The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 206 | 1,715 | SH | SOLE | 0 | 0 | 1,715 | ||
AMAZON COM INC | COM | 023135106 | 792 | 285 | SH | SOLE | 0 | 0 | 285 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 727 | 8,189 | SH | SOLE | 0 | 0 | 8,189 | ||
AMGEN INC | COM | 031162100 | 1,301 | 5,846 | SH | SOLE | 0 | 0 | 5,846 | ||
APPLE INC | COM | 037833100 | 1,837 | 11,506 | SH | SOLE | 0 | 0 | 11,506 | ||
AUTOZONE INC | COM | 053332102 | 651 | 346 | SH | SOLE | 0 | 0 | 346 | ||
BP PLC | SPONSORED ADR | 055622104 | 236 | 7,497 | SH | SOLE | 0 | 0 | 7,497 | ||
BK OF AMERICA CORP | COM | 060505104 | 484 | 10,551 | SH | SOLE | 0 | 0 | 10,551 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 954 | 3,085 | SH | SOLE | 0 | 0 | 3,085 | ||
BOEING CO | COM | 097023105 | 677 | 3,485 | SH | SOLE | 0 | 0 | 3,485 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 554 | 8,905 | SH | SOLE | 0 | 0 | 8,905 | ||
CVS HEALTH CORP | COM | 126650100 | 547 | 5,216 | SH | SOLE | 0 | 0 | 5,216 | ||
CHEVRON CORP NEW | COM | 166764100 | 647 | 4,879 | SH | SOLE | 0 | 0 | 4,879 | ||
COCA COLA CO | COM | 191216100 | 248 | 4,165 | SH | SOLE | 0 | 0 | 4,165 | ||
CONAGRA BRANDS INC | COM | 205887102 | 206 | 5,905 | SH | SOLE | 0 | 0 | 5,905 | ||
DISNEY WALT CO | COM | 254687106 | 283 | 2,122 | SH | SOLE | 0 | 0 | 2,122 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 278 | 11,360 | SH | SOLE | 0 | 0 | 11,360 | ||
FIRSTENERGY CORP | COM | 337932107 | 205 | 4,980 | SH | SOLE | 0 | 0 | 4,980 | ||
GENERAL MLS INC | COM | 370334104 | 473 | 6,978 | SH | SOLE | 0 | 0 | 6,978 | ||
HOME DEPOT INC | COM | 437076102 | 381 | 1,067 | SH | SOLE | 0 | 0 | 1,067 | ||
HONEYWELL INTL INC | COM | 438516106 | 588 | 2,933 | SH | SOLE | 0 | 0 | 2,933 | ||
INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 | 315 | 14,150 | SH | SOLE | 0 | 0 | 14,150 | ||
INTEL CORP | COM | 458140100 | 734 | 14,200 | SH | SOLE | 0 | 0 | 14,200 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,610 | 13,239 | SH | SOLE | 0 | 0 | 13,239 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 323 | 2,582 | SH | SOLE | 0 | 0 | 2,582 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,700 | 3,904 | SH | SOLE | 0 | 0 | 3,904 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 926 | 12,724 | SH | SOLE | 0 | 0 | 12,724 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 678 | 4,500 | SH | SOLE | 0 | 0 | 4,500 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,107 | 14,789 | SH | SOLE | 0 | 0 | 14,789 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 206 | 1,631 | SH | SOLE | 0 | 0 | 1,631 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 295 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 272 | 2,600 | SH | SOLE | 0 | 0 | 2,600 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 298 | 3,006 | SH | SOLE | 0 | 0 | 3,006 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 592 | 15,833 | SH | SOLE | 0 | 0 | 15,833 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 287 | 5,618 | SH | SOLE | 0 | 0 | 5,618 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 259 | 2,646 | SH | SOLE | 0 | 0 | 2,646 | ||
JOHNSON & JOHNSON | COM | 478160104 | 508 | 3,018 | SH | SOLE | 0 | 0 | 3,018 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 210 | 945 | SH | SOLE | 0 | 0 | 945 | ||
LOWES COS INC | COM | 548661107 | 1,110 | 4,867 | SH | SOLE | 0 | 0 | 4,867 | ||
MCDONALDS CORP | COM | 580135101 | 1,120 | 4,482 | SH | SOLE | 0 | 0 | 4,482 | ||
MICROSOFT CORP | COM | 594918104 | 2,864 | 9,651 | SH | SOLE | 0 | 0 | 9,651 | ||
NIKE INC | CL B | 654106103 | 207 | 1,440 | SH | SOLE | 0 | 0 | 1,440 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 1,085 | 74,219 | SH | SOLE | 0 | 0 | 74,219 | ||
PACWEST BANCORP DEL | COM | 695263103 | 222 | 4,660 | SH | SOLE | 0 | 0 | 4,660 | ||
PEPSICO INC | COM | 713448108 | 291 | 1,715 | SH | SOLE | 0 | 0 | 1,715 | ||
PFIZER INC | COM | 717081103 | 1,371 | 25,858 | SH | SOLE | 0 | 0 | 25,858 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 509 | 5,018 | SH | SOLE | 0 | 0 | 5,018 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,414 | 8,944 | SH | SOLE | 0 | 0 | 8,944 | ||
QUALCOMM INC | COM | 747525103 | 1,426 | 8,539 | SH | SOLE | 0 | 0 | 8,539 | ||
REALTY INCOME CORP | COM | 756109104 | 266 | 3,909 | SH | SOLE | 0 | 0 | 3,909 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 212 | 2,865 | SH | SOLE | 0 | 0 | 2,865 | ||
HENRY SCHEIN INC | COM | 806407102 | 294 | 3,945 | SH | SOLE | 0 | 0 | 3,945 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 223 | 2,159 | SH | SOLE | 0 | 0 | 2,159 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 272 | 2,991 | SH | SOLE | 0 | 0 | 2,991 | ||
SEMPRA | COM | 816851109 | 1,478 | 10,974 | SH | SOLE | 0 | 0 | 10,974 | ||
SOUTHERN CO | COM | 842587107 | 455 | 6,784 | SH | SOLE | 0 | 0 | 6,784 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 290 | 1,658 | SH | SOLE | 0 | 0 | 1,658 | ||
STARBUCKS CORP | COM | 855244109 | 714 | 7,470 | SH | SOLE | 0 | 0 | 7,470 | ||
SYSCO CORP | COM | 871829107 | 957 | 12,421 | SH | SOLE | 0 | 0 | 12,421 | ||
US BANCORP DEL | COM NEW | 902973304 | 264 | 4,585 | SH | SOLE | 0 | 0 | 4,585 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 931 | 4,680 | SH | SOLE | 0 | 0 | 4,680 | ||
UNITIL CORP | COM | 913259107 | 235 | 5,159 | SH | SOLE | 0 | 0 | 5,159 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 282 | 3,300 | SH | SOLE | 0 | 0 | 3,300 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 491 | 5,936 | SH | SOLE | 0 | 0 | 5,936 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 229 | 4,728 | SH | SOLE | 0 | 0 | 4,728 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 234 | 3,622 | SH | SOLE | 0 | 0 | 3,622 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 6,159 | 15,454 | SH | SOLE | 0 | 0 | 15,454 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 217 | 2,101 | SH | SOLE | 0 | 0 | 2,101 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 287 | 1,045 | SH | SOLE | 0 | 0 | 1,045 | ||
WALMART INC | COM | 931142103 | 1,092 | 8,047 | SH | SOLE | 0 | 0 | 8,047 | ||
WELLS FARGO CO NEW | COM | 949746101 | 494 | 9,129 | SH | SOLE | 0 | 0 | 9,129 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 445 | 5,007 | SH | SOLE | 0 | 0 | 5,007 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 190 | 13,986 | SH | SOLE | 0 | 0 | 13,986 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 534 | 1,551 | SH | SOLE | 0 | 0 | 1,551 | ||
UNIVERSAL HEALTH RLTY INCOME | SH BEN INT | 91359E105 | 205 | 3,635 | SH | SOLE | 0 | 0 | 3,635 | ||
TARGET CORP | COM | 87612E106 | 928 | 4,385 | SH | SOLE | 0 | 0 | 4,385 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 334 | 1,990 | SH | SOLE | 0 | 0 | 1,990 | ||
AT&T INC | COM | 00206R102 | 503 | 20,762 | SH | SOLE | 0 | 0 | 20,762 | ||
ABBVIE INC | COM | 00287Y109 | 506 | 3,768 | SH | SOLE | 0 | 0 | 3,768 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 439 | 170 | SH | SOLE | 0 | 0 | 170 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 225 | 87 | SH | SOLE | 0 | 0 | 87 | ||
ARES CAPITAL CORP | COM | 04010L103 | 245 | 11,400 | SH | SOLE | 0 | 0 | 11,400 | ||
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | 298 | 12,371 | SH | SOLE | 0 | 0 | 12,371 | ||
BLACKROCK MUNI INCOME TR II | COM | 09249N101 | 459 | 33,092 | SH | SOLE | 0 | 0 | 33,092 | ||
BLACKSTONE INC | COM | 09260D107 | 354 | 3,175 | SH | SOLE | 0 | 0 | 3,175 | ||
BROADCOM INC | COM | 11135F101 | 403 | 723 | SH | SOLE | 0 | 0 | 723 | ||
CME GROUP INC | COM | 12572Q105 | 363 | 1,651 | SH | SOLE | 0 | 0 | 1,651 | ||
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 839 | 60,575 | SH | SOLE | 0 | 0 | 60,575 | ||
COMCAST CORP NEW | CL A | 20030N101 | 225 | 4,643 | SH | SOLE | 0 | 0 | 4,643 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 935 | 1,933 | SH | SOLE | 0 | 0 | 1,933 | ||
DOMINION ENERGY INC | COM | 25746U109 | 415 | 5,358 | SH | SOLE | 0 | 0 | 5,358 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 439 | 4,302 | SH | SOLE | 0 | 0 | 4,302 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 301 | 27,812 | SH | SOLE | 0 | 0 | 27,812 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 147 | 11,919 | SH | SOLE | 0 | 0 | 11,919 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 449 | 46,787 | SH | SOLE | 0 | 0 | 46,787 | ||
EXXON MOBIL CORP | COM | 30231G102 | 425 | 5,735 | SH | SOLE | 0 | 0 | 5,735 | ||
FEDEX CORP | COM | 31428X106 | 491 | 2,020 | SH | SOLE | 0 | 0 | 2,020 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 357 | 8,091 | SH | SOLE | 0 | 0 | 8,091 | ||
INVESCO CALIF VALUE MUN INCO | COM | 46132H106 | 143 | 11,670 | SH | SOLE | 0 | 0 | 11,670 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 648 | 4,275 | SH | SOLE | 0 | 0 | 4,275 | ||
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 385 | 26,676 | SH | SOLE | 0 | 0 | 26,676 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 285 | 11,019 | SH | SOLE | 0 | 0 | 11,019 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 354 | 4,820 | SH | SOLE | 0 | 0 | 4,820 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 255 | 3,600 | SH | SOLE | 0 | 0 | 3,600 | ||
ISHARES TR | ESG AWR MSCI USA | 46435G425 | 717 | 7,355 | SH | SOLE | 0 | 0 | 7,355 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 352 | 2,378 | SH | SOLE | 0 | 0 | 2,378 | ||
MFA FINL INC | COM | 55272X102 | 248 | 55,375 | SH | SOLE | 0 | 0 | 55,375 | ||
MCKESSON CORP | COM | 58155Q103 | 246 | 995 | SH | SOLE | 0 | 0 | 995 | ||
MEDICAL PPTYS TRUST INC | COM | 58463J304 | 260 | 11,650 | SH | SOLE | 0 | 0 | 11,650 | ||
MERCK & CO INC | COM | 58933Y105 | 480 | 6,068 | SH | SOLE | 0 | 0 | 6,068 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 593 | 8,165 | SH | SOLE | 0 | 0 | 8,165 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 343 | 23,060 | SH | SOLE | 0 | 0 | 23,060 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 290 | 18,170 | SH | SOLE | 0 | 0 | 18,170 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 552 | 34,855 | SH | SOLE | 0 | 0 | 34,855 | ||
NUVEEN PFD & INCOME 2022 TER | COM | 67075T105 | 136 | 5,675 | SH | SOLE | 0 | 0 | 5,675 | ||
PPL CORP | COM | 69351T106 | 686 | 23,431 | SH | SOLE | 0 | 0 | 23,431 | ||
PIMCO ETF TR | ENHANCD SHORT | 72201R643 | 349 | 3,485 | SH | SOLE | 0 | 0 | 3,485 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 409 | 4,034 | SH | SOLE | 0 | 0 | 4,034 | ||
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 292 | 4,800 | SH | SOLE | 0 | 0 | 4,800 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 29,723 | 68,585 | SH | SOLE | 0 | 0 | 68,585 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 316 | 2,551 | SH | SOLE | 0 | 0 | 2,551 | ||
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 670 | 13,147 | SH | SOLE | 0 | 0 | 13,147 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 16,520 | 48,380 | SH | SOLE | 0 | 0 | 48,380 | ||
SABA CAPITAL INCOME & OPRNT | SHARES | 78518H103 | 68 | 15,098 | SH | SOLE | 0 | 0 | 15,098 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 845 | 6,629 | SH | SOLE | 0 | 0 | 6,629 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 405 | 5,452 | SH | SOLE | 0 | 0 | 5,452 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 922 | 5,163 | SH | SOLE | 0 | 0 | 5,163 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 282 | 4,328 | SH | SOLE | 0 | 0 | 4,328 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 676 | 17,516 | SH | SOLE | 0 | 0 | 17,516 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 621 | 6,216 | SH | SOLE | 0 | 0 | 6,216 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,984 | 13,017 | SH | SOLE | 0 | 0 | 13,017 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 392 | 5,586 | SH | SOLE | 0 | 0 | 5,586 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 325 | 4,882 | SH | SOLE | 0 | 0 | 4,882 | ||
SIERRA BANCORP | COM | 82620P102 | 329 | 12,320 | SH | SOLE | 0 | 0 | 12,320 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 296 | 2,084 | SH | SOLE | 0 | 0 | 2,084 | ||
SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 | 459 | 31,710 | SH | SOLE | 0 | 0 | 31,710 | ||
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 202 | 9,505 | SH | SOLE | 0 | 0 | 9,505 | ||
3M CO | COM | 88579Y101 | 390 | 2,304 | SH | SOLE | 0 | 0 | 2,304 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 224 | 944 | SH | SOLE | 0 | 0 | 944 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,033 | 20,256 | SH | SOLE | 0 | 0 | 20,256 | ||
VISA INC | COM CL A | 92826C839 | 325 | 1,576 | SH | SOLE | 0 | 0 | 1,576 | ||
WP CAREY INC | COM | 92936U109 | 913 | 12,074 | SH | SOLE | 0 | 0 | 12,074 |