UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 19, 2009
JPMORGAN CHASE & CO.
(Exact name of registrant as specified in its charter)
Delaware | No. 001-05805 | No. 13-2624428 |
270 Park Avenue, New York, New York | 10017 |
Registrant's telephone number, including area code:(212) 270-6000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events.
Registrant held its Annual Meeting of Shareholders on Tuesday, May 19, 2009. A total of3,189,240,759 shares were represented in person or by proxy, or 84.87% of the total shares outstanding. The results of shareholder voting on the 10 proposals presented were as follows:
MANAGEMENT PROPOSALS: |
Proposal 1 - Shareholders elected the 11 director nominees named in the Proxy Statement:
For | Against | Abstain | |
Crandall C. Bowles | 3,139,701,655 | 38,269,912 | 11,269,090 |
Stephen B. Burke | 3,034,407,342 | 144,437,910 | 10,386,582 |
David M. Cote | 3,146,223,627 | 32,013,254 | 11,001,676 |
James S. Crown | 3,130,367,536 | 47,931,606 | 10,941,116 |
James Dimon | 3,119,523,267 | 60,598,294 | 9,119,196 |
Ellen V. Futter | 2,968,287,551 | 209,901,123 | 11,052,082 |
William H. Gray, III | 3,089,022,819 | 88,378,803 | 11,839,137 |
Laban P. Jackson, Jr. | 3,126,342,018 | 51,601,553 | 11,295,290 |
David C. Novak | 2,946,320,609 | 232,501,577 | 10,416,172 |
Lee R. Raymond | 3,117,683,593 | 61,193,044 | 10,291,720 |
William C. Weldon | 3,033,064,129 | 145,470,458 | 10,693,042 |
There were no broker non-votes. |
Proposal 2 - Shareholders ratified the appointment of PricewaterhouseCoopers LLP as Registrant's independent registered public accounting firm for 2009: | |||||||||||||||
For | Against | Abstain | |||||||||||||
3,136,238,342 | 46,273,797 | 6,716,395 | |||||||||||||
98.34% | 1.45% | 0.21% | |||||||||||||
There were no broker non-votes. | |||||||||||||||
Proposal 3 - Shareholders approved the Advisory Vote on Executive Compensation: | |||||||||||||||
For | Against | Abstain | |||||||||||||
3,079,184,869 | 89,803,157 | 20,239,307 | |||||||||||||
96.55% | 2.82% | 0.63% | |||||||||||||
There were no broker non-votes. | |||||||||||||||
SHAREHOLDER PROPOSALS: | |||||||||||||||
| |||||||||||||||
Proposal 4 - Shareholders did not approve the proposal on Governmental Service Report: | |||||||||||||||
For | Against | Abstain | |||||||||||||
102,339,474 | 2,333,149,271 | 308,999,354 | |||||||||||||
3.73% | 85.01% | 11.26% | |||||||||||||
There were 444,752,660 broker non-votes. | |||||||||||||||
Proposal 5 - Shareholders did not approve the proposal on Cumulative Voting: | |||||||||||||||
For | Against | Abstain | |||||||||||||
900,649,675 | 1,828,189,030 | 15,618,895 | |||||||||||||
32.82% | 66.61% | 0.57% | |||||||||||||
There were 444,783,159 broker non-votes. | |||||||||||||||
Proposal 6 - Shareholders did not approve the proposal on Special Shareowner Meetings: | |||||||||||||||
For | Against | Abstain | |||||||||||||
1,327,797,823 | 1,397,119,670 | 19,659,882 | |||||||||||||
48.38% | 50.90% | 0.72% | |||||||||||||
There were 444,663,384 broker non-votes. | |||||||||||||||
Proposal 7 - Shareholders did not approve the proposal on Credit Card Lending Practices: | |||||||||||||||
For | Against | Abstain | |||||||||||||
208,908,753 | 2,269,532,929 | 266,133,021 | |||||||||||||
7.61% | 82.69% | 9.70% | |||||||||||||
There were 444,666,056 broker non-votes. | |||||||||||||||
Proposal 8 - Shareholders did not approve the proposal on Changes to KEPP: | |||||||||||||||
For | Against | Abstain | |||||||||||||
803,607,570 | 1,912,878,103 | 28,089,749 | |||||||||||||
29.28% | 69.70% | 1.02% | |||||||||||||
There were 444,665,337 broker non-votes. | |||||||||||||||
Proposal 9 - Shareholders did not approve the proposal on Share Retention: | |||||||
For | Against | Abstain | |||||
768,196,715 | 1,944,012,968 | 32,362,251 | |||||
27.99% | 70.83% | 1.18% | |||||
There were 444,668,825 broker non-votes. | |||||||
Proposal 10 - Shareholders did not approve the proposal on Carbon Principles Report: | |||||||
For | Against | Abstain | |||||
67,451,876 | 2,196,796,367 | 480,333,020 | |||||
2.46% | 80.04% | 17.50% | |||||
There were 444,659,496 broker non-votes. | |||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
JPMORGAN CHASE & CO. | ||
By: | /s/ Anthony J. Horan | |
Name: | Anthony J. Horan |
Date: May 20, 2009
