Mark S. Lagomarcino Form 3 PRINCIPAL FINANCIAL / Mark S. Lagomarcino ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Lagomarcino Mark S.

(Last) (First) (Middle)

711 HIGH STREET

(Street)

DES MOINES IA 50392

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/12/2022

3. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP, General Counsel & Secty

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	10,721	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	(1)	02/27/2027	Common Stock	6,525	62.78	D
Employee Stock Option (Right to Buy)	(2)	02/26/2028	Common Stock	7,130	63.98	D
Employee Stock Option (Right to Buy)	(3)	02/25/2029	Common Stock	12,100	53.09	D
Employee Stock Option (Right to Buy)	(4)	02/24/2030	Common Stock	12,885	51.73	D
Employee Stock Option (Right to Buy)	12/31/2021	03/05/2031	Common Stock	8,080	58.68	D

Explanation of Responses:

1. The option vested in three equal annual installments on (i) February 27, 2018; (ii) February 27, 2019; and (iii) February 27, 2020.

2. The option vested in three equal annual installments on (i) February 26, 2019; (ii) February 26, 2020; and (iii) February 26, 2021.

3. The option vested in three equal installments on (i) February 25, 2020; (ii) February 25, 2021; and (iii) December 31, 2021.

4. 4,295 vested on February 24, 2021 and 8,590 on December 31, 2021.

	Alex Montz	03/22/2022
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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