UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
For Registration of Certain Classes of Securities
Pursuant to Section 12(b) or 12(g) of the
Securities Exchange Act of 1934
Elevation Series Trust
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
Delaware | | See Following Page |
(State of incorporation or organization) | | (IRS Employer Identification No.) |
| | |
1700 Broadway, Suite 1230 Denver, CO | | 80290 |
(Address of principal executive offices) | | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class to be so Registered | | Name of Each Exchange on Which Each Class is to be so Registered |
Shares of beneficial interest, no par value | | NYSE Arca, Inc. |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. X
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. [ ]
Securities Act registration statement file numbers to which this form relates:
333-265972
Securities to be registered pursuant to Section 12(g) of the Act:
None
Elevation Series Trust hereby amends its Registration Statement on Form 8-A filed with the Securities and Exchange Commission on October 4, 2022 (the “Form 8-A”), as set forth below.
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, no par value, of the funds listed below, each a separate series of Elevation Series Trust (the “Trust”), to be registered hereunder is set forth in Pre-Effective Amendment No. 1 to the Trust’s Registration Statement under the Securities Act of 1933 and Amendment No. 1 to the Trust’s Registration Statement under the Investment Company Act of 1940 on Form N-1A (Commission File Nos. 333-265972; 811-23812) (the “Registration Statement”), which description is incorporated herein by reference as filed with the Securities and Exchange Commission:
Fund Name: | EIN |
SRH U.S. Quality ETF | 88-2796772 |
Item 2. Exhibits.
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
| | ELEVATION SERIES TRUST | |
| | | |
October 4, 2022 | | /s/ Bradley Swenson | |
| | | |
| | Name: Bradley Swenson | |
| | Title: President | |