UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM 8-K
_____________________
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
the Securities Exchange Act OF 1934
Date of Report (Date of earliest event reported): May 15, 2018
_____________________
JPMORGAN CHASE & CO.
(Exact Name of Registrant as Specified in its Charter)
_____________________
DELAWARE
(State or Other Jurisdiction of Incorporation)
|
| | |
| 1-05805 | | 13-2624428 |
| (Commission File Number) | | (I.R.S. Employer Identification No.) |
|
| | |
270 Park Avenue, New York, New York | | 10017 |
| (Address of principal executive offices) | | (Zip Code) |
Registrant's telephone number, including area code: (212) 270-6000
_____________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
| |
| (a) | Registrant held its Annual Meeting of Shareholders on Tuesday, May 15, 2018; 3,010,454,268 shares were represented in person or by proxy, or 88.27% of the total shares outstanding. |
| |
| (b) | The results of shareholder voting on the proposals presented were as follows: |
Proposal 1- Shareholders elected the 12 director nominees named in the Proxy Statement. All director nominees received at least 88.9% of the votes cast.
|
| | | | | | | | |
| Name | For | Against | Abstain | Broker Non-Votes |
| Linda B. Bammann | 2,558,858,758 |
| 26,353,475 |
| 4,313,574 |
| 420,928,461 |
|
| James A. Bell | 2,530,874,040 |
| 53,935,722 |
| 4,716,045 |
| 420,928,461 |
|
| Stephen B. Burke | 2,472,334,052 |
| 112,629,064 |
| 4,562,691 |
| 420,928,461 |
|
| Todd A. Combs | 2,569,525,132 |
| 15,300,444 |
| 4,700,231 |
| 420,928,461 |
|
| James S. Crown | 2,533,759,961 |
| 51,078,317 |
| 4,687,529 |
| 420,928,461 |
|
| James Dimon | 2,462,121,548 |
| 114,067,142 |
| 13,337,117 |
| 420,928,461 |
|
| Timothy P. Flynn | 2,535,858,772 |
| 48,994,380 |
| 4,672,655 |
| 420,928,461 |
|
| Mellody Hobson | 2,530,394,179 |
| 52,879,294 |
| 6,252,334 |
| 420,928,461 |
|
| Laban P. Jackson, Jr. | 2,512,627,374 |
| 71,971,134 |
| 4,927,299 |
| 420,928,461 |
|
| Michael A. Neal | 2,570,059,251 |
| 14,569,479 |
| 4,897,077 |
| 420,928,461 |
|
| Lee R. Raymond | 2,446,007,925 |
| 138,631,576 |
| 4,886,306 |
| 420,928,461 |
|
| William C. Weldon | 2,298,760,126 |
| 285,889,126 |
| 4,876,555 |
| 420,928,461 |
|
Proposal 2 - Shareholders approved the ratification of the Special Meeting Provisions in the Firm's By-Laws
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 1,505,934,063 | 1,076,474,365 | 7,117,379 | 420,928,461 |
| 58.16% | 41.57% | 0.27% | |
Proposal 3 - Shareholders approved the Advisory Resolution to Approve Executive Compensation
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 2,402,736,322 | 175,092,745 | 11,696,740 | 420,928,461 |
| 92.79% | 6.76% | 0.45% | |
Proposal 4 - Shareholders approved the Amended and Restated Long-Term Incentive Plan effective May 15, 2018
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 2,471,955,118 | 106,681,001 | 10,889,688 | 420,928,461 |
| 95.46% | 4.12% | 0.42% | |
Proposal 5 - Shareholders ratified the appointment of PricewaterhouseCoopers LLP as Registrant's independent registered public accounting firm for 2018
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 2,924,847,637 | 79,650,683 | 5,955,948 | 0 |
| 97.15% | 2.65% | 0.20% | |
Proposal 6 - Shareholders did not approve the proposal on Independent Board Chairman
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 865,308,542 | 1,703,313,061 | 20,904,204 | 420,928,461 |
| 33.41% | 65.78% | 0.81% | |
Proposal 7 - Shareholders did not approve the proposal on Vesting for Government Service
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 751,866,182 | 1,812,740,687 | 24,918,938 | 420,928,461 |
| 29.04% | 70.00% | 0.96% | |
Proposal 8 - Shareholders did not approve the proposal to Report on Investments Tied to Genocide
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 215,725,971 | 2,298,765,371 | 75,034,465 | 420,928,461 |
| 8.33% | 88.77% | 2.90% | |
Proposal 9 - Shareholders did not approve the proposal on Cumulative Voting
|
| | | |
| For | Against | Abstain | Broker Non-Votes |
| 223,150,699 | 2,346,553,004 | 19,822,104 | 420,928,461 |
| 8.62% | 90.62% | 0.76% | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
| | | |
| | | | JPMORGAN CHASE & CO. |
| | By: | | /s/ Holly Youngwood |
| | Name:
Title: | | Holly Youngwood
Managing Director |
Date: May 18, 2018
