UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): March 17, 2015
JPMorgan Chase & Co.
(Exact name of registrant as specified in its charter)
| | | | |
| Delaware | | 1-5805 | | 13-2624428 |
(State or other jurisdiction of incorporation or organization) | | (Commission File Number) | | (I.R.S. employer identification no.) |
| | |
| 270 Park Avenue, New York, New York | | 10017 |
| (Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (212) 270-6000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
On March 17, 2015, March 18, 2015 and March 20, 2015, JPMorgan Chase & Co. (“JPMorgan Chase” or the “Firm”) announced the redemption of four series of medium-term notes which were originally issued by The Bear Stearns Companies LLC (formerly known as The Bear Stearns Companies Inc.) and for which JPMorgan Chase is the successor obligor. Copies of the notices to noteholders relating to these redemptions are attached as Exhibits hereto.
| Item 9.01. | Financial Statements and Exhibits |
| | |
| 99.1 | | JPMorgan Chase & Co. Notice of Full Redemption, dated March 17, 2015 |
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| 99.2 | | JPMorgan Chase & Co. Notice of Full Redemption, dated March 18, 2015 |
| |
| 99.3 | | JPMorgan Chase & Co. Notice of Full Redemption, dated March 18, 2015 |
| |
| 99.4 | | JPMorgan Chase & Co. Notice of Full Redemption, dated March 20, 2015 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | |
| | JPMorgan Chase & Co. |
| | (Registrant) |
| |
| By: | | /s/ Neila B. Radin |
| | Neila B. Radin |
| | Senior Vice President |
Dated: March 20, 2015
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