SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 07/06/2022 | 3. Issuer Name and Ticker or Trading Symbol ENTEGRIS INC [ ENTG ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 16,582(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | (2) | 02/19/2027 | Common Stock | 5,072(3) | 55.72 | D | |
Employee Stock Option (Right to Buy) | (4) | 02/19/2028 | Common Stock | 3,928(5) | 98.11 | D | |
Employee Stock Option (Right to Buy) | (6) | 02/19/2029 | Common Stock | 3,456(5) | 128.44 | D |
Explanation of Responses: |
1. These shares include a total of 5,571 restricted stock units granted on February 5, 2019, July 31, 2019, February 4, 2020, February 2, 2021 and February 1, 2022 with restrictions that lapse as follows: (i) 574 shares vest on August 15, 2022, (ii) 1,994 shares vest on February 19, 2023, (iii) 574 shares vest on August 15, 2023, (iv) 1,244 shares vest on February 19, 2024, (v) 796 shares vest on February 19, 2025, (vi) 389 shares vest on February 19, 2026. |
2. The option vests in four equal annual installments. The first two installments became exercisable on February 19, 2021 and February 19, 2022. The remaining installments will become exercisable on February 19, 2023 and February 19, 2024. |
3. Awarded pursuant to the Entegris, Inc. 2010 Stock Plan in consideration of services as an employee. |
4. The option vests in four equal annual installments. The first installment became exercisable on February 19, 2022. The remaining installments will become exercisable on February 19, 2023, February 19, 2024 and February 19, 2025. |
5. Awarded pursuant to the Entegris, Inc. 2020 Stock Plan in consideration of services as an employee. |
6. The option vests in four equal annual installments beginning on February 19, 2023 and thereafter on February 19, 2024, February 19, 2025 and February 19, 2026. |
Remarks: |
/s/ Joseph Colella, Attorney-In-Fact for Neil Richards | 07/14/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |