Filed pursuant to Rule 424(b)(3)
Registration Statement No. 333-276243
Prospectus Supplement
(To Prospectus Dated May 16, 2024)
CAPTIVISION INC.
Primary Offering of up to
24,204,341 Ordinary Shares
Secondary Offering of up to
38,200,001 Ordinary Shares
11,950,000 Warrants to Purchase Ordinary Shares
This Prospectus Supplement amends and supplements information contained in that certain Prospectus, dated May 16, 2024 (the “Prospectus”), relating to, among other things, (i) the resale by certain selling securityholders listed in the section of the Prospectus entitled “Selling Securityholders” of an aggregate of 38,200,001 ordinary shares, par value $0.0001 per share (“Ordinary Shares”) of Captivision Inc. (“us,” “we,” “Captivision” or the “Company”) and (ii) the offer and sale by the Company of up to 11,950,000 Ordinary Shares that are issuable upon the exercise of 11,950,000 private warrants of the Company, each exercisable at $11.50 for one Ordinary Share (“Private Warrants”). The Company will not receive any proceeds from the sale of Ordinary Shares by the selling securityholders.
This Prospectus Supplement is not complete without, and may not be delivered or used except in connection with, the Prospectus. This Prospectus Supplement is qualified by reference to the Prospectus, except to the extent that the information provided by this Prospectus Supplement supersedes information contained in the Prospectus. Capitalized terms used in this Prospectus Supplement but not otherwise defined herein have the meanings specified in the Prospectus.
We are filing this Prospectus Supplement to reflect the transfer of 7,466,667 Ordinary Shares and 11,950,000 Private Warrants from Jaguar Global Growth Partners I, LLC (the “JGGC Sponsor”) to certain individuals and entities included in the selling securityholder table. Accordingly, this Prospectus Supplement amends the selling securityholders table beginning on page 176 of the Prospectus by (i) adding certain individuals and entities to the selling securityholder table in the Prospectus and (ii) updating the footnotes to the selling securityholders table in the Prospectus. Except as otherwise set forth herein, this Prospectus Supplement does not impact any other selling securityholders set forth in the selling securityholders table in the Prospectus.
We are also filing this Prospectus Supplement to reflect clerical error corrections regarding (i) updating the total amount of the Ordinary Shares offered in the secondary offering to 38,200,001 on the cover page of the Prospectus, page 14 of the Prospectus and page 176 of the Prospectus and (ii) updating the number of ordinary shares issued to the JGGC Sponsor to 7,466,667 on the cover page of the Prospectus and page 14 of the Prospectus. Except as otherwise set forth herein, this Prospectus Supplement does not impact any other information or section set forth in the Prospectus.
Investing in our securities involves a high degree of risk. See “Risk Factors” beginning on page 16 of the Prospectus for a discussion of information that should be considered in connection with an investment in our securities.
Neither the Securities and Exchange Commission nor any other regulatory body has approved or disapproved of these securities or determined if this prospectus is truthful or complete. Any representation to the contrary is a criminal offense.
The date of this prospectus supplement is May 30, 2024.
SELLING SECURITYHOLDERS
This prospectus relates to the possible resale by the Selling Securityholders from time to time (i) an aggregate of 38,200,001 Ordinary Shares and (ii) 11,950,000 Private Warrants held by the Selling Securityholders.
This Prospectus Supplement is filed for the purpose of including, and restating amounts owned by, selling securityholders who have acquired Ordinary Shares included for resale in this Prospectus. As of May 30, 2024, the Selling Securityholder table included under the section “Selling Securityholders,” which begins on page 176 of the Prospectus, is revised to amend the information with respect to the following selling securityholders:
| Ordinary Shares | Warrants to Purchase Ordinary Shares | |||||||||||||||||||||||
Name | Ordinary Shares Beneficially Owned Prior to Offering(1) | Ordinary Shares Registered Hereby | Ordinary Shares Beneficially Owned After Sale of all Ordinary Shares Offered Hereby | Beneficially Owned Prior to Offering | Number Registered for Sale Hereby | Beneficially Owned After Sale of All Warrants Offered Hereby | ||||||||||||||||||
Michael B. Berman(2) | 25,000 | 25,000 | — | — | — | — | ||||||||||||||||||
Craig M. Hatkoff(3) | 25,000 | 25,000 | — | — | — | — | ||||||||||||||||||
Jason H. Lee(4) | 25,000 | 25,000 | — | — | — | — | ||||||||||||||||||
Martha Notaras(5) | 25,000 | 25,000 | — | — | — | — | ||||||||||||||||||
Christine Zhao(6) | 25,000 | 25,000 | — | — | — | — | ||||||||||||||||||
Betty Liu(7) | 15,000 | 15,000 | — | — | — | — | ||||||||||||||||||
Edward Shenderovich(8) | 15,000 | 15,000 | — | — | — | — | ||||||||||||||||||
Scott F. Meadow(9) | 15,000 | 15,000 | — | — | — | — | ||||||||||||||||||
Evan Wray(10) | 15,000 | 15,000 | — | — | — | — | ||||||||||||||||||
David Eisenberg(11) | 576,300 | 137,244 | — | 439,056 | 439,056 | — | ||||||||||||||||||
Ho Joon Lee(12) | 3,066,398 | 3,066,398 | — | — | — | — | ||||||||||||||||||
Houng Ki Kin(13) | 4,115,670 | 4,115,670 | — | — | — | — | ||||||||||||||||||
Bio X Co., Ltd.(14) | 2,402,462 | 2,402,462 | — | — | — | — | ||||||||||||||||||
Whale M&A Small-Mid Sized Company M&A Private Equity Fund No. 1(15) | 1,681,723 | 1,681,723 | — | — | — | — | ||||||||||||||||||
Samsung Securities(16) | 599,815 | 599,815 | — | — | — | — | ||||||||||||||||||
CSY Chungla Co., Ltd.(17) | 552,566 | 552,566 | — | — | — | — | ||||||||||||||||||
Seong Rak Lee | 160,164 | 160,164 | — | — | — | — | ||||||||||||||||||
Ulmus – Solon New Technology Investment Fund No. 1(18) | 159,844 | 159,844 | — | — | — | — | ||||||||||||||||||
Acuon Capital(19) | 192,197 | 192,197 | — | — | — | — | ||||||||||||||||||
Dok Soo Jang | 213,122 | 213,122 | — | — | — | — | ||||||||||||||||||
J.V.B. Financial Group, LLC(20) | 2,183,960 | 2,183,960 | — | — | — | — | ||||||||||||||||||
Paul Hastings LLP(21) | 2,102,763 | 2,102,763 | — | — | — | — | ||||||||||||||||||
JGG SPAC Holdings LLC(22) | 697,760 | 697,760 | — | — | — | — | ||||||||||||||||||
Outside The Box Capital Inc.(23) | 20,000 | 20,000 | — | — | — | — | ||||||||||||||||||
George and Mary Fitzpatrick(24) | 40,258 | 40,258 | — | — | — | — | ||||||||||||||||||
PLS Holdings, LLC(25) | 40,258 | 40,258 | — | — | — | — | ||||||||||||||||||
Kimberly Seeds(26) | 80,516 | 80,516 | — | — | — | — | ||||||||||||||||||
MB Asset Management, Ltd.(27) | 40,258 | 40,258 | — | — | — | — | ||||||||||||||||||
NexeterAlts, LLC(28) | 99,404 | 99,404 | — | — | — | — | ||||||||||||||||||
Adam M. Miller(29) | 70,462 | 46,201 | — | 24,261 | 24,261 | — | ||||||||||||||||||
Katherine Rosbottom(30) | 19,881 | 19,881 | — | — | — | — | ||||||||||||||||||
Jeffrey Goldenberg(31) | 49,702 | 49,702 | — | — | — | — | ||||||||||||||||||
Goldenberg Investment Partners LLC(32) | 49,702 | 49,702 | — | — | — | — | ||||||||||||||||||
Alexander R Marcinkowski(33) | 78,066 | 56,113 | — | 21,953 | 21,953 | — | ||||||||||||||||||
Amanda Bailey | 15,000 | 15,000 | — | — | — | — | ||||||||||||||||||
Andrew Chen | 56,130 | 12,224 | — | 43,906 | 43,906 | — | ||||||||||||||||||
Anthony R. Page(34) | 1,587,313 | 357,773 | — | 1,229,540 | 1,229,540 | — | ||||||||||||||||||
Broadwater Capital, LLC(35) | 53,552 | 29,291 | — | 24,261 | 24,261 | — | ||||||||||||||||||
2
Bruce A. Wolfson and Ellen S. Wolfson | 21,968 | 21,968 | — | — | — | — | ||||||||||||||||||
Burnside II, LLC(36) | 535,508 | 292,903 | — | 242,605 | 242,605 | — | ||||||||||||||||||
Charles Cotton Harrold IV & Kelly Hathaway Harrold | 84,195 | 18,337 | — | 65,858 | 65,858 | — | ||||||||||||||||||
Cheng Nien Han | 168,390 | 36,673 | — | 131,717 | 131,717 | — | ||||||||||||||||||
Christina Otero Geeza | 112,260 | 24,449 | — | 87,811 | 87,811 | — | ||||||||||||||||||
Cordelia W Robinson | 53,552 | 29,291 | — | 24,261 | 24,261 | — | ||||||||||||||||||
CPT Investments LLC(37) | 84,195 | 18,337 | — | 65,858 | 65,858 | — | ||||||||||||||||||
Cynthia Foster Curry | 133,877 | 73,226 | — | 60,651 | 60,651 | — | ||||||||||||||||||
Daniel J. Hennessy | 855,502 | 504,257 | — | 351,245 | 351,245 | — | ||||||||||||||||||
DVDC / PEI, LLC(38) | 303,102 | 66,012 | — | 237,090 | 237,090 | — | ||||||||||||||||||
Esteban Saldarriaga | 10,000 | 10,000 | — | — | — | — | ||||||||||||||||||
Finvasco Capital Management LLC(39) | 168,390 | 36,673 | — | 131,717 | 131,717 | — | ||||||||||||||||||
Fitzgerald Chronos Fund LP(40) | 561,300 | 122,244 | — | 439,056 | 439,056 | — | ||||||||||||||||||
Frank J. Bellizzi Jr. | 53,552 | 29,291 | — | 24,261 | 24,261 | — | ||||||||||||||||||
Gary R. Garrabrant(41) | 3,174,628 | 715,545 | — | 2,459,083 | 2,459,083 | — | ||||||||||||||||||
George Lane & Sara Lane | 56,130 | 12,224 | — | 43,906 | 43,906 | — | ||||||||||||||||||
Giantsbane Investments Soho LLC(42) | 84,195 | 18,337 | — | 65,858 | 65,858 | — | ||||||||||||||||||
Greg Glyman | 535,508 | 292,903 | — | 242,605 | 242,605 | — | ||||||||||||||||||
Hectad Strategic Partners LLC(43) | 53,552 | 29,291 | — | 24,261 | 24,261 | — | ||||||||||||||||||
HN Proprietary I LLC(44) | 53,552 | 29,291 | — | 24,261 | 24,261 | — | ||||||||||||||||||
Hudson Hill Partners LLC(45) | 56,130 | 12,224 | — | 43,906 | 43,906 | — | ||||||||||||||||||
Hugh C Robinson | 61,938 | 36,612 | — | 25,326 | 25,326 | — | ||||||||||||||||||
Hugh Connolly(46) | 6,000 | 6,000 | — | — | — | — | ||||||||||||||||||
Ian Wilkin(47) | 65,903 | 65,903 | — | — | — | — | ||||||||||||||||||
Jaguar Growth Partners Group, LLC(48) | 66,938 | 36,612 | — | 30,326 | 30,326 | — | ||||||||||||||||||
Jaguar Growth Partners, LLC(49) | 325,726 | 325,726 | — | — | — | — | ||||||||||||||||||
Jaguar SPAC Investment Partners LLC(50) | 240,978 | 131,806 | — | 109,172 | 109,172 | — | ||||||||||||||||||
JALL Realty, LLC(51) | 53,552 | 29,291 | — | 24,261 | 24,261 | — | ||||||||||||||||||
JAM 2041 Family Trust(52) | 142,265 | 80,548 | — | 61,717 | 61,717 | — | ||||||||||||||||||
James Cummings | 30,000 | 30,000 | — | — | — | — | ||||||||||||||||||
James F O’neil III | 561,300 | 122,244 | — | 439,056 | 439,056 | — | ||||||||||||||||||
Jameson Reid Nelson | 28,065 | 6,112 | — | 21,953 | 21,953 | — | ||||||||||||||||||
Jarret W Inc.(53) | 8,388 | 7,323 | — | 1,065 | 1,065 | — | ||||||||||||||||||
John Beck | 56,130 | 12,224 | — | 43,906 | 43,906 | — | ||||||||||||||||||
John G Schreiber | 133,877 | 73,226 | — | 60,651 | 60,651 | — | ||||||||||||||||||
John J Deasey | 214,203 | 117,161 | — | 97,042 | 97,042 | — | ||||||||||||||||||
John J Deasey – IRA | 10,065 | 8,787 | — | 1,278 | 1,278 | — | ||||||||||||||||||
John Lin | 224,521 | 48,898 | — | 175,623 | 175,623 | — | ||||||||||||||||||
Jonathan D. Hennessy | 28,065 | 6,112 | — | 21,953 | 21,953 | — | ||||||||||||||||||
Joseph F Pitchford and Beverly Pitchford | 53,552 | 29,291 | — | 24,261 | 24,261 | — | ||||||||||||||||||
Joseph Gregory Benkowski | 56,130 | 12,224 | — | 43,906 | 43,906 | — | ||||||||||||||||||
Joseph Link & Rachel Link | 84,195 | 18,337 | — | 65,858 | 65,858 | — | ||||||||||||||||||
Joshua A. Cohen | 28,065 | 6,112 | — | 21,953 | 21,953 | — | ||||||||||||||||||
Justin T. Persuitti & Madelyn M. Persuitti | 28,065 | 6,112 | — | 21,953 | 21,953 | — | ||||||||||||||||||
Kirk S. Hovde(54) | 84,195 | 18,337 | — | 65,858 | 65,858 | — | ||||||||||||||||||
Kyle Potter | 56,130 | 12,224 | — | 43,906 | 43,906 | — | ||||||||||||||||||
Layal Jabbour | 168,390 | 36,673 | — | 131,717 | 131,717 | — | ||||||||||||||||||
Lewis Katz Irrevocable Indenture of Trust FBO Drew & his issue DTD 2/25/00(55) | 80,326 | 43,935 | — | 36,391 | 36,391 | — | ||||||||||||||||||
LFH Investment Ventures LLC(56) | 28,065 | 6,112 | — | 21,953 | 21,953 | — | ||||||||||||||||||
Lisa Hsu | 2,500 | 2,500 | — | — | — | — | ||||||||||||||||||
Luthien Investments LTD(57) | 84,195 | 18,337 | — | 65,858 | 65,858 | — | ||||||||||||||||||
M. Shanken Communications, Inc.(58) | 167,755 | 146,452 | — | 21,303 | 21,303 | — | ||||||||||||||||||
Margaux M. Harrold | 28,065 | 6,112 | — | 21,953 | 21,953 | — | ||||||||||||||||||
Mario De Barros | 25,000 | 25,000 | — | — | — | — | ||||||||||||||||||
Martin Pena Gomez | 168,390 | 36,673 | — | 131,717 | 131,717 | — | ||||||||||||||||||
Matthew E. Chamberlain & Whitney A. Chamberlain | 28,065 | 6,112 | — | 21,953 | 21,953 | — |
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McDonald Pearlman Family Living Trust(59) | 66,938 | 36,612 | — | 30,326 | 30,326 | — | ||||||||||||||||||
Michael J Brenner | 80,326 | 43,935 | — | 36,391 | 36,391 | — | ||||||||||||||||||
Michael McDonald & Rebecca Wright | 66,938 | 36,612 | — | 30,326 | 30,326 | — | ||||||||||||||||||
Milton Joseph Beck | 588,631 | 500,820 | — | 87,811 | 87,811 | — | ||||||||||||||||||
Otis Road Investments LP(60) | 561,300 | 122,244 | — | 439,056 | 439,056 | — | ||||||||||||||||||
Patrick A. Salvi | 41,938 | 36,612 | — | 5,326 | 5,326 | — | ||||||||||||||||||
Pieter Neijs | 168,390 | 36,673 | — | 131,717 | 131,717 | — | ||||||||||||||||||
Randolph Street Investment Partners, L.P. - 2021 DIF(61) | 729,690 | 158,917 | — | 570,773 | 570,773 | — | ||||||||||||||||||
RER Investments LLC(62) | 133,877 | 73,226 | — | 60,651 | 60,651 | — | ||||||||||||||||||
Riaz A Cassum Trust-2008(63) | 53,552 | 29,291 | — | 24,261 | 24,261 | — | ||||||||||||||||||
Richard L Friedman | 53,552 | 29,291 | — | 24,261 | 24,261 | — | ||||||||||||||||||
Rising Straits Holding Company Pte Ltd(64) | 80,326 | 43,935 | — | 36,391 | 36,391 | — | ||||||||||||||||||
Rondip Dalal | 56,130 | 12,224 | — | 43,906 | 43,906 | — | ||||||||||||||||||
Sean T Martin | 84,195 | 18,337 | — | 65,858 | 65,858 | — | ||||||||||||||||||
Sebastian Tanujaya | 10,000 | 10,000 | — | — | — | — | ||||||||||||||||||
Stephen Cummings | 28,065 | 6,112 | — | 21,953 | 21,953 | — | ||||||||||||||||||
TAL / DPD, LLC(65) | 538,848 | 117,354 | — | 421,494 | 421,494 | — | ||||||||||||||||||
Thomas D. Hennessy(66) | 1,143,668 | 1,011,951 | — | 131,717 | 131,717 | — | ||||||||||||||||||
Thomas J Connolly | 53,552 | 29,291 | — | 24,261 | 24,261 | — | ||||||||||||||||||
Thomas McDonald | 1,587,313 | 357,773 | — | 1,229,540 | 1,229,540 | — | ||||||||||||||||||
Times Three, LLC(67) | 133,877 | 73,226 | — | 60,651 | 60,651 | — | ||||||||||||||||||
Vencedor Capital LLC(68) | 107,101 | 58,580 | — | 48,521 | 48,521 | — | ||||||||||||||||||
Whye Choong Low | 25,000 | 25,000 | — | — | — | — | ||||||||||||||||||
William Newcomet Halle | 28,065 | 6,112 | — | 21,953 | 21,953 | — |
| (1) | The number of Ordinary Shares listed for each Selling Securityholder assumes the exercise of all of the Private Warrants beneficially owned by such Selling Securityhoder. |
| (2) | Mr. Berman is a member of our board of directors. |
| (3) | Mr. Hatkoff is a member of our board of directors. |
| (4) | Mr. Lee is a member of the former board of directors of JGGC. |
| (5) | Ms. Notaras is a member of the former board of directors of JGGC. |
| (6) | Ms. Zhao is a member of the former board of directors of JGGC. |
| (7) | Ms. Liu is a member of our board of directors. |
| (8) | Mr. Shenderovich is a former advisor to JGGC. |
| (9) | Mr. Meadow is a former advisor to JGGC. |
| (10) | Mr. Wray is a former advisor to JGGC. |
| (11) | Mr. Eisenberg is a former advisor to JGGC. |
| (12) | Consists of (i) (a) 666,666.67 Earnout Shares issuable upon vesting of 666,666.67 Series I RSRs, (b) 666,666.67 Earnout Shares issuable upon vesting of 666,666.67 Series II RSRs and (c) 666,666.67 Earnout Shares issuable upon vesting of 666,666.67 Series III RSRs, in each case in accordance with the terms and conditions of the Earnout RSRs (ii) 322,619 Ordinary Shares subject to lock-up restrictions, (iii) 711,747 Ordinary Shares issuable upon exercise of the Founder Warrants, and (iv) 32,022 Ordinary Shares issuable upon exercise of the Converted Options. Mr. Lee is the Chief Executive Officer and a member of our board of directors. |
| (13) | Consists of (i) (a) 1,000,000 Earnout Shares issuable upon vesting of 1,000,000 Series I RSRs, (b) 1,000,000 Earnout Shares issuable upon vesting of 1,000,000 Series II RSRs and (c) 1,000,000 Earnout Shares issuable upon vesting of 1,000,000 Series III RSRs, in each case in accordance with the terms and conditions of the Earnout RSRs (ii) 1,067,621 Ordinary Shares issuable upon exercise of the Founder Warrants, and (iii) 48,049 Ordinary Shares issuable upon exercise of the Converted Options. |
| (14) | Bio X Co., Ltd. is managed by its CEO, Houng Ki Kim. |
| (15) | Whale M&A Small-Mid Sized Company M&A Private Equity Fund No. 1 is managed by its CEO, Sung Eun Kim. |
| (16) | Yuri Choi, director of Samsung Securities, may be deemed a beneficial owner of securities held by this selling securities holder. |
| (17) | Yong Woo Kim, representative director of CSY Chungla Co., Ltd., may be deemed a beneficial owner of securities held by this selling securityholder. |
| (18) | Sang Rok Seo, executive managing director of Ulmus—Xolon New Technology Investment Fund No. 1, may be deemed a beneficial owner of securities held by this selling securityholder. |
| (19) | Jung Mu Lee, chief executive officer of Acuon Capital, may be deemed a beneficial owner of securities held by this selling securityholder. |
| (20) | Jerry Serowik, Head of ECM Investment Banking of the Cohen & Company Capital Markets division of J.V.B. Financial Group, LLC, may be deemed a beneficial owner of securities held by this selling securityholder. |
| (21) | Chris Davis, Chief Operating Officer of Paul Hastings LLP, may be deemed a beneficial owner of securities held by this selling securityholder. Brian Sakala, Managing Director and Head of Finance of Paul Hastings LLP, may be deemed a beneficial owner of securities held by this selling securityholder. |
| (22) | Gary R. Garrabrant and Thomas J. McDonald, the managing members of JGG, may be deemed a beneficial owner of securities held by this selling securityholder. Each of JGG, Gary R. Garrabrant and Thomas J. McDonald disclaim beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
| (23) | Jason Coles, chief executive officer of Outside The Box Capital Inc., may be deemed a beneficial owner of securities held by this selling securityholder. |
4
| (24) | Consists of 40,258 Ordinary Shares issuable upon conversion of the Convertible Notes. George and Mary Fitzpatrick jointly own the securities with a right of survivorship. |
| (25) | Consists of 40,258 Ordinary Shares issuable upon conversion of the Convertible Notes. |
| (26) | Consists of 80,516 Ordinary Shares issuable upon conversion of the Convertible Notes. |
| (27) | Consists of 40,258 Ordinary Shares issuable upon conversion of the Convertible Notes. David Alexander Stubbs, director of MB Asset Management Ltd. may be deemed a beneficial owner of securities held by this selling securityholder. |
| (28) | Consists of 99,404 Ordinary Shares issuable upon conversion of the Convertible Notes. Edward Fitzgerald, managing member of NexexterAlts, LLC, may be deemed a beneficial owner of securities held by this selling securityholder. |
| (29) | Consists of 14,911 Ordinary Shares issuable upon conversion of the Convertible Notes. |
| (30) | Consists of 19,881 Ordinary Shares issuable upon conversion of the Convertible Notes. |
| (31) | Consists of 49,702 Ordinary Shares issuable upon conversion of the Convertible Notes. |
| (32) | Consists of 49,702 Ordinary Shares issuable upon conversion of the Convertible Notes. Jeffrey Goldenberg, investment manager of Goldenberg Investment Partners LLC, may be deemed a beneficial of securities held by this selling securityholder. |
| (33) | Mr. Marcinkowski is our Senior VP, Capital Markets. Mr. Marcinkowski is a consultant of the JGGC Sponsor. |
| (34) | Mr. Page is our CFO. |
| (35) | Erik Barner, managing member of Broadwater Capital, LLC, may be deemed a beneficial owner of securities held by this selling securityholder. |
| (36) | Richard Clark, sole owner of Burnside II, LLC, may be deemed a beneficial owner of securities held by this selling securityholder. |
| (37) | Daniel Lobo Guerrero, Federico Pineda and Andres Felipe Martinez, members and beneficial owners of CPT Investments LLC, may be deemed beneficial owners of securities held by this securityholder. |
| (38) | DeForest Davis, Valerie Saroyan, Daphne Johnson and Christina Davis may be deemed beneficial owners of the securities held by DVDC/PEI, LLC. |
| (39) | Edward Sherovich and Olga Kouraptseva, beneficiaries of the trust that owns 100% of Finvasco Capital Management LLC, may be deemed beneficial owners of the securities held by this securityholder. |
| (40) | Fitzgerald Investment Management Company LLC is a general partner of Fitzgerald Chronos Fund LP. Thomas G Fitzgerald Jr. and Jamie S Fitzgerald, managers of Fitzgerald Investment Management Company LLC, may be deemed beneficial owners of the securities held by Fitzgerald Chronos Fund LP. |
| (41) | Mr. Garrabrant is our Chairman and CEO. |
| (42) | Chase Mazzariello and Alex Wang, managing members of Giantsbane Investments Soho LLC, may be deemed beneficial owners of the securities held by this securityholder. |
| (43) | Hectad Strategic LLC is Hectad Strategic Partners LLC’s manager. Jeffrey B Citrin, managing member of Hectad Strategic LLC, may be deemed beneficial owner of the securities held by Hectad Strategic Partners LLC. |
| (44) | Vipin Nambiar, managing partner of HN Proprietary I LLC, may be deemed beneficial owner of the securities held by this securityholder. |
| (45) | Dany Bsharat and Tariq Bsharat, managing members of Hudson Hill Partners LLC, may be deemed beneficial owners of the securities held by this securityholder. |
| (46) | Carrie W Connolly may be deemed beneficial owners of the securities held by Hugh C Connolly. |
| (47) | Mr. Wilkin is the former CFO and COO of Jaguar Growth Partners. |
| (48) | Jaguar Growth Partners Group, LLC is owned by Gary R. Garrabrant and Thomas J. McDonald. Mr. Garrabrant and Mr. McDonald may be deemed beneficial owners of the securities held by this securityholder. Mr. Garrabrant is our Chairman and CEO. |
| (49) | Thomas McDonald and Gary R. Garrabrant may be deemed beneficial owners of the securities held by Jaguar Growth Partners, LLC. Mr. Garrabrant is our Chairman and CEO. |
| (50) | Evan Jeffrey Wray, partner of Jaguar SPAC Investment Partners LLC, may be deemed beneficial owner of the securities held by this securityholder. |
| (51) | Jason Weiss, member of JALL Realty, LLC, may be deemed beneficial owner of the securities held by this securityholder. |
| (52) | Rajeev Viswanathan, trustee of JAM 2041 Family Trust, may be deemed beneficial owner of the securities held by this securityholder. |
| (53) | Jarret Willis, owner of Jarret W. Inc, may be deemed beneficial owner of the securities held by this securityholder. |
| (54) | Kirk S. Hovde is an affiliate of a broker dealer. Mr. Hovde certified that he bought these securities in the ordinary course of business, and at the time of the purchase of the securities to be resold, he had no agreements or understandings, directly or indirectly, with any person to distribute the securities. |
| (55) | Drew Katz, Melissa Silver, and Kathleen Palella, trustees of Lewis Katz Irrevocable Indenture of Trust FBO Drew & his issue DTD 2/25/00, may be deemed beneficial owners of the securities held by this securityholder. |
| (56) | Laith Hodi, member of LFH Investment Ventures LLC, may be deemed beneficial owner of the securities held by this securityholder. |
| (57) | Bernardo Coutinho de Sampaio, Luciana Salles de Sampaio, directors and shareholders of Luthien Investments LTD, may be deemed beneficial owners of the securities held by this securityholder. |
| (58) | Marvin R Shanken, chairman of M. Shanken Communications, Inc., may be deemed beneficial owner of the securities held by this securityholder. |
| (59) | John J McDonald and Jenny Pearlman, trustees of McDonald Pearlman Family Living Trust, may be deemed beneficial owners of the securities held by this securityholder. |
| (60) | Otis Management LLC (“Otis Management”) is a general partner of Otis Road Investments LP. Andrew J Fitzgerald and James G Fitzgerald are managers of Otis Management. Andrew J Fitzgerald is also managing GP of Otis Road Investments LP. Mr. Fitzgerald and Mr. Fitzgerald may be deemed beneficial owners of the securities held by this securityholder. |
| (61) | Randolph Street Investment Management, LLC (“RSIM”), is the general partner of Randolph Street Investment Partners, LP – 2021 DIF. RSIM exercises voting and investment power with respect to the securities. RSIM is controlled by a board of managers comprised of four persons who act by majority vote. |
| (62) | Robert E Rasmus, member of RER Investments LLC, may be deemed beneficial owner of the securities held by this securityholder. |
| (63) | Riaz A Cassum, trustee of Riaz A Cassum Trust-2008, may be deemed beneficial owner of the securities held by this securityholder. |
| (64) | Subhash Bedi, director of Rising Straits Holding Company Pte Ltd, may be deemed beneficial owner of the securities held by this securityholder. |
| (65) | DeForest Davis and Tiffany Lytle managers of TAL/DPD, LLC, may be deemed beneficial owners of the securities held by this securityholder. |
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| (66) | Mr. Hennessey is a former director on board of directors of JGGC. |
| (67) | Callahan Family Investments is the manager of Times Three, LLC. Jessica Callahan Dadosky, president of Callahan Family Investments, may be deemed beneficial owner of the securities of this securityholder. |
| (68) | Robert E Rasmuss, manager of Vencedor Capital LLC, may be deemed beneficial owner of the securities of this securityholder. |
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