SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report: August 12, 2002 | Commission file number1-5805 |
J.P. MORGAN CHASE & CO. (Exact name of registrant as specified in its charter) |
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Delaware (State or other jurisdiction of incorporation) | 13-2624428 (I.R.S. Employer Identification No.) |
270 Park Avenue, New York, New York (Address of principal executive offices) | 10017 (Zip Code) |
(Registrant's telephone number, including area code) 212-270-6000 |
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
The following exhibits are furnished as part of this report:
99.1 | Message of William B. Harrison, Jr. dated August 12, 2002 to employees of J.P. Morgan Chase & Co. |
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Item 9 Regulation FD Disclosure
On August 12, 2002, William B. Harrison, Jr. Chairman and Chief Executive Officer of J.P. Morgan Chase & Co., a Delaware corporation (the "Company"), distributed a memorandum to employees detailing certain actions being taken by the Company, including, without limitation: (a) expensing stock options; (b) establishment of a policy review office for certain corporate finance transactions; (c) adoption of investment protection principles; (d) amending the Company's 401(k) plan; and (e) stock ownership guidelines for senior executives. Attached as Exhibit 99.1 is a copy of the memorandum.
The information in this Current Report on Form 8-K, including the exhibit, is furnished pursuant to Item 9 and shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities under that Section. Furthermore, the information in this Current Report on Form 8-K , including the exhibits, shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933.
EXHIBIT INDEX
Exhibit Number | Description |
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99.1 | Message of William B. Harrison, Jr. dated August 12, 2002 to employees of J.P. Morgan Chase & Co. |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | J.P. MORGAN CHASE & CO. |
| | (Registrant) |
| | /s/William H. McDavid ---------------------------------------- |
| | William H. McDavid General Counsel |
Dated: August 13, 2002
