Sbi Investment Korea Form 3 Initial statement of insider ownership

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

SBI INVESTMENT KOREA CO., LTD.

(Last) (First) (Middle)

14TH FL., NC TOWER, 509,

TEHERAN-RO, GANGNAM-GU

(Street)

SEOUL M5

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/13/2022

3. Issuer Name and Ticker or Trading Symbol
Peak Bio, Inc. [ PKBO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	3,621,489(1)	D(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

SBI INVESTMENT KOREA CO., LTD.

(Last) (First) (Middle)

14TH FL., NC TOWER, 509,

TEHERAN-RO, GANGNAM-GU

(Street)

SEOUL M5

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

SBI CROSS-BORDER ADVANTAGE FUND

(Last) (First) (Middle)

14TH FL., NC TOWER, 509,

TEHERAN-RO, GANGNAM-GU

(Street)

SEOUL M5

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

SBI HEALTHCARE FUND I

(Last) (First) (Middle)

14TH FL., NC TOWER, 509,

TEHERAN-RO, GANGNAM-GU

(Street)

SEOUL M5

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

2019 SBI JOB CREATION FUND

(Last) (First) (Middle)

14TH FL., NC TOWER, 509,

TEHERAN-RO, GANGNAM-GU

(Street)

SEOUL M5

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

IKBC-SBI BIO FUND 1

(Last) (First) (Middle)

14TH FL., NC TOWER, 509,

TEHERAN-RO, GANGNAM-GU

(Street)

SEOUL M5

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

SBI KIS 2016-1 FUND

(Last) (First) (Middle)

14TH FL., NC TOWER, 509,

TEHERAN-RO, GANGNAM-GU

(Street)

SEOUL M5

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

2014 KIF-SBI IT INVESTMENT FUND

(Last) (First) (Middle)

14TH FL., NC TOWER, 509,

TEHERAN-RO, GANGNAM-GU

(Street)

SEOUL M5

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

GLOBAL GATEWAY FUND 1

(Last) (First) (Middle)

14TH FL., NC TOWER, 509,

TEHERAN-RO, GANGNAM-GU

(Street)

SEOUL M5

(City) (State) (Zip)

Explanation of Responses:

1. Consists of 320,206 shares of common stock held by SBI Investment KOREA Co., Ltd. ("SBI"), 251,418 shares of common stock held by SBI Cross-border Advantage Fund, an affiliate of SBI, 599,202 shares of common stock held by SBI Healthcare Fund 1, an affiliate of SBI, 1,601,067 shares of common stock held by IBKC-SBI Bio Fund 1, an affiliate of SBI, 83,800 shares common stock held by SBI KIS 2016-1 Fund, an affiliate of SBI, 167,600 shares of common stock held 2014 KIF -SBI IT Investment Fund, an affiliate of SBI, 419,017 shares of common stock held by Global Gateway Fund 1, an affiliate of SBI and 179,179 shares of common stock held by 2019 SBI Job Creation Fund, an affiliate of SBI. These shares of common stock were acquired in the business combination consummated between Peak Bio, Inc. (f/k/a Ignyte Acquisition Corp.), Ignyte Korea Co., Ltd. and Peak Bio Co., Ltd.

2. This Form 3 is being filed jointly by SBI, SBI Cross-border Advantage Fund, SBI Healthcare Fund 1, IBKC-SBI Bio Fund 1, SBI KIS 2016-1 Fund, 2014 KIF-SBI IT Investment Fund, Global Gateway Fund 1 and 2019 SBI Job Creation Fund. Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose.

Remarks:

	/s/ Joon-Hyo Lee, Co-CEO Eiichiro So, Co-CEO, SBI Investment Korea Co., Ltd.	02/28/2023
	/s/ Joon-Hyo Lee, Eiichiro So, Authorized Persons, SBI Cross-border Advantage Fund	02/28/2023
	/s/ Joon-Hyo Lee, Eiichiro So, Authorized Persons, SBI Healthcare Fund 1	02/28/2023
	/s/ Joon-Hyo Lee, Co-CEO Eiichiro So, Authorized Persons, IBKC-SBI Bio Fund 1	02/28/2023
	/s/ Joon-Hyo Lee, Eiichiro So, Co-CEO of SBI Investment Korea Co., Ltd., Authorized Person, SBI KIS 2016-1 Fund	02/28/2023
	/s/ Joon-Hyo Lee, Eiichiro So, Authorized Persons, 2014 KIF-SBI IT Investment Fund	02/28/2023
	/s/ Joon-Hyo Lee, Eiichiro So, Authorized Persons, Global Gateway Fund 1	02/28/2023
	/s/ Joon-Hyo Lee, Eiichiro So, Authorized Persons, 2019 SBI Job Creation Fund	02/28/2023
	** Signature of Reporting Person	Date
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