As filed with the Securities and Exchange Commission on April 30, 2024
Securities Act Registration No. 333-263060
Investment Company Act Registration No. 811-23783 |
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM N-2
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]
| | [ ] | Pre-Effective Amendment No._ |
| | [X] | Post-Effective Amendment No. 5 |
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]
(Check appropriate box or boxes.)
OPPORTUNISTIC CREDIT INTERVAL FUND
(Exact Name of Registrant as Specified in Charter)
650 Madison Avenue, 23rd Floor
New York, NY 10022
(Address of Principal Executive Offices)(Zip Code)
Registrant’s Telephone Number, including Area Code: (212) 891-2880
The Corporation Trust Company
Corporation Trust Center, 1209 Orange Street
Wilmington, DE 19801
(Name and Address of Agent for Service)
With copy to:
JoAnn M. Strasser Thompson Hine LLP 41 South High Street, 17th Floor Columbus, OH 43215 (614) 469-3265 | Edward Goldthorpe Opportunistic Credit Interval Fund 650 Madison Avenue, 23rd Floor New York, NY 10022 (212) 891-2880 |
[ ] Check box if the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans.
[ ] Check box if any securities being registered on this Form will be offered on a delayed or continuous basis in reliance on Rule 415 under the Securities Act of 1933 (“Securities Act”), other than securities offered in connection with a dividend reinvestment plan.
[ ] Check box if this Form is a registration statement pursuant to General Instruction A.2 or a post-effective amendment thereto.
[ ] Check box if this Form is a registration statement pursuant to General Instruction B or a post-effective amendment thereto that will become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act.
[ ] Check box if this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction B to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act.
It is proposed that this filing will become effective (check appropriate box)
[ ] when declared effective pursuant to Section 8(c) of the Securities Act
The following boxes should only be included and completed if the registrant is making this filing in accordance with Rule 486 under the Securities Act.
[ ] immediately upon filing pursuant to paragraph (b)
[ ] on (date) pursuant to paragraph (b)
[ ] 60 days after filing pursuant to paragraph (a)
[ ] on (date) pursuant to paragraph (a)
If appropriate, check the following box:
[ ] This [post-effective] amendment designates a new effective date for a previously filed [post-effective amendment] [registration statement].
[ ] This Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is:
[ ] This Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is:
[X] This Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is:
Check each box that appropriately characterizes the Registrant:
[X] Registered Closed-End Fund (closed-end company that is registered under the Investment Company Act of 1940 (“Investment Company Act”)).
[ ] Business Development Company (closed-end company that intends or has elected to be regulated as a business development company under the Investment Company Act).
[X] Interval Fund (Registered Closed-End Fund or a Business Development Company that makes periodic repurchase offers under Rule 23c-3 under the Investment Company Act).
[ ] A.2 Qualified (qualified to register securities pursuant to General Instruction A.2 of this Form).
[ ] Well-Known Seasoned Issuer (as defined by Rule 405 under the Securities Act).
[ ] Emerging Growth Company (as defined by Rule 12b-2 under the Securities Exchange Act of 1934 (“Exchange Act”).
[ ] If an Emerging Growth Company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act.
[ ] New Registrant (registered or regulated under the Investment Company Act for less than 12 calendar months preceding this filing).
PART C. OTHER INFORMATION
| Item 25. | Financial Statements and Exhibits. |
| | |
| 2. | Exhibits: |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets the requirements for effectiveness of this Registration Statement under Rule 486(b) under the Securities Act of 1933 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 30th day of April 2024.
| | OPPORTUNISTIC CREDIT INTERVAL FUND | |
| | | | |
| | By: | /s/ Edward Goldthorpe | |
| | | Edward Goldthorpe | |
| | | Chief Executive Officer (Principal Executive Officer), President and Trustee | |
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed below by the following persons in the capacities indicated on the 30th day of April 2024.
| Name | Title | Date |
| Alexander Duka* | Trustee | April 30, 2024 |
| /s/ Edward Goldthorpe | Chief Executive Officer (Principal Executive Officer), President and Trustee | April 30, 2024 |
| George Grunebaum* | Trustee | April 30, 2024 |
| Robert Warshauer* | Trustee | April 30, 2024 |
| /s/ Brandon Satoren | Chief Financial Officer (Principal Financial Officer, Treasurer and Secretary) | April 30, 2024 |
| *By: | /s/ Edward Goldthorpe | |
| | Edward Goldthorpe | |
| | Attorney-in-Fact – Pursuant to Powers of Attorney | |
EXHIBIT INDEX
