UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12 (b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
EMERGE ETF TRUST
(Exact name of registrant as specified in its charter)
Delaware | | See Below |
(State of incorporation or organization) | | (I.R.S. Employer Identification No.) |
| | |
325 Delaware Ave, Suite 204, Buffalo, NY | | 14202 |
(Address of principal executive offices) | | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class | Name of each exchange on which |
to be so registered | each class is to be registered |
Shares of beneficial interest, no par value | |
| |
Emerge EMPWR Sustainable Dividend Equity ETF | Cboe Exchange, Inc. |
Emerge EMPWR Sustainable Select Growth Equity ETF | Cboe Exchange, Inc. |
Emerge EMPWR Sustainable Global Core Equity ETF | Cboe Exchange, Inc. |
Emerge EMPWR Sustainable Emerging Markets Equity ETF | Cboe Exchange, Inc. |
Emerge EMPWR Unified Sustainable Equity ETF | Cboe Exchange, Inc. |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-264662.
Securities to be registered pursuant to Section 12 (g) of the Act:
None
(Title of class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
| Item 1. | Descriptions of Registrant’s Securities to be Registered. |
A description of the shares of beneficial interest, no par value, of the series of Emerge ETF Trust (the “Trust”) listed below to be registered hereunder is set forth in Pre-Effective Amendment No. 2 to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 333-264662; 811-23797), as filed with the Securities and Exchange Commission on September 1, 2022, which description is incorporated herein by reference.
The series of the Trust that are registering securities, and their I.R.S. Employer Identification Numbers, are as follows:
Emerge EMPWR Sustainable Dividend Equity ETF | 88-3770320 |
Emerge EMPWR Sustainable Select Growth Equity ETF | 88-3770751 |
Emerge EMPWR Sustainable Global Core Equity ETF | 88-3755347 |
Emerge EMPWR Sustainable Emerging Markets Equity ETF | 88-3756442 |
Emerge EMPWR Unified Sustainable Equity ETF | 88-3757248 |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, as of this 2nd day of September, 2022.
| | EMERGE ETF TRUST | |
| | | |
| By: | /s/ Marc Barthelemy | |
| Name: | Marc Barthelemy | |
| Title: | Director of Operations | |