Hao Peter Liu Form 3 SONIM / Hao Peter Liu ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Liu Hao Peter

(Last) (First) (Middle)

C/O SONIM TECHNOLOGIES INC.

6500 RIVER PLACE BLVD., BLDG. 7, S#2

(Street)

AUSTIN TX 78730

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
04/13/2022

3. Issuer Name and Ticker or Trading Symbol
SONIM TECHNOLOGIES INC [ SONM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Executive Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	107,486(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	(2)	06/09/2023	Common Stock	3,327	4.5	D
Employee Stock Option (right to buy)	(2)	06/09/2023	Common Stock	1,111	4.5	D
Employee Stock Option (right to buy)	(2)	06/29/2025	Common Stock	666	15	D
Employee Stock Option (right to buy)	(3)	12/01/2029	Common Stock	5,000	24.8	D

Explanation of Responses:

1. Includes 6,112 restricted stock units that are scheduled to vest in 3 equal annual installments beginning June 9, 2022. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

2. This stock option is fully vested and exercisable.

3. This stock option is fully vested and exercisable with respect to 2,916 shares of the Issuer's common stock. The remaining 2,084 shares of the Issuer's common stock are scheduled to vest in monthly increments from May 1, 2022 to December 1, 2023.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

	/s/ Robert Tirva, as power-of-attorney	04/25/2022
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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