UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): September 9, 2013
JPMORGAN CHASE & CO.
(Exact name of registrant as specified in its charter)
| | | | |
| Delaware | | 1-5805 | | 13-2624428 |
(State or Other Jurisdiction of Incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
| |
| 270 Park Avenue, New York, New York | | 10017 |
| (Address of Principal Executive Offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (212) 270-6000
Check the appropriate box below if the Form8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant toRule 14a-12 under the Exchange Act (17 CFR240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
| Item 7.01 | Regulation FD Disclosure. |
On September 9, 2013, Marianne Lake, the Chief Financial Officer of JPMorgan Chase & Co. (“JPMorgan Chase” or the “Firm”), presented at a U.S. financial services investor conference which was publicly webcast. Exhibit 99.1 is a copy of slides furnished for, and posted on the Firm’s website in connection with, the presentation.
The slides are being furnished pursuant to Item 7.01, and the information contained therein shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities under that Section.
Furthermore, the information contained in Exhibit 99.1 shall not be deemed to be incorporated by reference into the filings
of JPMorgan Chase under the Securities Act of 1933.
This Current Report on Form 8-K (including the Exhibit hereto) contains forward-looking statements within the
meaning of the Private Securities Litigation Reform Act of 1995. These statements are based on the current beliefs and
expectations of JPMorgan Chase’s management and are subject to significant risks and uncertainties. Actual results may
differ from those set forth in the forward-looking statements. Factors that could cause JPMorgan Chase’s actual results
to differ materially from those described in the forward-looking statements can be found in JPMorgan Chase’s Annual
Report on Form 10-K for the year ended December 31, 2012, and Quarterly Reports on Form 10-Q for the quarters ended
March 31, 2013 and June 30, 2013, which havebeen filed with the Securities and Exchange Commission and are available
on JPMorgan Chase’s website(http://investor.shareholder.com/jpmorganchase) and on the Securities and Exchange
Commission’s website (www.sec.gov). JPMorgan Chase does not undertake to update the forward-looking statements to
reflect the impact of circumstances or events that may arise after the date of the forward-looking statements.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits
| | |
Exhibit
Number | | Description of Exhibit |
| |
| 99.1 | | JPMorgan Chase & Co. presentation slides, dated September 9, 2013 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | | |
| | | | | | JPMORGAN CHASE & CO. (Registrant) |
| | | |
| | | | By: | | /s/ Neila B. Radin |
| | | | | | Neila B. Radin |
| | | | | | Senior Vice President |
| | | |
| Dated: September 10, 2013 | | | | | | |
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