Craig Henderson Form 3 PGT Innovations / Craig Henderson ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:	3235-0104
Estimated average burden
hours per response:	0.5

1. Name and Address of Reporting Person^*

Henderson Craig

(Last) (First) (Middle)

1070 TECHNOLOGY DR.

(Street)

NORTH VENICE FL 34275

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/27/2023

3. Issuer Name and Ticker or Trading Symbol
PGT Innovations, Inc. [ PGTI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
INTERIM CFO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
PGTI Common Stock	7,291(1)(2)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 533 shares of unrestricted PGTI Common Stock and 6,758 shares of restricted PGTI Common Stock. The 6,758 shares of restricted PGTI Common Stock were granted under the Company's 2019 Equity and Incentive Compensation Plan (the "Plan"), and include (i) 1,500 shares granted on May 24, 2021, and are expected to vest in full on May 24, 2024; (ii) 1,518 shares granted as part of the Company's 2022 Long-Term Incentive Plan (the "2022 LTIP") on February 14, 2022, and are expected to vest in two equal installments on each of February 14, 2024 and February 14, 2025; (iii) 1,473 shares granted as part of the 2022 LTIP,

2. (Cont'd from footnote 1)including 854 shares granted on February 14, 2022, and 619 shares granted on February 14, 2023, based on the Company's performance for its 2022 fiscal year, and are expected to vest in full on February 14, 2024; and (iv) 2,267 shares granted as part of the Company's 2023 Long-Term Incentive Plan on February 15, 2023, and are expected to vest in three equal installments on each of February 15, 2024, February 15, 2025 and February 15, 2026.

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney

	/s/ Ryan S. Quinn, as attorney-in-fact for CRAIG HENDERSON	03/09/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.