Craig Brubaker Form 3/A ALTA EQUIPMENT / Craig Brubaker ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Brubaker Craig

(Last) (First) (Middle)

C/O ALTA EQUIPMENT GROUP INC.

13211 MERRIMAN ROAD

(Street)

LIVONIA MI 48150

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
04/12/2022

3. Issuer Name and Ticker or Trading Symbol
ALTA EQUIPMENT GROUP INC. [ ALTG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)
04/22/2022

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1)	43,525	D
Common Stock(2)	32,500	D
Common Stock(3)	2,052	D
Common Stock(4)	3,407	D
Common Stock(5)	4,302	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Stock Units(6)	(6)	(6)	Common Stock	6,918	(6)	D

Explanation of Responses:

1. These represent vested shares of Common Stock granted to the reporting person that are held by the reporting person as of this filing. This Form 3 amendment corrects the number of such shares previously reported on the Form 3 filed on April 22, 2022.

2. The reporting person was granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on August 1, 2020. Each RSU represents the right to receive one share of Common Stock. The RSUs vest annually over 2 years starting on February 14, 2023, subject to reporting person's continued employment with the Company.

3. The reporting person was granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on April 1, 2021. Each RSU represents the right to receive one share of Common Stock. The RSUs vest annually over 2 years starting on February 14, 2023, subject to reporting person's continued employment with the Company.

4. The reporting person was granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on March 28, 2022. Each RSU represents the right to receive one share of Common Stock. The RSUs vest annually over 3 years starting on February 14, 2023, subject to reporting person's continued employment with the Company.

5. The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs reported herein were earned based on the achievement of 2021 performance targets and vest annually over 2 years starting on February 14, 2023, subject to reporting person's continued employment with the Company.

6. The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs are subject to achievement of 2022 performance targets and vest annually over 2 years starting on February 14, 2024, subject to reporting person's continued employment with the Company.

Remarks:

See Exhibit 24.1 - Power of Attorney.

	Jason Dammeyer, Attorney-in-Fact	04/12/2024
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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