The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 359 | 2,354 | SH | SOLE | 0 | 0 | 2,354 | ||
ABBVIE INC | COM | 00287Y109 | 590 | 3,906 | SH | SOLE | 0 | 0 | 3,906 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 398 | 177 | SH | SOLE | 0 | 0 | 177 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 382 | 169 | SH | SOLE | 0 | 0 | 169 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 292 | 5,319 | SH | SOLE | 0 | 0 | 5,319 | ||
AMAZON COM INC | COM | 023135106 | 820 | 377 | SH | SOLE | 0 | 0 | 377 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 1,111 | 11,144 | SH | SOLE | 0 | 0 | 11,144 | ||
AMGEN INC | COM | 031162100 | 1,403 | 5,864 | SH | SOLE | 0 | 0 | 5,864 | ||
APPLE INC | COM | 037833100 | 1,857 | 12,209 | SH | SOLE | 0 | 0 | 12,209 | ||
ARES CAPITAL CORP | COM | 04010L103 | 219 | 11,400 | SH | SOLE | 0 | 0 | 11,400 | ||
AT&T INC | COM | 00206R102 | 400 | 20,458 | SH | SOLE | 0 | 0 | 20,458 | ||
AUTOZONE INC | COM | 053332102 | 675 | 346 | SH | SOLE | 0 | 0 | 346 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,109 | 3,544 | SH | SOLE | 0 | 0 | 3,544 | ||
BK OF AMERICA CORP | COM | 060505104 | 391 | 10,742 | SH | SOLE | 0 | 0 | 10,742 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 156 | 13,986 | SH | SOLE | 0 | 0 | 13,986 | ||
BLACKROCK MUNI INCOME TR II | COM | 09249N101 | 377 | 33,092 | SH | SOLE | 0 | 0 | 33,092 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 184 | 15,744 | SH | SOLE | 0 | 0 | 15,744 | ||
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | 239 | 12,221 | SH | SOLE | 0 | 0 | 12,221 | ||
BLACKSTONE INC | COM | 09260D107 | 310 | 3,211 | SH | SOLE | 0 | 0 | 3,211 | ||
BOEING CO | COM | 097023105 | 504 | 3,784 | SH | SOLE | 0 | 0 | 3,784 | ||
BP PLC | SPONSORED ADR | 055622104 | 204 | 6,872 | SH | SOLE | 0 | 0 | 6,872 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 791 | 10,376 | SH | SOLE | 0 | 0 | 10,376 | ||
BROADCOM INC | COM | 11135F101 | 423 | 751 | SH | SOLE | 0 | 0 | 751 | ||
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 760 | 62,775 | SH | SOLE | 0 | 0 | 62,775 | ||
CHEVRON CORP NEW | COM | 166764100 | 762 | 4,784 | SH | SOLE | 0 | 0 | 4,784 | ||
CME GROUP INC | COM | 12572Q105 | 334 | 1,659 | SH | SOLE | 0 | 0 | 1,659 | ||
CMS ENERGY CORP | COM | 125896100 | 215 | 3,103 | SH | SOLE | 0 | 0 | 3,103 | ||
COCA COLA CO | COM | 191216100 | 304 | 4,706 | SH | SOLE | 0 | 0 | 4,706 | ||
CONAGRA BRANDS INC | COM | 205887102 | 213 | 5,864 | SH | SOLE | 0 | 0 | 5,864 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,132 | 2,269 | SH | SOLE | 0 | 0 | 2,269 | ||
CVS HEALTH CORP | COM | 126650100 | 534 | 5,404 | SH | SOLE | 0 | 0 | 5,404 | ||
DISNEY WALT CO | COM | 254687106 | 284 | 2,652 | SH | SOLE | 0 | 0 | 2,652 | ||
DOMINION ENERGY INC | COM | 25746U109 | 452 | 5,394 | SH | SOLE | 0 | 0 | 5,394 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 486 | 4,383 | SH | SOLE | 0 | 0 | 4,383 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 256 | 27,837 | SH | SOLE | 0 | 0 | 27,837 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 125 | 11,919 | SH | SOLE | 0 | 0 | 11,919 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 387 | 46,518 | SH | SOLE | 0 | 0 | 46,518 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 294 | 11,285 | SH | SOLE | 0 | 0 | 11,285 | ||
EXXON MOBIL CORP | COM | 30231G102 | 672 | 7,952 | SH | SOLE | 0 | 0 | 7,952 | ||
FEDEX CORP | COM | 31428X106 | 439 | 2,109 | SH | SOLE | 0 | 0 | 2,109 | ||
FIRSTENERGY CORP | COM | 337932107 | 210 | 4,980 | SH | SOLE | 0 | 0 | 4,980 | ||
GENERAL MLS INC | COM | 370334104 | 513 | 6,978 | SH | SOLE | 0 | 0 | 6,978 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 338 | 7,842 | SH | SOLE | 0 | 0 | 7,842 | ||
HENRY SCHEIN INC | COM | 806407102 | 335 | 3,945 | SH | SOLE | 0 | 0 | 3,945 | ||
HOME DEPOT INC | COM | 437076102 | 315 | 1,061 | SH | SOLE | 0 | 0 | 1,061 | ||
HONEYWELL INTL INC | COM | 438516106 | 575 | 2,966 | SH | SOLE | 0 | 0 | 2,966 | ||
INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 | 203 | 14,150 | SH | SOLE | 0 | 0 | 14,150 | ||
INTEL CORP | COM | 458140100 | 595 | 13,812 | SH | SOLE | 0 | 0 | 13,812 | ||
INVESCO CALIF VALUE MUN INCO | COM | 46132H106 | 119 | 11,670 | SH | SOLE | 0 | 0 | 11,670 | ||
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 296 | 24,672 | SH | SOLE | 0 | 0 | 24,672 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 613 | 4,288 | SH | SOLE | 0 | 0 | 4,288 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 994 | 3,344 | SH | SOLE | 0 | 0 | 3,344 | ||
ISHARES TR | ESG AWR MSCI USA | 46435G425 | 797 | 8,997 | SH | SOLE | 0 | 0 | 8,997 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 316 | 4,427 | SH | SOLE | 0 | 0 | 4,427 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 217 | 9,069 | SH | SOLE | 0 | 0 | 9,069 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 355 | 7,695 | SH | SOLE | 0 | 0 | 7,695 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 488 | 14,938 | SH | SOLE | 0 | 0 | 14,938 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 251 | 2,933 | SH | SOLE | 0 | 0 | 2,933 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 259 | 2,600 | SH | SOLE | 0 | 0 | 2,600 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 270 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 958 | 14,689 | SH | SOLE | 0 | 0 | 14,689 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 656 | 4,522 | SH | SOLE | 0 | 0 | 4,522 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 806 | 12,674 | SH | SOLE | 0 | 0 | 12,674 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,441 | 3,604 | SH | SOLE | 0 | 0 | 3,604 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 304 | 2,582 | SH | SOLE | 0 | 0 | 2,582 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,689 | 13,501 | SH | SOLE | 0 | 0 | 13,501 | ||
JOHNSON & JOHNSON | COM | 478160104 | 579 | 3,266 | SH | SOLE | 0 | 0 | 3,266 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 285 | 2,337 | SH | SOLE | 0 | 0 | 2,337 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 227 | 948 | SH | SOLE | 0 | 0 | 948 | ||
LOWES COS INC | COM | 548661107 | 953 | 4,860 | SH | SOLE | 0 | 0 | 4,860 | ||
MCDONALDS CORP | COM | 580135101 | 1,110 | 4,487 | SH | SOLE | 0 | 0 | 4,487 | ||
MCKESSON CORP | COM | 58155Q103 | 325 | 996 | SH | SOLE | 0 | 0 | 996 | ||
MEDICAL PPTYS TRUST INC | COM | 58463J304 | 210 | 11,727 | SH | SOLE | 0 | 0 | 11,727 | ||
MERCK & CO INC | COM | 58933Y105 | 583 | 6,653 | SH | SOLE | 0 | 0 | 6,653 | ||
MICROSOFT CORP | COM | 594918104 | 2,677 | 10,118 | SH | SOLE | 0 | 0 | 10,118 | ||
MKS INSTRS INC | COM | 55306N104 | 686 | 6,015 | SH | SOLE | 0 | 0 | 6,015 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 577 | 8,165 | SH | SOLE | 0 | 0 | 8,165 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 469 | 34,855 | SH | SOLE | 0 | 0 | 34,855 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 278 | 23,060 | SH | SOLE | 0 | 0 | 23,060 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 981 | 74,522 | SH | SOLE | 0 | 0 | 74,522 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 238 | 18,170 | SH | SOLE | 0 | 0 | 18,170 | ||
PEPSICO INC | COM | 713448108 | 301 | 1,753 | SH | SOLE | 0 | 0 | 1,753 | ||
PFIZER INC | COM | 717081103 | 1,444 | 29,682 | SH | SOLE | 0 | 0 | 29,682 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 519 | 5,192 | SH | SOLE | 0 | 0 | 5,192 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 232 | 2,324 | SH | SOLE | 0 | 0 | 2,324 | ||
PIMCO ETF TR | ENHANCD SHORT | 72201R643 | 241 | 2,440 | SH | SOLE | 0 | 0 | 2,440 | ||
PPL CORP | COM | 69351T106 | 674 | 23,416 | SH | SOLE | 0 | 0 | 23,416 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,449 | 9,310 | SH | SOLE | 0 | 0 | 9,310 | ||
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 242 | 4,800 | SH | SOLE | 0 | 0 | 4,800 | ||
QUALCOMM INC | COM | 747525103 | 1,205 | 8,929 | SH | SOLE | 0 | 0 | 8,929 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 462 | 5,037 | SH | SOLE | 0 | 0 | 5,037 | ||
REALTY INCOME CORP | COM | 756109104 | 251 | 3,892 | SH | SOLE | 0 | 0 | 3,892 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 206 | 3,165 | SH | SOLE | 0 | 0 | 3,165 | ||
SABA CAPITAL INCOME & OPRNT | SHARES | 78518H103 | 62 | 15,098 | SH | SOLE | 0 | 0 | 15,098 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 258 | 6,345 | SH | SOLE | 0 | 0 | 6,345 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 203 | 4,318 | SH | SOLE | 0 | 0 | 4,318 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 374 | 5,220 | SH | SOLE | 0 | 0 | 5,220 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 278 | 4,806 | SH | SOLE | 0 | 0 | 4,806 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,914 | 14,165 | SH | SOLE | 0 | 0 | 14,165 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 560 | 6,003 | SH | SOLE | 0 | 0 | 6,003 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 678 | 19,983 | SH | SOLE | 0 | 0 | 19,983 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 384 | 5,051 | SH | SOLE | 0 | 0 | 5,051 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 911 | 6,017 | SH | SOLE | 0 | 0 | 6,017 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 612 | 7,977 | SH | SOLE | 0 | 0 | 7,977 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 886 | 7,009 | SH | SOLE | 0 | 0 | 7,009 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 216 | 2,637 | SH | SOLE | 0 | 0 | 2,637 | ||
SEMPRA | COM | 816851109 | 2,054 | 12,674 | SH | SOLE | 0 | 0 | 12,674 | ||
SHELL PLC | SPON ADS | 780259305 | 202 | 3,725 | SH | SOLE | 0 | 0 | 3,725 | ||
SIERRA BANCORP | COM | 82620P102 | 270 | 12,320 | SH | SOLE | 0 | 0 | 12,320 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 215 | 2,105 | SH | SOLE | 0 | 0 | 2,105 | ||
SOUTHERN CO | COM | 842587107 | 511 | 6,879 | SH | SOLE | 0 | 0 | 6,879 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 15,968 | 49,499 | SH | SOLE | 0 | 0 | 49,499 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 276 | 1,599 | SH | SOLE | 0 | 0 | 1,599 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 27,523 | 69,124 | SH | SOLE | 0 | 0 | 69,124 | ||
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 1,017 | 21,701 | SH | SOLE | 0 | 0 | 21,701 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 993 | 8,002 | SH | SOLE | 0 | 0 | 8,002 | ||
SPDR SER TR | PRTFLO S&P500 GW | 78464A409 | 205 | 3,718 | SH | SOLE | 0 | 0 | 3,718 | ||
SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 | 462 | 31,710 | SH | SOLE | 0 | 0 | 31,710 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 207 | 1,647 | SH | SOLE | 0 | 0 | 1,647 | ||
STARBUCKS CORP | COM | 855244109 | 626 | 8,520 | SH | SOLE | 0 | 0 | 8,520 | ||
SYSCO CORP | COM | 871829107 | 1,007 | 12,421 | SH | SOLE | 0 | 0 | 12,421 | ||
TARGET CORP | COM | 87612E106 | 988 | 4,407 | SH | SOLE | 0 | 0 | 4,407 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 343 | 1,994 | SH | SOLE | 0 | 0 | 1,994 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 918 | 5,060 | SH | SOLE | 0 | 0 | 5,060 | ||
UNITIL CORP | COM | 913259107 | 282 | 5,159 | SH | SOLE | 0 | 0 | 5,159 | ||
US BANCORP DEL | COM NEW | 902973304 | 225 | 4,547 | SH | SOLE | 0 | 0 | 4,547 | ||
VANECK ETF TRUST | BDC INCOME ETF | 92189F411 | 170 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 449 | 5,936 | SH | SOLE | 0 | 0 | 5,936 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 273 | 3,499 | SH | SOLE | 0 | 0 | 3,499 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 231 | 1,163 | SH | SOLE | 0 | 0 | 1,163 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 307 | 1,308 | SH | SOLE | 0 | 0 | 1,308 | ||
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 241 | 1,761 | SH | SOLE | 0 | 0 | 1,761 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 417 | 2,011 | SH | SOLE | 0 | 0 | 2,011 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 201 | 2,101 | SH | SOLE | 0 | 0 | 2,101 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 10,114 | 27,640 | SH | SOLE | 0 | 0 | 27,640 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 1,996 | 13,291 | SH | SOLE | 0 | 0 | 13,291 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 221 | 5,191 | SH | SOLE | 0 | 0 | 5,191 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 201 | 875 | SH | SOLE | 0 | 0 | 875 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 988 | 20,324 | SH | SOLE | 0 | 0 | 20,324 | ||
VISA INC | COM CL A | 92826C839 | 316 | 1,637 | SH | SOLE | 0 | 0 | 1,637 | ||
WALMART INC | COM | 931142103 | 1,251 | 8,267 | SH | SOLE | 0 | 0 | 8,267 | ||
WELLS FARGO CO NEW | COM | 949746101 | 392 | 8,919 | SH | SOLE | 0 | 0 | 8,919 | ||
WP CAREY INC | COM | 92936U109 | 928 | 12,113 | SH | SOLE | 0 | 0 | 12,113 |