Nature of the transaction | Acquisition of Ordinary Shares as a result of dividend reinvestment | |||
c) | Price(s) and volume(s) | ||||
Price(s) | Volume(s) | ||||
£3.3052 | 470.68287 | ||||
d) | Aggregated information | N/A | |||
- Aggregated volume | |||||
- Price | |||||
e) | Date of the transaction | 21 May 2024 | |||
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Keith Choy | |||
2 | Reason for the notification | ||||
a) | Position/status | President, Asia Pacific - PDMR | |||
b) | Initial notification /Amendment | Initial Notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Haleon plc | |||
b) | LEI | 549300PSB3WWEODCUP19 | |||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument | Ordinary Shares of £0.01 each | |||
Identification code | GB00BMX86B70 | ||||
b) | Nature of the transaction | Acquisition of Ordinary Shares as a result of dividend reinvestment | |||
c) | Price(s) and volume(s) | ||||
Price(s) | Volume(s) | ||||
£3.3052 | 713.06612 | ||||
d) | Aggregated information | N/A | |||
- Aggregated volume | |||||
- Price | |||||
e) | Date of the transaction | 21 May 2024 | |||
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Filippo Lanzi | |||
2 | Reason for the notification | ||||
a) | Position/status | President, EMEA and LATAM - PDMR | |||
b) | Initial notification /Amendment | Initial Notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Haleon plc | |||
b) | LEI | 549300PSB3WWEODCUP19 | |||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument | Ordinary Shares of £0.01 each | |||
Identification code | GB00BMX86B70 | ||||
b) | Nature of the transaction | Acquisition of Ordinary Shares as a result of dividend reinvestment | |||
c) | Price(s) and volume(s) | ||||
Price(s) | Volume(s) | ||||
£3.3052 | 874.86202 | ||||
d) | Aggregated information | N/A | |||
- Aggregated volume | |||||
- Price | |||||
e) | Date of the transaction | 21 May 2024 | |||
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Lisa Paley | |||
2 | Reason for the notification | ||||
a) | Position/status | President, North America - PDMR | |||
b) | Initial notification /Amendment | Initial Notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Haleon plc | |||
b) | LEI | 549300PSB3WWEODCUP19 | |||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument | Haleon plc American Depositary Shares (ADS) | |||
Identification code | US4055521003 | ||||
b) | Nature of the transaction | Acquisition of ADSs as a result of dividend reinvestment | |||
c) | Price(s) and volume(s) | ||||
Price(s) | Volume(s) | ||||
$8.5875 | 240.9368 | ||||
d) | Aggregated information | N/A | |||
- Aggregated volume | |||||
- Price | |||||
e) | Date of the transaction | 21 May 2024 | |||
f) | Place of the transaction | New York Stock Exchange (XNYS) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Franck Riot | |||
2 | Reason for the notification | ||||
a) | Position/status | Chief R&D Officer - PDMR | |||
b) | Initial notification /Amendment | Initial Notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Haleon plc | |||
b) | LEI | 549300PSB3WWEODCUP19 | |||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument | Ordinary Shares of £0.01 each | |||
Identification code | GB00BMX86B70 | ||||
b) | Nature of the transaction | Acquisition of Ordinary Shares as a result of dividend reinvestment | |||
c) | Price(s) and volume(s) | ||||
Price(s) | Volume(s) | ||||
£3.3052 | 273.03442 | ||||
d) | Aggregated information | N/A | |||
- Aggregated volume | |||||
- Price | |||||
e) | Date of the transaction | 21 May 2024 | |||
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Tamara Rogers | |||
2 | Reason for the notification | ||||
a) | Position/status | Chief Marketing Officer - PDMR | |||
b) | Initial notification /Amendment | Initial Notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Haleon plc | |||
b) | LEI | 549300PSB3WWEODCUP19 | |||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument | Ordinary Shares of £0.01 each | |||
Identification code | GB00BMX86B70 | ||||
b) | Nature of the transaction | Acquisition of Ordinary Shares as a result of dividend reinvestment | |||
c) | Price(s) and volume(s) | ||||
Price(s) | Volume(s) | ||||
£3.3052 | 351.44276 | ||||
d) | Aggregated information | N/A | |||
- Aggregated volume | |||||
- Price | |||||
e) | Date of the transaction | 21 May 2024 | |||
f) | Place of the transaction | London Stock Exchange (XLON) |
Amanda Mellor, Company Secretary
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
HALEON PLC (Registrant) | |||
Date: May 23, 2024 | By: | /s/ Amanda Mellor | |
Name: | Amanda Mellor | ||
Title: | Company Secretary |