The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC COM | Stock | 00206R102 | 3,263 | 132,624 | SH | SOLE | 0 | 0 | 132,624 | ||
ALEXANDRIA REAL ESTATE EQ INC COM | REIT | 015271109 | 565 | 2,535 | SH | SOLE | 0 | 0 | 2,535 | ||
ALPHABET INC CAP STK CL C | Stock | 02079K107 | 1,603 | 554 | SH | SOLE | 0 | 0 | 554 | ||
ALPHABET INC CAP STK CL A | Stock | 02079K305 | 565 | 195 | SH | SOLE | 0 | 0 | 195 | ||
ALTRIA GROUP INC COM | Stock | 02209S103 | 1,061 | 22,379 | SH | SOLE | 0 | 0 | 22,379 | ||
AMAZON COM INC COM | Stock | 023135106 | 617 | 185 | SH | SOLE | 0 | 0 | 185 | ||
AMERICAN EXPRESS CO COM | Stock | 025816109 | 352 | 2,151 | SH | SOLE | 0 | 0 | 2,151 | ||
ANNALY CAPITAL MANAGEMENT INC COM | REIT | 035710409 | 174 | 22,300 | SH | SOLE | 0 | 0 | 22,300 | ||
APPLE INC COM | Stock | 037833100 | 5,433 | 30,599 | SH | SOLE | 0 | 0 | 30,599 | ||
BK OF AMERICA CORP COM | Stock | 060505104 | 1,100 | 24,730 | SH | SOLE | 0 | 0 | 24,730 | ||
BANK NEW YORK MELLON CORP COM | Stock | 064058100 | 205 | 3,529 | SH | SOLE | 0 | 0 | 3,529 | ||
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 | 618 | 2,067 | SH | SOLE | 0 | 0 | 2,067 | ||
BLACKROCK ENHANCD CAP & INM FD COM | CEF | 09256A109 | 664 | 30,029 | SH | SOLE | 0 | 0 | 30,029 | ||
BLACKROCK SCIENCE & TECHNOLOGY SHS | CEF | 09258G104 | 630 | 12,600 | SH | SOLE | 0 | 0 | 12,600 | ||
BLACKSTONE INC COM | Stock | 09260D107 | 3,107 | 24,015 | SH | SOLE | 0 | 0 | 24,015 | ||
BOEING CO COM | Stock | 097023105 | 438 | 2,178 | SH | SOLE | 0 | 0 | 2,178 | ||
BRISTOL-MYERS SQUIBB CO COM | Stock | 110122108 | 3,179 | 50,985 | SH | SOLE | 0 | 0 | 50,985 | ||
BROWN & BROWN INC COM | Stock | 115236101 | 454 | 6,465 | SH | SOLE | 0 | 0 | 6,465 | ||
CVS HEALTH CORP COM | Stock | 126650100 | 405 | 3,928 | SH | SOLE | 0 | 0 | 3,928 | ||
CARLISLE COS INC COM | Stock | 142339100 | 8,415 | 33,915 | SH | SOLE | 0 | 0 | 33,915 | ||
CATERPILLAR INC COM | Stock | 149123101 | 252 | 1,220 | SH | SOLE | 0 | 0 | 1,220 | ||
CHEVRON CORP NEW COM | Stock | 166764100 | 604 | 5,146 | SH | SOLE | 0 | 0 | 5,146 | ||
CISCO SYS INC COM | Stock | 17275R102 | 634 | 10,012 | SH | SOLE | 0 | 0 | 10,012 | ||
CITIGROUP INC COM NEW | Stock | 172967424 | 525 | 8,686 | SH | SOLE | 0 | 0 | 8,686 | ||
COCA COLA CO COM | Stock | 191216100 | 300 | 5,065 | SH | SOLE | 0 | 0 | 5,065 | ||
COHEN & STEERS QUALITY INCOME COM | CEF | 19247L106 | 409 | 22,424 | SH | SOLE | 0 | 0 | 22,424 | ||
COMCAST CORP NEW CL A | Stock | 20030N101 | 426 | 8,466 | SH | SOLE | 0 | 0 | 8,466 | ||
COWEN INC CL A NEW | Stock | 223622606 | 505 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
X-TRACKERS MSCI JAPAN HEDGED EQUITY ETF | ETF | 233051507 | 769 | 15,208 | SH | SOLE | 0 | 0 | 15,208 | ||
DAVIS SELECT FINANCIAL ETF | ETF | 23908L108 | 2,238 | 73,239 | SH | SOLE | 0 | 0 | 73,239 | ||
DAVIS SELECT U.S. EQUITY ETF | ETF | 23908L207 | 730 | 21,342 | SH | SOLE | 0 | 0 | 21,342 | ||
DAVIS SELECT INTERNATIONAL ETF | ETF | 23908L405 | 301 | 15,510 | SH | SOLE | 0 | 0 | 15,510 | ||
DEERE & CO COM | Stock | 244199105 | 309 | 900 | SH | SOLE | 0 | 0 | 900 | ||
DOUBLELINE INCOME SOLUTIONS FD COM | CEF | 258622109 | 355 | 22,030 | SH | SOLE | 0 | 0 | 22,030 | ||
EXXON MOBIL CORP COM | Stock | 30231G102 | 2,735 | 44,702 | SH | SOLE | 0 | 0 | 44,702 | ||
FMC CORP COM NEW | Stock | 302491303 | 676 | 6,151 | SH | SOLE | 0 | 0 | 6,151 | ||
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND | ETF | 33734H106 | 12,719 | 295,517 | SH | SOLE | 0 | 0 | 295,517 | ||
FORD MTR CO DEL COM | Stock | 345370860 | 775 | 37,306 | SH | SOLE | 0 | 0 | 37,306 | ||
GENERAL ELECTRIC CO COM NEW | Stock | 369604301 | 5,097 | 53,956 | SH | SOLE | 0 | 0 | 53,956 | ||
GLADSTONE LD CORP COM | REIT | 376549101 | 523 | 15,500 | SH | SOLE | 0 | 0 | 15,500 | ||
HP INC COM | Stock | 40434L105 | 379 | 10,063 | SH | SOLE | 0 | 0 | 10,063 | ||
HOME DEPOT INC COM | Stock | 437076102 | 2,393 | 5,765 | SH | SOLE | 0 | 0 | 5,765 | ||
INGEVITY CORP COM | Stock | 45688C107 | 215 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
INTEL CORP COM | Stock | 458140100 | 1,016 | 19,727 | SH | SOLE | 0 | 0 | 19,727 | ||
INTERNATIONAL BUSINESS MACHS COM | Stock | 459200101 | 1,741 | 13,027 | SH | SOLE | 0 | 0 | 13,027 | ||
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 677 | 1,420 | SH | SOLE | 0 | 0 | 1,420 | ||
ISHARES S&P 500 GROWTH ETF | ETF | 464287309 | 207 | 2,469 | SH | SOLE | 0 | 0 | 2,469 | ||
ISHARES MSCI EAFE ETF | ETF | 464287465 | 277 | 3,523 | SH | SOLE | 0 | 0 | 3,523 | ||
ISHARES RUSSELL MID-CAP ETF | ETF | 464287499 | 702 | 8,456 | SH | SOLE | 0 | 0 | 8,456 | ||
ISHARES S&P MIDCAP FUND | ETF | 464287507 | 752 | 2,655 | SH | SOLE | 0 | 0 | 2,655 | ||
ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 | 2,564 | 15,269 | SH | SOLE | 0 | 0 | 15,269 | ||
ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 5,975 | 19,552 | SH | SOLE | 0 | 0 | 19,552 | ||
ISHARES RUSSELL 1000 ETF | ETF | 464287622 | 363 | 1,373 | SH | SOLE | 0 | 0 | 1,373 | ||
JPMORGAN CHASE & CO COM | Stock | 46625H100 | 5,568 | 35,160 | SH | SOLE | 0 | 0 | 35,160 | ||
MAINSTAY MACKAY DEFINEDTERM MU COM | CEF | 56064K100 | 1,064 | 48,866 | SH | SOLE | 0 | 0 | 48,866 | ||
MERCK & CO INC COM | Stock | 58933Y105 | 1,788 | 23,330 | SH | SOLE | 0 | 0 | 23,330 | ||
MICROSOFT CORP COM | Stock | 594918104 | 2,305 | 6,855 | SH | SOLE | 0 | 0 | 6,855 | ||
MORGAN STANLEY COM NEW | Stock | 617446448 | 2,580 | 26,281 | SH | SOLE | 0 | 0 | 26,281 | ||
NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS | CEF | 670699107 | 223 | 7,260 | SH | SOLE | 0 | 0 | 7,260 | ||
OSHARES U.S. QUALITY DIVIDEND ETF | ETF | 67110P407 | 216 | 4,641 | SH | SOLE | 0 | 0 | 4,641 | ||
PFIZER INC COM | Stock | 717081103 | 2,800 | 47,410 | SH | SOLE | 0 | 0 | 47,410 | ||
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND | ETF | 72201R833 | 244 | 2,404 | SH | SOLE | 0 | 0 | 2,404 | ||
RESEARCH FRONTIERS INC COM | Stock | 760911107 | 28 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
ROYAL DUTCH SHELL PLC SPON ADR B | ADR | 780259107 | 611 | 14,096 | SH | SOLE | 0 | 0 | 14,096 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 6,430 | 13,537 | SH | SOLE | 0 | 0 | 13,537 | ||
SPDR S&P CHINA ETF | ETF | 78463X400 | 250 | 2,419 | SH | SOLE | 0 | 0 | 2,419 | ||
SPDR S&P REGIONAL BANKING ETF | ETF | 78464A698 | 311 | 4,388 | SH | SOLE | 0 | 0 | 4,388 | ||
SARATOGA INVT CORP COM NEW | CEF | 80349A208 | 645 | 21,950 | SH | SOLE | 0 | 0 | 21,950 | ||
FINANCIAL SELECT SECTOR SPDR FUND | ETF | 81369Y605 | 2,043 | 52,328 | SH | SOLE | 0 | 0 | 52,328 | ||
SIRIUS XM HOLDINGS INC COM | Stock | 82968B103 | 127 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
TEKLA HEALTHCARE OPPORTUNITIES SHS | CEF | 879105104 | 346 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
TEXAS PACIFIC LAND CORPORATION COM | Stock | 88262P102 | 250 | 200 | SH | SOLE | 0 | 0 | 200 | ||
TUPPERWARE BRANDS CORP COM | Stock | 899896104 | 222 | 14,500 | SH | SOLE | 0 | 0 | 14,500 | ||
UNITED PARCEL SERVICE INC CL B | Stock | 911312106 | 596 | 2,779 | SH | SOLE | 0 | 0 | 2,779 | ||
VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 921943858 | 410 | 8,021 | SH | SOLE | 0 | 0 | 8,021 | ||
VANGUARD S&P 500 ETF | ETF | 922908363 | 280 | 642 | SH | SOLE | 0 | 0 | 642 | ||
VANGUARD SMALL-CAP VALUE INDEX FUND | ETF | 922908611 | 274 | 1,533 | SH | SOLE | 0 | 0 | 1,533 | ||
VANGUARD MID-CAP INDEX FUND | ETF | 922908629 | 1,707 | 6,702 | SH | SOLE | 0 | 0 | 6,702 | ||
VANGUARD EXTENDED MARKET INDEX FUND | ETF | 922908652 | 383 | 2,096 | SH | SOLE | 0 | 0 | 2,096 | ||
VANGUARD GROWTH INDEX FUND | ETF | 922908736 | 1,057 | 3,295 | SH | SOLE | 0 | 0 | 3,295 | ||
VANGUARD VALUE INDEX FUND | ETF | 922908744 | 1,445 | 9,821 | SH | SOLE | 0 | 0 | 9,821 | ||
VANGUARD TOTAL STOCK MARKET INDEX FUND | ETF | 922908769 | 1,273 | 5,274 | SH | SOLE | 0 | 0 | 5,274 | ||
VERIZON COMMUNICATIONS INC COM | Stock | 92343V104 | 422 | 8,130 | SH | SOLE | 0 | 0 | 8,130 | ||
WISDOMTREE JAPAN HEDGED EQUITY FUND | ETF | 97717W851 | 2,034 | 32,528 | SH | SOLE | 0 | 0 | 32,528 | ||
WISDOMTREE EUROPE HEDGED EQUITY FUND | ETF | 97717X701 | 310 | 3,863 | SH | SOLE | 0 | 0 | 3,863 |