The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABRDN ASIA PACIFIC INCOME FU | COM | 003009107 | 95,824 | 35,359 | SH | SOLE | 0 | 0 | 35,359 | ||
ABRDN INCOME CREDIT STRATEGI | COM | 003057106 | 254,648 | 37,448 | SH | SOLE | 0 | 0 | 37,448 | ||
ADVENT CONV & INCOME FD | COM | 00764C109 | 127,984 | 11,246 | SH | SOLE | 0 | 0 | 11,246 | ||
ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 | 577,706 | 53,294 | SH | SOLE | 0 | 0 | 53,294 | ||
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 161,089 | 12,158 | SH | SOLE | 0 | 0 | 12,158 | ||
APPLE INC | COM | 037833100 | 4,148,084 | 21,545 | SH | SOLE | 0 | 0 | 21,545 | ||
BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 | 353,772 | 60,371 | SH | SOLE | 0 | 0 | 60,371 | ||
BNY MELLON MUN INCOME INC | COM | 05589T104 | 257,691 | 39,645 | SH | SOLE | 0 | 0 | 39,645 | ||
BLACKROCK FLOATING RATE INC | COM | 091941104 | 1,238,151 | 100,012 | SH | SOLE | 0 | 0 | 100,012 | ||
BLACKROCK INVT QUALITY MUN T | COM | 09247D105 | 235,402 | 19,848 | SH | SOLE | 0 | 0 | 19,848 | ||
BLACKROCK INCOME TR INC | COM NEW | 09247F209 | 4,300,668 | 353,093 | SH | SOLE | 0 | 0 | 353,093 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 910,576 | 75,692 | SH | SOLE | 0 | 0 | 75,692 | ||
BLACKROCK MUN INCOME TR | SH BEN INT | 09248F109 | 1,014,362 | 100,731 | SH | SOLE | 0 | 0 | 100,731 | ||
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | 243,378 | 14,968 | SH | SOLE | 0 | 0 | 14,968 | ||
BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | 999,264 | 91,592 | SH | SOLE | 0 | 0 | 91,592 | ||
BLACKROCK MUNI INCOME TR II | COM | 09249N101 | 944,007 | 88,390 | SH | SOLE | 0 | 0 | 88,390 | ||
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 135,974 | 13,176 | SH | SOLE | 0 | 0 | 13,176 | ||
BLACKROCK LONG-TERM MUN ADVA | COM | 09250B103 | 450,028 | 43,991 | SH | SOLE | 0 | 0 | 43,991 | ||
BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 | 2,244,135 | 195,924 | SH | SOLE | 0 | 0 | 195,924 | ||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 1,252,714 | 175,943 | SH | SOLE | 0 | 0 | 175,943 | ||
BLACKROCK MUNIVEST FD II INC | COM | 09253T101 | 594,877 | 55,235 | SH | SOLE | 0 | 0 | 55,235 | ||
BLACKROCK MUNICIPAL INCOME | COM | 09253X102 | 1,291,813 | 110,981 | SH | SOLE | 0 | 0 | 110,981 | ||
BLACKROCK MUNIHOLDINGS QUALI | COM | 09254C107 | 177,966 | 17,761 | SH | SOLE | 0 | 0 | 17,761 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 | 2,541,436 | 218,336 | SH | SOLE | 0 | 0 | 218,336 | ||
BLACKROCK MUNIYILD QULT FD I | COM | 09254F100 | 2,446,460 | 200,694 | SH | SOLE | 0 | 0 | 200,694 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254G108 | 169,023 | 16,331 | SH | SOLE | 0 | 0 | 16,331 | ||
BLACKROCK MUNIASSETS FD INC | COM | 09254J102 | 906,093 | 85,561 | SH | SOLE | 0 | 0 | 85,561 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 881,442 | 79,195 | SH | SOLE | 0 | 0 | 79,195 | ||
BLACKROCK MUNIYIELD MICH QU | COM | 09254V105 | 561,429 | 49,422 | SH | SOLE | 0 | 0 | 49,422 | ||
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 550,962 | 48,288 | SH | SOLE | 0 | 0 | 48,288 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 121,916 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 818,854 | 87,883 | SH | SOLE | 0 | 0 | 87,883 | ||
BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | 568,915 | 52,726 | SH | SOLE | 0 | 0 | 52,726 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 777,881 | 61,444 | SH | SOLE | 0 | 0 | 61,444 | ||
BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 09257P105 | 240,162 | 11,546 | SH | SOLE | 0 | 0 | 11,546 | ||
BLACKSTONE STRATEGIC CRED 20 | COM SHS BEN IN | 09257R101 | 126,410 | 11,167 | SH | SOLE | 0 | 0 | 11,167 | ||
BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 | 277,783 | 121,303 | SH | SOLE | 0 | 0 | 121,303 | ||
BNY MELLON STRATEGIC MUN BD | COM | 09662E109 | 182,027 | 31,879 | SH | SOLE | 0 | 0 | 31,879 | ||
BNY MELLON MUN BD INFRASTRUC | COM SHS | 09662W109 | 200,587 | 19,456 | SH | SOLE | 0 | 0 | 19,456 | ||
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 195,821 | 15,287 | SH | SOLE | 0 | 0 | 15,287 | ||
CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 128117108 | 144,238 | 13,923 | SH | SOLE | 0 | 0 | 13,923 | ||
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 204,539 | 17,833 | SH | SOLE | 0 | 0 | 17,833 | ||
COMMUNITY BK SYS INC | COM | 203607106 | 251,431 | 4,825 | SH | SOLE | 0 | 0 | 4,825 | ||
CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 | 50,219 | 25,363 | SH | SOLE | 0 | 0 | 25,363 | ||
DTF TAX-FREE INCOME 2028 TER | COM | 23334J107 | 153,762 | 14,303 | SH | SOLE | 0 | 0 | 14,303 | ||
DWS MUN INCOME TR NEW | COM | 233368109 | 1,413,396 | 158,987 | SH | SOLE | 0 | 0 | 158,987 | ||
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 290,981 | 33,639 | SH | SOLE | 0 | 0 | 33,639 | ||
ABRDN NATL MUN INCOME FD | SH BEN INT | 24610T108 | 308,964 | 30,261 | SH | SOLE | 0 | 0 | 30,261 | ||
DIMENSIONAL ETF TRUST | US CORE EQT MKT | 25434V104 | 2,468,241 | 74,233 | SH | SOLE | 0 | 0 | 74,233 | ||
DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 25434V203 | 1,263,910 | 44,131 | SH | SOLE | 0 | 0 | 44,131 | ||
DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 | 1,288,758 | 24,628 | SH | SOLE | 0 | 0 | 24,628 | ||
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | 9,152,683 | 313,126 | SH | SOLE | 0 | 0 | 313,126 | ||
DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | 2,497,637 | 67,105 | SH | SOLE | 0 | 0 | 67,105 | ||
DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 25434V815 | 1,864,549 | 64,030 | SH | SOLE | 0 | 0 | 64,030 | ||
DIMENSIONAL ETF TRUST | WORLD EX US CORE | 25434V880 | 1,710,816 | 70,058 | SH | SOLE | 0 | 0 | 70,058 | ||
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 237,670 | 15,483 | SH | SOLE | 0 | 0 | 15,483 | ||
EATON VANCE CALIF MUN INCOM | SH BEN INT | 27826F101 | 212,555 | 20,557 | SH | SOLE | 0 | 0 | 20,557 | ||
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 124,921 | 19,797 | SH | SOLE | 0 | 0 | 19,797 | ||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 4,191,479 | 431,729 | SH | SOLE | 0 | 0 | 431,729 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 382,325 | 30,464 | SH | SOLE | 0 | 0 | 30,464 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 1,703,824 | 169,682 | SH | SOLE | 0 | 0 | 169,682 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 592,981 | 61,449 | SH | SOLE | 0 | 0 | 61,449 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 386,669 | 42,259 | SH | SOLE | 0 | 0 | 42,259 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 915,596 | 96,301 | SH | SOLE | 0 | 0 | 96,301 | ||
EATON VANCE SHORT DURATION D | COM | 27828V104 | 282,916 | 27,256 | SH | SOLE | 0 | 0 | 27,256 | ||
EATON VANCE NATL MUN OPPORT | COM SHS | 27829L105 | 1,473,890 | 87,109 | SH | SOLE | 0 | 0 | 87,109 | ||
EATON VANCE MUN INCOME 2028 | SHS | 27829U105 | 311,665 | 17,974 | SH | SOLE | 0 | 0 | 17,974 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 242,187 | 3,924 | SH | SOLE | 0 | 0 | 3,924 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,264,643 | 12,649 | SH | SOLE | 0 | 0 | 12,649 | ||
HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 201,479 | 18,518 | SH | SOLE | 0 | 0 | 18,518 | ||
HIGH INCOME SECS FD | SHS BEN INT | 42968F108 | 203,078 | 31,632 | SH | SOLE | 0 | 0 | 31,632 | ||
HIGHLAND OPPORTUNITIES | HIGHLAND INCOME | 43010E404 | 244,920 | 31,849 | SH | SOLE | 0 | 0 | 31,849 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 744,794 | 71,684 | SH | SOLE | 0 | 0 | 71,684 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 243,562 | 59,405 | SH | SOLE | 0 | 0 | 59,405 | ||
INVESCO MUNICIPAL TRUST | COM | 46131J103 | 298,802 | 31,354 | SH | SOLE | 0 | 0 | 31,354 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 369,490 | 37,360 | SH | SOLE | 0 | 0 | 37,360 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 416,459 | 52,086 | SH | SOLE | 0 | 0 | 52,086 | ||
INVESCO ADVANTAGE MUN INCOME | SH BEN INT | 46132E103 | 726,803 | 97,512 | SH | SOLE | 0 | 0 | 97,512 | ||
INVESCO BD FD | COM | 46132L107 | 353,090 | 23,214 | SH | SOLE | 0 | 0 | 23,214 | ||
INVESCO MUNI INCOME OPP TRST | COM | 46132X101 | 477,519 | 75,200 | SH | SOLE | 0 | 0 | 75,200 | ||
INVESCO QUALITY MUN INCOME T | COM | 46133G107 | 144,154 | 15,158 | SH | SOLE | 0 | 0 | 15,158 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | 1,021,263 | 31,289 | SH | SOLE | 0 | 0 | 31,289 | ||
ISHARES TR | DOW JONES US ETF | 464287846 | 270,463 | 2,321 | SH | SOLE | 0 | 0 | 2,321 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 343,504 | 11,013 | SH | SOLE | 0 | 0 | 11,013 | ||
MFS MUN INCOME TR | SH BEN INT | 552738106 | 596,422 | 115,362 | SH | SOLE | 0 | 0 | 115,362 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 91,477 | 34,133 | SH | SOLE | 0 | 0 | 34,133 | ||
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 504,945 | 69,426 | SH | SOLE | 0 | 0 | 69,426 | ||
MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 | 470,788 | 132,616 | SH | SOLE | 0 | 0 | 132,616 | ||
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 370,182 | 111,837 | SH | SOLE | 0 | 0 | 111,837 | ||
NEUBERGER BERMAN MUN FD INC | COM | 64124P101 | 2,313,633 | 223,539 | SH | SOLE | 0 | 0 | 223,539 | ||
NEUBERGER BERMAN HIGH YIELD | COM | 64128C106 | 462,298 | 59,883 | SH | SOLE | 0 | 0 | 59,883 | ||
NUVEEN MASSACHUSETS QLT MUN | COM | 67061E104 | 526,603 | 50,105 | SH | SOLE | 0 | 0 | 50,105 | ||
NUVEEN CALIFORNIA MUNI VLU F | COM STK | 67062C107 | 742,502 | 82,869 | SH | SOLE | 0 | 0 | 82,869 | ||
NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 67062F100 | 1,494,931 | 101,146 | SH | SOLE | 0 | 0 | 101,146 | ||
NUVEEN N Y MUN VALUE FD | COM | 67062M105 | 247,638 | 29,908 | SH | SOLE | 0 | 0 | 29,908 | ||
NUVEEN MUN CR OPPORTUNITIES | COM | 670663103 | 405,333 | 40,655 | SH | SOLE | 0 | 0 | 40,655 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 393,375 | 34,356 | SH | SOLE | 0 | 0 | 34,356 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 180,352 | 16,263 | SH | SOLE | 0 | 0 | 16,263 | ||
NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 | 218,870 | 22,153 | SH | SOLE | 0 | 0 | 22,153 | ||
NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 | 476,506 | 34,960 | SH | SOLE | 0 | 0 | 34,960 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 132,749 | 11,231 | SH | SOLE | 0 | 0 | 11,231 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 2,073,727 | 185,442 | SH | SOLE | 0 | 0 | 185,442 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 1,029,752 | 125,274 | SH | SOLE | 0 | 0 | 125,274 | ||
NUVEEN MORTGAGE AND INCOME F | COM | 670735109 | 181,345 | 10,743 | SH | SOLE | 0 | 0 | 10,743 | ||
NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | 706,019 | 104,441 | SH | SOLE | 0 | 0 | 104,441 | ||
NUVEEN REAL ASSET INCOME & G | COM | 67074Y105 | 141,789 | 12,098 | SH | SOLE | 0 | 0 | 12,098 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 372,297 | 43,290 | SH | SOLE | 0 | 0 | 43,290 | ||
PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 | 449,849 | 39,599 | SH | SOLE | 0 | 0 | 39,599 | ||
PIMCO CALIF MUN INCOME FD | COM | 72200N106 | 1,484,013 | 159,229 | SH | SOLE | 0 | 0 | 159,229 | ||
PIMCO MUN INCOME FD | COM | 72200R107 | 221,819 | 23,775 | SH | SOLE | 0 | 0 | 23,775 | ||
PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 | 469,123 | 59,685 | SH | SOLE | 0 | 0 | 59,685 | ||
PIMCO NEW YORK MUN FD II | COM | 72200Y102 | 460,959 | 60,732 | SH | SOLE | 0 | 0 | 60,732 | ||
PIMCO MUN INCOME FD III | COM | 72201A103 | 322,072 | 43,582 | SH | SOLE | 0 | 0 | 43,582 | ||
PIMCO CALIF MUN INCOME FD II | COM | 72201C109 | 77,680 | 10,540 | SH | SOLE | 0 | 0 | 10,540 | ||
PIMCO NEW YORK MUN INCOME FD | COM | 72201E105 | 205,162 | 34,423 | SH | SOLE | 0 | 0 | 34,423 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 307,409 | 17,126 | SH | SOLE | 0 | 0 | 17,126 | ||
PIONEER FLOATING RATE FUND I | COM | 72369J102 | 287,340 | 31,335 | SH | SOLE | 0 | 0 | 31,335 | ||
PIONEER MUN HIGH INCOME OPPO | COMMON STOCK | 723760104 | 178,105 | 16,850 | SH | SOLE | 0 | 0 | 16,850 | ||
PIONEER MUNICIPAL HIGH INCOM | COM | 723762100 | 439,710 | 54,827 | SH | SOLE | 0 | 0 | 54,827 | ||
PUTNAM MANAGED MUN INCOME TR | COM | 746823103 | 583,275 | 95,933 | SH | SOLE | 0 | 0 | 95,933 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 235,419 | 73,799 | SH | SOLE | 0 | 0 | 73,799 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 4,961,208 | 484,967 | SH | SOLE | 0 | 0 | 484,967 | ||
RIVERNORTH MANAGED DUR MUN I | COM | 76882H105 | 153,805 | 10,847 | SH | SOLE | 0 | 0 | 10,847 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 593,314 | 6,645 | SH | SOLE | 0 | 0 | 6,645 | ||
VIRTUS STONE HBR EMRG MKTS I | COM | 86164T107 | 115,456 | 26,788 | SH | SOLE | 0 | 0 | 26,788 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 127,913 | 33,750 | SH | SOLE | 0 | 0 | 33,750 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 676,954 | 3,973 | SH | SOLE | 0 | 0 | 3,973 | ||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 651,672 | 11,243 | SH | SOLE | 0 | 0 | 11,243 | ||
VANGUARD WELLINGTON FD | US VALUE FACTR | 921935805 | 216,379 | 1,920 | SH | SOLE | 0 | 0 | 1,920 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 226,848 | 2,205 | SH | SOLE | 0 | 0 | 2,205 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 204,385 | 4,973 | SH | SOLE | 0 | 0 | 4,973 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 286,397 | 1,591 | SH | SOLE | 0 | 0 | 1,591 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 697,515 | 2,940 | SH | SOLE | 0 | 0 | 2,940 | ||
CARLYLE CREDIT INCOME FUND | SHS BEN INT | 92535C104 | 179,541 | 22,584 | SH | SOLE | 0 | 0 | 22,584 | ||
VIRTUS CONVERTIBLE & INCOME | COM | 92838X102 | 122,007 | 36,204 | SH | SOLE | 0 | 0 | 36,204 | ||
WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 | 240,636 | 22,281 | SH | SOLE | 0 | 0 | 22,281 | ||
WESTERN ASSET HIGH INCOME OP | COM | 95766K109 | 73,147 | 18,950 | SH | SOLE | 0 | 0 | 18,950 | ||
WESTERN ASSET MANAGED MUNS F | COM | 95766M105 | 1,107,598 | 108,908 | SH | SOLE | 0 | 0 | 108,908 | ||
WESTERN ASSET MUN HIGH INCOM | COM | 95766N103 | 404,147 | 62,951 | SH | SOLE | 0 | 0 | 62,951 | ||
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 99,857 | 12,298 | SH | SOLE | 0 | 0 | 12,298 | ||
WESTERN ASSET INTER MUNI FD | COM | 958435109 | 175,152 | 22,747 | SH | SOLE | 0 | 0 | 22,747 |