SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/27/2022 |
3. Issuer Name and Ticker or Trading Symbol
Ivanhoe Electric Inc. [ IE ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 06/30/2022 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.0001 par value | 589,210 | I(1) | Prestige Century Investments Limited(2) |
Common Stock, $0.0001 par value | 13,083,968 | I(1) | Century Vision Holdings Limited(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. This Form 3/A is being filed jointly pursuant to Rule 16a-1(a)(3) and Rule 16a-3(j) under the Securities Exchange Act of 1934, as amended (the "Exchange Act") to report the beneficial ownership in respect of common stock, par value $0.0001 per share ("Common Stock") of Ivanhoe Electric Inc. (the "Issuer") that Century Vision Holdings Limited ("Century Vision"), Prestige Century Investments Limited ("Prestige Century"), Chow Tai Fook Enterprises Limited ("CTF Enterprises"), Chow Tai Fook (Holding) Limited ("CTF Holding"), and Chow Tai Fook Capital Limited ("CTF Capital") hold in the Issuer. Century Vision and Prestige Century are controlled by the same three-person board of directors. CTF Capital is the 81.03% owner of CTF Holding, which is the 100% owner of CTF Enterprises, which is the 100% owner of each of Century Vision and Prestige Century. |
2. Each reporting person hereunder disclaims beneficial ownership of the Common Stock except to the extent of its pecuniary interest therein. |
/s/ Rennie Wong, assistant corporate secretary of Chow Tai Fook (Holding) Ltd. | 02/03/2023 | |
/s/ Rennie Wong, assistant corporate secretary of Chow Tai Fook Capital Ltd. | 02/03/2023 | |
/s/ Rennie Wong, assistant corporate secretary of Century Vision Holdings Ltd. | 02/03/2023 | |
/s/ Rennie Wong, assistant corporate secretary of Prestige Century Investments Ltd. | 02/03/2023 | |
/s/ Rennie Wong, Senior Legal Counsel of Chow Tai Fook Enterprises Ltd. | 02/03/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |