Bonnie S. Swenson Form 3 Venture Lending & Leasing IX / Bonnie S. Swenson ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Swenson Bonnie S.

(Last) (First) (Middle)

104 LA MESA DR., STE. 102

(Street)

PORTOLA VALLEY CA 94028

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2022

3. Issuer Name and Ticker or Trading Symbol
Venture Lending & Leasing IX, Inc. [ N/A ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
See Remarks

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares	217(1)	I	Membership Interest(2)
Common Shares	74(3)	I	Membership Interest(4)
Common Shares	100,000(5)	I	Shared Dispositive Power(6)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. 217/100,000 outstanding.

2. Membership interest (through a trust) in sole shareholder of the Issuer.

3. 74/100,000 outstanding.

4. Membership interest in investment adviser to the Issuer; membership interest in sole shareholder of the Issuer.

5. 100,000/100,000 outstanding.

6. Control person of investment adviser to the Issuer, with shared dispositive power over 100% of Issuer's shares.

Remarks:

Power of Attorney provided herewith. Ms. Swenson is a control person of the investment adviser to the Issuer and a control person of the sole shareholder of the Issuer.

	/s/ Christian Carlson, Attorney-in-Fact	03/07/2022
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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