UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM 8-K
_____________________
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
the Securities Exchange Act OF 1934
Date of Report (Date of earliest event reported): May 20, 2014
_____________________
JPMORGAN CHASE & CO.
(Exact Name of Registrant as Specified in its Charter)
_____________________
|
| | |
Delaware
| 1-05805
| 13-2624428
|
| (State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
|
| | |
270 Park Avenue, New York, New York
| | 10017 |
| (Address of principal executive offices) | | (Zip Code) |
Registrant's telephone number, including area code: (212) 270-6000
Not Applicable
(Former name or former address if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
| |
| (a) | Registrant held its Annual Meeting of Shareholders on Tuesday, May 20, 2014; 3,163,666,017 shares were represented in person or by proxy, or 83.58% of the total shares outstanding. |
| |
| (b) | The results of shareholder voting on the proposals presented were as follows: |
Proposal 1- Shareholders elected the 11 director nominees named in the Proxy Statement
|
| | | | | | | | |
| Name | For |
| Against |
| Abstain |
| Broker Non-Votes |
|
| Linda B. Bammann | 2,707,718,507 |
| 25,507,500 |
| 13,271,182 |
| 417,168,828 |
|
| James A. Bell | 2,710,296,501 |
| 22,628,346 |
| 13,572,342 |
| 417,168,828 |
|
| Crandall C. Bowles | 2,697,833,398 |
| 28,207,778 |
| 20,456,013 |
| 417,168,828 |
|
| Stephen B. Burke | 2,671,037,618 |
| 59,479,347 |
| 15,980,224 |
| 417,168,828 |
|
| James S. Crown | 2,663,104,035 |
| 63,105,161 |
| 20,287,993 |
| 417,168,828 |
|
| James Dimon | 2,619,670,074 |
| 103,859,898 |
| 22,967,217 |
| 417,168,828 |
|
| Timothy P. Flynn | 2,712,676,234 |
| 20,273,591 |
| 13,547,364 |
| 417,168,828 |
|
| Laban P. Jackson, Jr. | 2,695,927,915 |
| 34,537,183 |
| 16,032,091 |
| 417,168,828 |
|
| Michael A. Neal | 2,711,123,324 |
| 21,503,915 |
| 13,869,950 |
| 417,168,828 |
|
| Lee R. Raymond | 2,633,069,038 |
| 92,951,727 |
| 20,476,424 |
| 417,168,828 |
|
| William C. Weldon | 2,654,086,963 |
| 78,747,294 |
| 13,662,932 |
| 417,168,828 |
|
Proposal 2 – Shareholders approved the Advisory Resolution to Approve Executive Compensation
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 2,139,849,927 | 582,454,369 | 24,192,893 | 417,168,828 |
| 77.91% | 21.21% | 0.88% | |
Proposal 3 - Shareholders ratified the appointment of PricewaterhouseCoopers LLP as Registrant’s Independent Registered Public Accounting Firm for 2014
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 3,101,632,052 | 48,585,056 | 13,448,909 | 0 |
| 98.04% | 1.54% | 0.43% | |
Proposal 4 - Shareholders did not approve the proposal to Require Annual Report on Lobbying
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 174,671,970 | 2,112,817,339 | 459,007,880 | 417,168,828 |
| 6.36% | 76.93% | 16.71% | |
Proposal 5 - Shareholders did not approve the proposal on Special Shareowner Meetings - Reduce Threshold to 15% Rather Than 20% and Remove Procedural Provisions
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 996,967,077 | 1,728,148,661 | 21,381,451 | 417,168,828 |
| 36.3% | 62.92% | 0.78% | |
Proposal 6 - Shareholders did not approve the proposal to Adopt Cumulative Voting - Require Cumulative Voting for Directors Rather Than One-Share One-Vote
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 735,016,196 | 1,986,954,280 | 24,526,713 | 417,168,828 |
| 26.76% | 72.35% | 0.89% | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
| | | |
| | | | JPMORGAN CHASE & CO. |
| | By: | | /s/ Anthony J. Horan |
| | Name:
Title: | | Anthony J. Horan
Corporate Secretary |
Date: May 22, 2014
