SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 07/27/2022 | 3. Issuer Name and Ticker or Trading Symbol AAON, INC. [ AAON ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) 07/27/2022 | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $.004 | 560(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | 07/18/2023 | 07/18/2032 | Common Stock | 2,240(2) | 52.23 | D |
Explanation of Responses: |
1. The original Form 3, filed on July 27, 2022, is being amended by this Form 3 amendment, solely to disclose an administrative error, which amends a grant that occurred on July 18, 2022 for a total of 560 restricted awards (previously reported 470 awards). This restricted stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests ratably on each of the first three anniversaries of the date of the grant. The number of shares presented above represents the current shares beneficially owned by the reporting person. |
2. The original Form 3, filed on July 27, 2022, is being amended by this Form 3 amendment, solely to disclose an administrative error, which amends a grant that occurred on July 18, 2022 for a total of 2,240 stock options (previously reported 1,662). This stock option is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first three anniversaries of the date of the grant. The number of shares presented above represents the current shares beneficially owned by the reporting person. |
Remarks: |
Xerxes P Gazder | 08/19/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |