SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
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| Date of Report: | | July 28, 2003 | | | | Commission file number: | | 1-5805 |
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J.P. MORGAN CHASE & CO.
(Exact name of registrant as specified in its charter)
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| Delaware | | 13-2624428 |
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(State or other jurisdiction
of incorporation) | | (I.R.S. Employer
Identification No.) |
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| 270 Park Avenue, New York, New York | | 10017 |
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| (Address of principal executive offices) | | (Zip Code) |
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| (Registrant’s telephone number, including area code) | | 212-270-6000 |
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Item 5. Other Events
On July 28, 2003, J.P. Morgan Chase & Co. announced that it had entered into agreements with the Securities and Exchange Commission, the Office of the District Attorney for New York County, the Federal Reserve Bank of New York, and the New York State Banking Department resolving matters relating to its involvement with commodity prepay transactions involving Enron Corporation and its affiliates. A copy of the press release announcing the agreement is attached as Exhibit 99.1 hereto.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
(c) Exhibits.
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| Exhibit | | |
| Number | | Description of Exhibits |
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| 99.1 | | Press release announcing that J.P. Morgan Chase & Co. had entered into agreements with the Securities and Exchange Commission, the Office of the District Attorney for New York County, the Federal Reserve Bank of New York, and the New York State Banking Department resolving matters relating to its involvement with commodity prepay transactions involving Enron Corporation and its affiliates. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | J.P. MORGAN CHASE & CO. |
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| | | (Registrant) |
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| | | /s/ William H. McDavid |
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| | | General Counsel |
Dated: July 28, 2003
EXHBIT INDEX
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| Exhibit | | |
| Number | | Description of Exhibits |
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| 99.1 | | Press release announcing that J.P. Morgan Chase & Co. had entered into agreements with the Securities and Exchange Commission, the Office of the District Attorney for New York County, the Federal Reserve Bank of New York, and the New York State Banking Department resolving matters relating to its involvement with commodity prepay transactions involving Enron Corporation and its affiliates. |
