SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
| |||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol FIRST INTERSTATE BANCSYSTEM INC [ FIBK ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| ||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) 03/10/2022 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 03/10/2022 | S | 12,850 | D | $38.9(1) | 276,517(2)(3) | I | see footnote(2)(4) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
Explanation of Responses: |
1. The price reported in Column 4 is a weighted average price of the shares disposed of by IXL, Limited Liability Company as reported herein. These shares were sold in multiple transactions at prices ranging from $38.85 to $38.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the applicable ranges set forth in this footnote. |
2. As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together, with the indication of direct or indirect ownership in Tables I and II being made from Julie A. Scott Rose's perspective. |
3. The Reporting person's indirect holdings reported herein no longer reflect 94,863 shares held of record by each of Holland Elizabeth, Harper Grace Scott Trust, and Harrison William Scott Trust "(collectively, the "Trusts"), as the reporting persons have no pecuniary interest in such shares. The Trusts are now reporting their holdings and transactions together with Jonathan R. Scott and the other persons reporting under Section 16 together with Mr. Scott." |
4. Composed of 131,731 shares held of record by Juliana Sarah Scott Rose Trust, 131,731 shares held of record by Elizabeth Lauren Scott Rose Trust, 12,850 shares held of record by IXL Limited Liability Company, and 205 shares held of record by the estate of Thomas W Scott. |
Remarks: |
JULIE SCOTT ROSE, By: /s/ Timothy Leuthold, Attorney-in-Fact for Reporting Person | 03/14/2022 | |
IXL LIMITED LIABILITY COMPANY, By: /s/ Timothy Leuthold, Attorney-in-Fact for Reporting Person | 03/14/2022 | |
THOMAS W SCOTT, By: /s/ Timothy Leuthold, Attorney-in-Fact for Reporting Person | 03/14/2022 | |
FIRST INTERSTATE BANK & JULIE SCOTT ROSE, CO-TTEES OF THE JOAN D SCOTT TRUST DTD 10/16/12, By: /s/ Timothy Leuthold, Attorney-in-Fact for Reporting Person | 03/14/2022 | |
JULIE A SCOTT ROSE TRUSTEE OF THE JULIE A SCOTT ROSE TRUST DATED 5-14-2002, By: /s/ Timothy Leuthold, Attorney-in-Fact for Reporting Person | 03/14/2022 | |
JULIANA SARAH SCOTT ROSE TRUST, By: /s/ Timothy Leuthold, Attorney-in-Fact for Reporting Person | 03/14/2022 | |
EXEMPT THOMAS W SCOTT MARITAL TRUST 2, By: /s/ Timothy Leuthold, Attorney-in-Fact for Reporting Person | 03/14/2022 | |
THOMAS W SCOTT TRUST DTD 8/22/95, THOMAS W SCOTT TRUSTEE, By: /s/ Timothy Leuthold, Attorney-in-Fact for Reporting Person | 03/14/2022 | |
ELIZABETH LAUREN SCOTT ROSE TRUST, By: /s/ Timothy Leuthold, Attorney-in-Fact for Reporting Person | 03/14/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |